Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

07 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			03 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,051,149	0.16%	6,144,893	0.12%
(2) Cash-settled derivatives:				4,371,436	0.09%	4,970,369	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				12,422,585	0.24%	11,115,262	0.22%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	757344	22.5200  GBP	22.1452  GBP
Ordinary NPV	Sale	403427	22.5300  GBP	22.1500  GBP
Ordinary NPV	Purchase	71642	42.5600  AUD	42.3453  AUD
Ordinary NPV	Sale	102927	42.8695  AUD	42.3453  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	282	42.5100  AUD
Ordinary NPV	SWAP	Decreasing Long	384	521.3000  ZAR
Ordinary NPV	SWAP	Decreasing Long	475	517.7489  ZAR
Ordinary NPV	CFD	Decreasing Long	1,957	518.1556  ZAR
Ordinary NPV	CFD	Decreasing Long	4,068	521.3000  ZAR
Ordinary NPV	SWAP	Decreasing Long	4,073	519.3622  ZAR
Ordinary NPV	CFD	Decreasing Long	7,918	42.3770  AUD
Ordinary NPV	CFD	Decreasing Long	8,058	521.4466  ZAR
Ordinary NPV	SWAP	Decreasing Long	11,256	520.9281  ZAR
Ordinary NPV	SWAP	Decreasing Long	17,052	521.0545  ZAR
Ordinary NPV	CFD	Decreasing Long	22,932	516.3409  ZAR
Ordinary NPV	CFD	Decreasing Long	24,267	520.2261  ZAR
Ordinary NPV	CFD	Decreasing Long	24,982	517.9207  ZAR
Ordinary NPV	SWAP	Decreasing Long	29,987	521.7566  ZAR
Ordinary NPV	CFD	Decreasing Short	1	22.4100  GBP
Ordinary NPV	SWAP	Decreasing Short	82	22.4298  GBP
Ordinary NPV	SWAP	Decreasing Short	214	22.2300  GBP
Ordinary NPV	CFD	Decreasing Short	274	22.2600  GBP
Ordinary NPV	SWAP	Decreasing Short	384	521.3000  ZAR
Ordinary NPV	SWAP	Decreasing Short	754	22.2428  GBP
Ordinary NPV	CFD	Decreasing Short	804	22.3300  GBP
Ordinary NPV	SWAP	Decreasing Short	914	22.5104  GBP
Ordinary NPV	SWAP	Decreasing Short	980	22.3987  GBP
Ordinary NPV	SWAP	Decreasing Short	1,199	22.4574  GBP
Ordinary NPV	SWAP	Decreasing Short	1,759	22.4703  GBP
Ordinary NPV	SWAP	Decreasing Short	2,000	22.4977  GBP
Ordinary NPV	SWAP	Decreasing Short	2,451	22.4597  GBP
Ordinary NPV	CFD	Decreasing Short	2,625	22.3226  GBP
Ordinary NPV	SWAP	Decreasing Short	3,907	22.4384  GBP
Ordinary NPV	SWAP	Decreasing Short	4,068	521.3000  ZAR
Ordinary NPV	SWAP	Decreasing Short	4,456	22.4570  GBP
Ordinary NPV	SWAP	Decreasing Short	5,260	22.4258  GBP
Ordinary NPV	SWAP	Decreasing Short	6,426	22.4542  GBP
Ordinary NPV	SWAP	Decreasing Short	9,381	22.4222  GBP
Ordinary NPV	SWAP	Decreasing Short	10,401	22.4394  GBP
Ordinary NPV	SWAP	Decreasing Short	11,256	520.9281  ZAR
Ordinary NPV	CFD	Decreasing Short	11,564	22.2531  GBP
Ordinary NPV	SWAP	Decreasing Short	13,421	22.4309  GBP
Ordinary NPV	CFD	Decreasing Short	14,873	22.3042  GBP
Ordinary NPV	SWAP	Decreasing Short	17,052	521.0545  ZAR
Ordinary NPV	CFD	Decreasing Short	19,714	22.4414  GBP
Ordinary NPV	SWAP	Decreasing Short	24,267	520.0701  ZAR
Ordinary NPV	SWAP	Decreasing Short	29,043	22.4110  GBP
Ordinary NPV	CFD	Decreasing Short	29,972	22.4141  GBP
