FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
BHP GROUP LTD |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
13 May 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
Ordinary NPV |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
9,467,241 |
0.19% |
6,432,455 |
0.13% |
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(2) Cash-settled derivatives: |
5,674,944 |
0.11% |
6,766,910 |
0.13% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
15,142,185 |
0.30% |
13,199,365 |
0.26% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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Ordinary NPV |
Purchase |
1138832 |
22.9300 GBP |
22.7900 GBP |
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Ordinary NPV |
Sale |
303039 |
43.2500 AUD |
43.0962 AUD |
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Ordinary NPV |
Sale |
352257 |
22.9700 GBP |
22.7900 GBP |
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Ordinary NPV |
Purchase |
369374 |
43.2894 AUD |
43.0962 AUD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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Ordinary NPV |
CFD |
Decreasing Long |
1,731 |
526.3422 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
3,274 |
527.6146 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
5,258 |
526.6188 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
7,394 |
527.1972 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
15,000 |
43.2304 AUD |
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Ordinary NPV |
SWAP |
Decreasing Long |
15,564 |
527.4791 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
15,856 |
527.1156 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
20,263 |
43.1296 AUD |
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Ordinary NPV |
CFD |
Decreasing Long |
53,180 |
43.2894 AUD |
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Ordinary NPV |
SWAP |
Decreasing Long |
59,682 |
22.8574 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
11 |
22.8998 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
47 |
22.9096 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
70 |
22.8998 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
185 |
22.8844 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
329 |
22.9584 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
399 |
22.8803 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
415 |
22.9263 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
598 |
22.8801 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
605 |
22.8802 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
768 |
22.8700 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
860 |
22.8877 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
907 |
22.8469 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
1,023 |
22.8900 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
3,274 |
527.6146 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
4,661 |
22.8630 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
6,666 |
22.8686 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
8,399 |
22.8545 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
15,000 |
22.8654 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
15,856 |
526.9575 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
16,005 |
22.8200 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
22,696 |
22.8718 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
80,555 |
22.9700 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
628 |
43.1191 AUD |
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Ordinary NPV |
SWAP |
Increasing Long |
1,731 |
526.1975 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
5,258 |
526.4083 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
7,271 |
22.8839 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
7,394 |
527.0522 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
8,643 |
528.0100 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
12,383 |
526.7255 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
15,564 |
527.3340 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
26,583 |
526.9372 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
40,528 |
526.9465 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
58,009 |
43.2500 AUD |
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Ordinary NPV |
CFD |
Increasing Long |
63,580 |
527.2816 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
35 |
22.8998 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
98 |
22.8200 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
272 |
22.8100 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
335 |
22.8944 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
354 |
22.8183 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
446 |
22.8655 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
522 |
22.8700 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,700 |
22.8646 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,775 |
22.8625 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,871 |
22.8201 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
1,904 |
22.8200 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
2,313 |
22.8371 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,509 |
22.8617 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
4,225 |
22.8672 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
7,833 |
22.8758 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
7,881 |
22.8831 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
8,643 |
528.0100 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
9,582 |
22.8612 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
12,383 |
526.7255 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
17,027 |
22.8684 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
20,615 |
22.8607 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
23,519 |
22.8472 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
26,583 |
526.9372 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
40,528 |
526.9465 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
41,071 |
22.8860 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
63,580 |
527.4398 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
93,450 |
22.8812 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
132,682 |
22.8848 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
520,000 |
22.8100 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
14 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |