Form 8.5 (EPT/RI)- BHP Group Limited

Morgan Stanley & Co. Int'l plc

07 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	06 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES- Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	739	56.8466 USD	56.8365 USD
ADR	SALES	739	56.8466 USD	56.8365 USD
Ordinary NPV	SALES	674	28.3283 USD	28.3283 USD
Ordinary NPV	SALES	46,738	42.7500 AUD	42.6301 AUD
Ordinary NPV	PURCHASES	30,716	42.8049 AUD	42.6292 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	1,517	42.6768 AUD
Ordinary NPV	CFD	increasing a long position	2,119	42.6989 AUD
Ordinary NPV	CFD	increasing a long position	154	42.7719 AUD
Ordinary NPV	CFD	increasing a long position	700	520.8333 ZAR
Ordinary NPV	CFD	increasing a long position	2	520.8900 ZAR
Ordinary NPV	CFD	increasing a long position	7,793	521.1021 ZAR
Ordinary NPV	CFD	increasing a long position	20,422	521.4496 ZAR
Ordinary NPV	CFD	increasing a long position	13,936	522.6200 ZAR
Ordinary NPV	CFD	increasing a short position	30,165	42.5967 AUD
Ordinary NPV	CFD	increasing a short position	292	42.6294 AUD
Ordinary NPV	CFD	increasing a short position	83	42.6300 AUD
Ordinary NPV	CFD	increasing a short position	48	42.6300 AUD
Ordinary NPV	CFD	increasing a short position	141	42.6350 AUD
Ordinary NPV	CFD	increasing a short position	83	42.6351 AUD
Ordinary NPV	CFD	increasing a short position	17,000	42.6961 AUD
Ordinary NPV	CFD	increasing a short position	3,500	42.6962 AUD
Ordinary NPV	CFD	increasing a short position	500	42.6962 AUD
Ordinary NPV	CFD	increasing a short position	194	42.7044 AUD
Ordinary NPV	CFD	increasing a short position	12,323	42.7119 AUD
Ordinary NPV	CFD	increasing a short position	55,095	42.7203 AUD
Ordinary NPV	CFD	increasing a short position	170	42.7500 AUD
Ordinary NPV	CFD	increasing a short position	1,607	42.7671 AUD
Ordinary NPV	CFD	increasing a short position	7,835	42.7671 AUD
Ordinary NPV	CFD	increasing a short position	7,433	42.7671 AUD
Ordinary NPV	CFD	increasing a short position	7,793	521.1021 ZAR
Ordinary NPV	CFD	reducing a long position	134,546	42.6895 AUD
Ordinary NPV	CFD	reducing a long position	609	42.6952 AUD
Ordinary NPV	CFD	reducing a long position	397	42.6956 AUD
Ordinary NPV	CFD	reducing a long position	557	42.6956 AUD
Ordinary NPV	CFD	reducing a long position	2,965	42.6956 AUD
Ordinary NPV	CFD	reducing a long position	2	42.7000 AUD
Ordinary NPV	CFD	reducing a long position	2,184	42.7349 AUD
Ordinary NPV	CFD	reducing a long position	728	42.7355 AUD
Ordinary NPV	CFD	reducing a long position	700	520.8333 ZAR
Ordinary NPV	CFD	reducing a long position	2	520.8900 ZAR
Ordinary NPV	CFD	reducing a long position	2,776	521.3469 ZAR
Ordinary NPV	CFD	reducing a long position	20,422	521.4496 ZAR
Ordinary NPV	CFD	reducing a long position	75	522.4141 ZAR
Ordinary NPV	CFD	reducing a short position	1,517	42.6989 AUD
Ordinary NPV	CFD	reducing a short position	9,966	42.7262 AUD
Ordinary NPV	CFD	reducing a short position	9,314	42.7305 AUD
Ordinary NPV	CFD	reducing a short position	1,856	42.7500 AUD
Ordinary NPV	CFD	reducing a short position	6,396	42.7513 AUD
Ordinary NPV	CFD	reducing a short position	190	42.7610 AUD
Ordinary NPV	CFD	reducing a short position	674	42.8049 AUD
Ordinary NPV	CFD	reducing a short position	2,776	521.3469 ZAR
Ordinary NPV	CFD	reducing a short position	75	522.4141 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
Ordinary NPV	Short Call	Exercised against	1,116	43.2876 AUD

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	07 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END