Ordinary NPV	SWAP	Decreasing Short	29,987	521.7566  ZAR
Ordinary NPV	SWAP	Increasing Long	1	516.6500  ZAR
Ordinary NPV	SWAP	Increasing Long	2	517.0400  ZAR
Ordinary NPV	SWAP	Increasing Long	240	22.3374  GBP
Ordinary NPV	CFD	Increasing Long	475	517.6065  ZAR
Ordinary NPV	SWAP	Increasing Long	766	521.3000  ZAR
Ordinary NPV	SWAP	Increasing Long	1,957	517.9485  ZAR
Ordinary NPV	SWAP	Increasing Long	2,000	22.4722  GBP
Ordinary NPV	CFD	Increasing Long	4,068	521.3000  ZAR
Ordinary NPV	CFD	Increasing Long	4,073	519.2194  ZAR
Ordinary NPV	SWAP	Increasing Long	5,025	518.1314  ZAR
Ordinary NPV	SWAP	Increasing Long	8,058	521.3032  ZAR
Ordinary NPV	SWAP	Increasing Long	10,965	516.9605  ZAR
Ordinary NPV	CFD	Increasing Long	15,400	42.8695  AUD
Ordinary NPV	SWAP	Increasing Long	16,439	516.7104  ZAR
Ordinary NPV	SWAP	Increasing Long	22,932	516.1990  ZAR
Ordinary NPV	SWAP	Increasing Long	24,982	517.7783  ZAR
Ordinary NPV	CFD	Increasing Long	25,285	42.4100  AUD
Ordinary NPV	CFD	Increasing Long	154,468	517.8917  ZAR
Ordinary NPV	SWAP	Increasing Short	1	516.6500  ZAR
Ordinary NPV	SWAP	Increasing Short	2	517.0400  ZAR
Ordinary NPV	SWAP	Increasing Short	42	22.1901  GBP
Ordinary NPV	SWAP	Increasing Short	262	42.4249  AUD
Ordinary NPV	SWAP	Increasing Short	267	22.4101  GBP
Ordinary NPV	SWAP	Increasing Short	290	22.1900  GBP
Ordinary NPV	SWAP	Increasing Short	484	22.2722  GBP
Ordinary NPV	SWAP	Increasing Short	521	22.2415  GBP
Ordinary NPV	SWAP	Increasing Short	545	42.4295  AUD
Ordinary NPV	SWAP	Increasing Short	740	22.2851  GBP
Ordinary NPV	SWAP	Increasing Short	766	521.3000  ZAR
Ordinary NPV	SWAP	Increasing Short	973	22.4100  GBP
Ordinary NPV	SWAP	Increasing Short	1,089	22.1761  GBP
Ordinary NPV	SWAP	Increasing Short	1,390	22.1968  GBP
Ordinary NPV	SWAP	Increasing Short	2,282	22.1768  GBP
Ordinary NPV	SWAP	Increasing Short	3,516	22.4084  GBP
Ordinary NPV	SWAP	Increasing Short	4,068	521.3000  ZAR
Ordinary NPV	SWAP	Increasing Short	5,025	518.1314  ZAR
Ordinary NPV	SWAP	Increasing Short	6,245	22.2959  GBP
Ordinary NPV	CFD	Increasing Short	6,423	22.3949  GBP
Ordinary NPV	SWAP	Increasing Short	7,629	22.2166  GBP
Ordinary NPV	CFD	Increasing Short	9,615	22.4100  GBP
Ordinary NPV	SWAP	Increasing Short	10,965	516.9605  ZAR
Ordinary NPV	SWAP	Increasing Short	11,120	22.2302  GBP
Ordinary NPV	CFD	Increasing Short	12,768	22.2116  GBP
Ordinary NPV	SWAP	Increasing Short	14,640	22.2210  GBP
Ordinary NPV	SWAP	Increasing Short	16,439	516.7104  ZAR
Ordinary NPV	SWAP	Increasing Short	21,382	22.2036  GBP
Ordinary NPV	SWAP	Increasing Short	47,836	22.2636  GBP
Ordinary NPV	CFD	Increasing Short	53,187	22.3187  GBP
Ordinary NPV	CFD	Increasing Short	126,376	22.3341  GBP
Ordinary NPV	SWAP	Increasing Short	154,468	518.0471  ZAR
Ordinary NPV	CFD	Increasing Short	195,817	22.3271  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				07 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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