Form 8.3 - BHP Group Limited

Societe Generale SA

03 May 2024

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	SOCIETE GENERALE SA
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP Group Limited
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:      For an opening position disclosure, state the latest practicable date prior to the disclosure	02/05/2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	Yes: Anglo American PLC

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1)  Relevant securities owned and/or controlled:	2,078,417	0.04	39,229	0.00
(2)  Cash-settled derivatives:	61,766	0.00	411,658	0.01
(3)  Stock-settled derivatives (including options) and agreements to purchase/sell:	6,200	0.00	28,000	0.00
TOTAL:	2,146,383	0.04	478,887	0.01

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit GBP
Ordinary NPV	Purchase	6,643	22.3437
Ordinary NPV	Purchase	65	22.33
Ordinary NPV	Purchase	72	22.33
Ordinary NPV	Purchase	136	22.33
Ordinary NPV	Purchase	260	22.34
Ordinary NPV	Purchase	451	22.33
Ordinary NPV	Purchase	727	22.32
Ordinary NPV	Purchase	11	22.3
Ordinary NPV	Purchase	52	22.35
Ordinary NPV	Purchase	56	22.3
Ordinary NPV	Purchase	76	22.3
Ordinary NPV	Purchase	78	22.15
Ordinary NPV	Purchase	98	22.15
Ordinary NPV	Purchase	115	22.35
Ordinary NPV	Purchase	124	22.07
Ordinary NPV	Purchase	129	22.26
Ordinary NPV	Purchase	181	22.29
Ordinary NPV	Purchase	198	22.25
Ordinary NPV	Purchase	200	22.3
Ordinary NPV	Purchase	203	22.29
Ordinary NPV	Purchase	204	22.34
Ordinary NPV	Purchase	238	22.3
Ordinary NPV	Purchase	276	22.29
Ordinary NPV	Purchase	282	22.26
Ordinary NPV	Purchase	297	22.3
Ordinary NPV	Purchase	323	22.26
Ordinary NPV	Purchase	31	22.35
Ordinary NPV	Purchase	45	22.34
Ordinary NPV	Purchase	110	22.35
Ordinary NPV	Purchase	137	22.32
Ordinary NPV	Purchase	144	22.08
Ordinary NPV	Purchase	144	22.33
Ordinary NPV	Purchase	147	22.24
Ordinary NPV	Purchase	156	22.08
Ordinary NPV	Purchase	200	22.08
Ordinary NPV	Purchase	200	22.35
Ordinary NPV	Purchase	233	22.24
Ordinary NPV	Purchase	261	22.33
Ordinary NPV	Purchase	262	22.35
Ordinary NPV	Purchase	271	22.24
Ordinary NPV	Purchase	280	22.24
Ordinary NPV	Purchase	342	22.08
Ordinary NPV	Purchase	359	22.35
Ordinary NPV	Purchase	386	22.33
Ordinary NPV	Purchase	738	22.09
Ordinary NPV	Purchase	817	22.34
Ordinary NPV	Purchase	837	22.09
Ordinary NPV	Purchase	837	22.24
Ordinary NPV	Purchase	1,000	22.24
Ordinary NPV	Purchase	2,686	22.32
Class of relevant security	Purchase/sale	Number of securities	Price per unit AUD
Ordinary NPV	Purchase	4,104	42.38
Ordinary NPV	Purchase	1,643	42.38
Class of relevant security	Purchase/sale	Number of securities	Price per unit EUR
Ordinary NPV	Purchase	9	25.99
Ordinary NPV	Purchase	100	25.865
Ordinary NPV	Purchase	1,000	25.875
Ordinary NPV	Purchase	30	25.955
Ordinary NPV	Purchase	265	25.865
Class of relevant security	Purchase/sale	Number of securities	Price per unit EUR
ADR	Purchase	990	51.6088
ADR	Purchase	300	52.113
ADR	Purchase	273	52.113
Class of relevant security	Purchase/sale	Number of securities	Price per unit GBP
Ordinary NPV	Sale	24	22.33
Ordinary NPV	Sale	24	22.32
Ordinary NPV	Sale	24	22.32
Ordinary NPV	Sale	24	22.33
Ordinary NPV	Sale	248	22.32
Class of relevant security	Purchase/sale	Number of securities	Price per unit AUD
Ordinary NPV	Sale	1,497	42.38
Class of relevant security	Purchase/sale	Number of securities	Price per unit EUR
Ordinary NPV	Sale	6,643	26.0906
Ordinary NPV	Sale	100	25.985
Ordinary NPV	Sale	240	26.025
Ordinary NPV	Sale	420	26.115
Ordinary NPV	Sale	420	26.13
Ordinary NPV	Sale	5	26.155
Ordinary NPV	Sale	400	26.07
Ordinary NPV	Sale	58	25.975
Ordinary NPV	Sale	590	26.02
Class of relevant security	Purchase/sale	Number of securities	Price per unit USD
