Form 8.5 (EPT/RI)-BHP Group Limited

Morgan Stanley & Co. Int'l plc

03 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	Anglo American plc
(d) Date dealing undertaken:	02 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES-Anglo American plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
ADR	PURCHASES	178	55.8091 USD	55.7093 USD
ADR	SALES	178	55.8091 USD	55.7093 USD
Ordinary NPV	SALES	334,644	22.3700 GBP	22.0600 GBP
Ordinary NPV	PURCHASES	463,384	22.3750 GBP	22.0500 GBP
Ordinary NPV	PURCHASES	10,629	27.7729 USD	27.7729 USD
Ordinary NPV	SALES	193,263	42.4401 AUD	38.6333 AUD
Ordinary NPV	PURCHASES	197,003	42.4461 AUD	42.3100 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	increasing a long position	554	22.2508 GBP
Ordinary NPV	CFD	increasing a long position	171	22.3200 GBP
Ordinary NPV	CFD	increasing a long position	2	42.3850 AUD
Ordinary NPV	CFD	increasing a long position	9,014	42.4169 AUD
Ordinary NPV	CFD	increasing a long position	2,196	42.4249 AUD
Ordinary NPV	CFD	increasing a long position	15,219	516.7428 ZAR
Ordinary NPV	CFD	increasing a long position	493	517.2338 ZAR
Ordinary NPV	CFD	increasing a long position	5,769	517.2667 ZAR
Ordinary NPV	CFD	increasing a long position	18,117	517.7243 ZAR
Ordinary NPV	CFD	increasing a long position	1,500	519.8197 ZAR
Ordinary NPV	CFD	increasing a short position	44,522	22.1484 GBP
Ordinary NPV	CFD	increasing a short position	10,629	22.2112 GBP
Ordinary NPV	CFD	increasing a short position	1,012	22.2441 GBP
Ordinary NPV	CFD	increasing a short position	4,698	22.2469 GBP
Ordinary NPV	CFD	increasing a short position	65	22.2734 GBP
Ordinary NPV	CFD	increasing a short position	18,508	22.2745 GBP
Ordinary NPV	CFD	increasing a short position	17,451	22.3200 GBP
Ordinary NPV	CFD	increasing a short position	1,763	22.3200 GBP
Ordinary NPV	CFD	increasing a short position	102,550	22.3230 GBP
Ordinary NPV	CFD	increasing a short position	30,156	22.3415 GBP
Ordinary NPV	CFD	increasing a short position	495	42.3000 AUD
Ordinary NPV	CFD	increasing a short position	26,533	42.3750 AUD
Ordinary NPV	CFD	increasing a short position	18,942	42.3862 AUD
Ordinary NPV	CFD	increasing a short position	926	42.3883 AUD
Ordinary NPV	CFD	increasing a short position	1,390	42.3883 AUD
Ordinary NPV	CFD	increasing a short position	1,940	42.3892 AUD
Ordinary NPV	CFD	increasing a short position	1,494	42.3900 AUD
Ordinary NPV	CFD	increasing a short position	3,577	42.3903 AUD
Ordinary NPV	CFD	increasing a short position	600	42.4071 AUD
Ordinary NPV	CFD	increasing a short position	100	42.4071 AUD
Ordinary NPV	CFD	increasing a short position	3,000	42.4071 AUD
Ordinary NPV	CFD	increasing a short position	14,000	42.4071 AUD
Ordinary NPV	CFD	increasing a short position	900	42.4071 AUD
Ordinary NPV	CFD	increasing a short position	40,300	42.4071 AUD
Ordinary NPV	CFD	increasing a short position	912	42.4225 AUD
Ordinary NPV	CFD	increasing a short position	1,529	42.4608 AUD
Ordinary NPV	CFD	increasing a short position	1,895	42.4608 AUD
Ordinary NPV	CFD	increasing a short position	20,000	42.4758 AUD
Ordinary NPV	CFD	increasing a short position	9,450	516.7428 ZAR
Ordinary NPV	CFD	increasing a short position	493	517.2338 ZAR
Ordinary NPV	CFD	reducing a long position	21,250	22.2348 GBP
Ordinary NPV	CFD	reducing a long position	4,608	22.3198 GBP
Ordinary NPV	CFD	reducing a long position	224	22.3200 GBP
Ordinary NPV	CFD	reducing a long position	2,358	42.3100 AUD
Ordinary NPV	CFD	reducing a long position	5,480	42.3514 AUD
Ordinary NPV	CFD	reducing a long position	29,401	42.3800 AUD
Ordinary NPV	CFD	reducing a long position	16,906	42.3800 AUD
Ordinary NPV	CFD	reducing a long position	100	42.4000 AUD
Ordinary NPV	CFD	reducing a long position	387	42.4062 AUD
Ordinary NPV	CFD	reducing a long position	5,769	516.7428 ZAR
Ordinary NPV	CFD	reducing a long position	14,324	517.2667 ZAR
Ordinary NPV	CFD	reducing a long position	21	519.7071 ZAR
Ordinary NPV	CFD	reducing a long position	1,500	519.8197 ZAR
Ordinary NPV	CFD	reducing a short position	42,555	22.1847 GBP
Ordinary NPV	CFD	reducing a short position	4	22.2825 GBP
Ordinary NPV	CFD	reducing a short position	6,959	22.2932 GBP
Ordinary NPV	CFD	reducing a short position	42,437	22.3200 GBP
Ordinary NPV	CFD	reducing a short position	23,060	22.3218 GBP
Ordinary NPV	CFD	reducing a short position	535	42.3100 AUD
Ordinary NPV	CFD	reducing a short position	2,971	42.3800 AUD
Ordinary NPV	CFD	reducing a short position	1,061	42.3901 AUD
Ordinary NPV	CFD	reducing a short position	38	42.3950 AUD
Ordinary NPV	CFD	reducing a short position	19,574	42.3963 AUD
Ordinary NPV	CFD	reducing a short position	2,686	42.3984 AUD
Ordinary NPV	CFD	reducing a short position	11,617	42.4014 AUD
Ordinary NPV	CFD	reducing a short position	1,206	42.4234 AUD
Ordinary NPV	CFD	reducing a short position	8,555	517.2667 ZAR
Ordinary NPV	CFD	reducing a short position	21	519.7071 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit
N/A	N/A	N/A	N/A	N/A	N/A	N/A	N/A

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
N/A	N/A	N/A	N/A	N/A

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
N/A	N/A	N/A	N/A

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	03 May 2024
Contact name:	Craig Horsley
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END