Form 8.5 (EPT/RI) - BHP Group Limited

UBS AG (EPT)

07 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	06 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	2179393	42.82000 AUD	42.42738 AUD
Ordinary NPV	Sell	2117428	42.77407 AUD	42.42738 AUD
ADR	Buy	8836	56.87553 USD	56.82444 USD
ADR	Sell	17102	56.87553 USD	56.82444 USD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	18000	42.725921        AUD
Ordinary NPV	CFD	Long	533	42.752852        AUD
Ordinary NPV	CFD	Long	15368	522.24947749        ZAR
Ordinary NPV	CFD	Long	895	521.193        ZAR
Ordinary NPV	CFD	Long	1396	521.1946        ZAR
Ordinary NPV	CFD	Long	1485	521.1954        ZAR
Ordinary NPV	CFD	Long	4523	522.3602        ZAR
Ordinary NPV	CFD	Long	45095	522.09315822        ZAR
Ordinary NPV	CFD	Long	26267	520.88391442        ZAR
Ordinary NPV	CFD	Long	560000	42.69        AUD
Ordinary NPV	CFD	Long	38153	42.66450004        AUD
Ordinary NPV	CFD	Long	31259	42.63495921        AUD
Ordinary NPV	CFD	Long	4166	42.6416154584734        AUD
Ordinary NPV	CFD	Long	1518	42.603902        AUD
Ordinary NPV	CFD	Long	7042	42.6645        AUD
Ordinary NPV	CFD	Long	5769	42.634959        AUD
Ordinary NPV	CFD	Long	11236	42.66449982        AUD
Ordinary NPV	CFD	Long	9205	42.63495926        AUD
Ordinary NPV	CFD	Long	787	42.646023        AUD
Ordinary NPV	CFD	Long	315164	42.668441        AUD
Ordinary NPV	CFD	Long	21206	42.75        AUD
Ordinary NPV	CFD	Long	82651	42.703474        AUD
Ordinary NPV	CFD	Long	200	42.7        AUD
Ordinary NPV	CFD	Long	35571	42.6254332133218        AUD
Ordinary NPV	CFD	Long	18170	42.717655        AUD
Ordinary NPV	CFD	Long	55680	42.662037        AUD
Ordinary NPV	CFD	Long	26302	42.648135        AUD
Ordinary NPV	CFD	Long	82411	42.6589019669704        AUD
Ordinary NPV	CFD	Long	8624	42.6173805658627        AUD
Ordinary NPV	CFD	Long	33000	42.7186652606061        AUD
Ordinary NPV	CFD	Long	3537	42.7500009782301        AUD
Ordinary NPV	CFD	Long	11196	42.7481046802429        AUD
Ordinary NPV	CFD	Long	4158	42.728983        AUD
Ordinary NPV	CFD	Long	335	42.729194        AUD
Ordinary NPV	CFD	Long	25363	42.728697        AUD
Ordinary NPV	CFD	Long	57	42.67210526        AUD
Ordinary NPV	CFD	Long	9350	42.728508        AUD
Ordinary NPV	CFD	Long	38352	42.674256        AUD
Ordinary NPV	CFD	Long	33380	42.63133        AUD
Ordinary NPV	CFD	Long	11790	42.70486        AUD
Ordinary NPV	CFD	Long	74359	42.72467966        AUD
Ordinary NPV	CFD	Long	282577	42.670392        AUD
Ordinary NPV	CFD	Long	12308	42.774073        AUD
Ordinary NPV	CFD	Long	81707	42.655891        AUD
Ordinary NPV	CFD	Long	18120	42.728285        AUD
Ordinary NPV	CFD	Long	175	42.752857        AUD
Ordinary NPV	CFD	Long	2550	42.644945        AUD
Ordinary NPV	CFD	Long	1637	42.63437        AUD
Ordinary NPV	CFD	Long	12003	42.609885        AUD
Ordinary NPV	CFD	Short	33380	42.63133        AUD
Ordinary NPV	CFD	Short	26267	520.88391442        ZAR
Ordinary NPV	CFD	Short	15368	522.24947749        ZAR
Ordinary NPV	CFD	Short	282577	42.670392        AUD
Ordinary NPV	CFD	Short	1021	42.6381488736533        AUD
Ordinary NPV	CFD	Short	616	42.6281006493506        AUD
Ordinary NPV	CFD	Short	18120	42.728285        AUD
Ordinary NPV	CFD	Short	2550	42.644945        AUD
Ordinary NPV	CFD	Short	24743	42.75        AUD
Ordinary NPV	CFD	Short	38352	42.674256        AUD
Ordinary NPV	CFD	Short	45095	522.09315822        ZAR
Ordinary NPV	CFD	Short	4523	522.3602        ZAR
Ordinary NPV	CFD	Short	74359	42.7246796620338        AUD
Ordinary NPV	CFD	Short	895	521.192959564022        ZAR
Ordinary NPV	CFD	Short	335	42.729194        AUD
Ordinary NPV	CFD	Short	12308	42.774073        AUD
Ordinary NPV	CFD	Short	1485	521.195367543704        ZAR
Ordinary NPV	CFD	Short	1396	521.194603790401        ZAR
Ordinary NPV	CFD	Short	533	42.752852        AUD
Ordinary NPV	CFD	Short	25363	42.728697        AUD
Ordinary NPV	CFD	Short	81707	42.655891        AUD
Ordinary NPV	CFD	Short	9350	42.7285075016043        AUD
Ordinary NPV	CFD	Short	175	42.752857        AUD
Ordinary NPV	CFD	Short	57	42.67210526        AUD
Ordinary NPV	CFD	Short	560000	42.69        AUD
Ordinary NPV	CFD	Short	11790	42.70486        AUD
Ordinary NPV	CFD	Short	102231	42.665168        AUD
Ordinary NPV	CFD	Short	18170	42.717655        AUD
Ordinary NPV	CFD	Short	82651	42.703474        AUD
Ordinary NPV	CFD	Short	38153	42.66450004        AUD
Ordinary NPV	CFD	Short	7042	42.6645        AUD
Ordinary NPV	CFD	Short	11236	42.66449982        AUD
Ordinary NPV	CFD	Short	31259	42.63495921        AUD
Ordinary NPV	CFD	Short	5769	42.634959        AUD
Ordinary NPV	CFD	Short	9205	42.63495926        AUD
Ordinary NPV	CFD	Short	4158	42.728983        AUD
Ordinary NPV	CFD	Short	35571	42.62543322        AUD
Ordinary NPV	CFD	Short	55680	42.662037        AUD
Ordinary NPV	CFD	Short	315164	42.668441        AUD
Ordinary NPV	CFD	Short	26302	42.648135        AUD
Ordinary NPV	CFD	Short	33000	42.718665        AUD
Ordinary NPV	CFD	Short	200	42.7        AUD
Ordinary NPV	CFD	Short	18000	42.725921        AUD
Ordinary NPV	CFD	Short	4166	42.641615        AUD
Ordinary NPV	CFD	Short	13521	42.609213        AUD
Ordinary NPV	CFD	Short	787	42.646023        AUD
ADR	CFD	Short	169	56.8244 USD
ADR	CFD	Short	207	56.8338 USD
ADR	CFD	Short	4004	56.8600 USD
ADR	CFD	Short	38	56.8755 USD
ADR	CFD	Long	-169	56.8244 USD
ADR	CFD	Long	-414	56.8338 USD
ADR	CFD	Long	-7930	56.8600 USD
ADR	CFD	Long	-38	56.8755 USD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	07 May 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END