ADR	Sale	990	55.3127
ADR	Sale	5	55.57
ADR	Sale	70	55.56
ADR	Sale	100	55.77
ADR	Sale	1	55.52
ADR	Sale	1	55.54
ADR	Sale	1	55.56
ADR	Sale	1	55.58
ADR	Sale	1	55.59
ADR	Sale	1	55.59
ADR	Sale	1	55.6
ADR	Sale	1	55.6
ADR	Sale	1	55.61
ADR	Sale	1	55.62
ADR	Sale	1	55.62
ADR	Sale	1	55.62
ADR	Sale	1	55.62
ADR	Sale	1	55.64
ADR	Sale	1	55.65
ADR	Sale	1	55.67
ADR	Sale	1	55.67
ADR	Sale	1	55.68
ADR	Sale	1	55.68
ADR	Sale	1	55.68
ADR	Sale	1	55.68
ADR	Sale	1	55.68
ADR	Sale	1	55.69
ADR	Sale	1	55.69
ADR	Sale	1	55.7
ADR	Sale	1	55.71
ADR	Sale	1	55.72
ADR	Sale	1	55.72
ADR	Sale	1	55.73
ADR	Sale	1	55.73
ADR	Sale	1	55.74
ADR	Sale	1	55.74
ADR	Sale	1	55.75
ADR	Sale	1	55.76
ADR	Sale	1	55.76
ADR	Sale	1	55.76
ADR	Sale	1	55.77
ADR	Sale	1	55.77
ADR	Sale	1	55.77
ADR	Sale	1	55.77
ADR	Sale	1	55.77
ADR	Sale	1	55.77
ADR	Sale	1	55.77
ADR	Sale	1	55.78
ADR	Sale	1	55.78
ADR	Sale	1	55.78
ADR	Sale	1	55.78
ADR	Sale	1	55.79
ADR	Sale	1	55.79
ADR	Sale	1	55.79
ADR	Sale	1	55.79
ADR	Sale	1	55.8
ADR	Sale	1	55.81
ADR	Sale	1	55.81
ADR	Sale	1	55.81
ADR	Sale	1	55.82
ADR	Sale	1	55.82
ADR	Sale	1	55.82
ADR	Sale	1	55.82
ADR	Sale	1	55.83
ADR	Sale	1	55.83
ADR	Sale	1	55.835
ADR	Sale	1	55.84
ADR	Sale	1	55.84
ADR	Sale	1	55.84
ADR	Sale	1	55.85
ADR	Sale	1	55.85
ADR	Sale	1	55.985
ADR	Sale	1	55.99
ADR	Sale	1	55.99
ADR	Sale	1	56.015
ADR	Sale	1	56.06
ADR	Sale	1	56.07
ADR	Sale	1	56.07
ADR	Sale	1	56.08
ADR	Sale	1	56.08
ADR	Sale	1	56.09
ADR	Sale	1	56.09
ADR	Sale	1	56.09
ADR	Sale	1	56.09
ADR	Sale	1	56.09
ADR	Sale	1	56.1
ADR	Sale	1	56.11
ADR	Sale	1	56.11
ADR	Sale	1	56.12
ADR	Sale	1	56.12
ADR	Sale	1	56.12
ADR	Sale	1	56.13
ADR	Sale	1	56.13
ADR	Sale	1	56.13
ADR	Sale	1	56.14
ADR	Sale	1	56.14
ADR	Sale	1	56.14
ADR	Sale	1	56.15
ADR	Sale	1	56.16
ADR	Sale	1	56.165
ADR	Sale	1	56.175
ADR	Sale	1	56.18
ADR	Sale	1	56.2
ADR	Sale	1	56.2
ADR	Sale	1	56.2
ADR	Sale	1	56.21
ADR	Sale	1	56.22
ADR	Sale	1	56.22
ADR	Sale	1	56.22
ADR	Sale	1	56.225
ADR	Sale	1	56.23
ADR	Sale	1	56.23
ADR	Sale	1	56.24
ADR	Sale	1	56.25
ADR	Sale	1	56.26
ADR	Sale	1	56.27
ADR	Sale	1	56.28
ADR	Sale	1	56.28
ADR	Sale	1	56.29
ADR	Sale	1	56.3
ADR	Sale	1	56.32
Class of relevant security	Purchase/sale	Number of securities	Price per unit EUR
ADR	Sale	378	52.371
ADR	Sale	20	51.779

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit ZAR
Ordinary NPV	CFD	Increasing a short position	279	514.407098
Ordinary NPV	CFD	Reducing a short position	9,416	515.0601601
Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit USD
ADR	CFD	Reducing a short position	117	55.91068376
Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit EUR
Ordinary NPV	Listed call warrant	Increasing a short position	500	0.025
Ordinary NPV	Listed call warrant	Increasing a short position	100	6.277
Ordinary NPV	Listed call warrant	Increasing a short position	50	0.052
Ordinary NPV	Listed call warrant	Increasing a short position	300	0.042

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii)        Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

(c)        Attachments

Is a Supplemental Form 8 (Open Positions) attached?

Yes

Date of disclosure:	03/05/2024
Contact name:	Paul Jenkins
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	SOCIETE GENERALE SA
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	BHP Group Limited

2.         STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit AUD	Type e.g. American, European etc.	Expiry date
Ordinary NPV	Listed Call Option	Purchased	28,000	47.26	American	20/06/2024
Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit USD	Type e.g. American, European etc.	Expiry date
Ordinary NPV	Listed Put Option	Purchased	6,200	42.5	American	17/01/2025

3.         AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END