Form 8.5 (EPT/RI) - Barratt Developments Plc

UBS AG (EPT)

15 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	12 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	497902	4.67301        GBP	4.57800        GBP
10p ordinary	Sell	833301	4.67135        GBP	4.57502        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	18211	4.58036        GBP
10p ordinary	CFD	Long	189	4.67094161        GBP
10p ordinary	CFD	Long	316	4.591        GBP
10p ordinary	CFD	Long	63979	4.60070319948733        GBP
10p ordinary	CFD	Long	88	4.65386364        GBP
10p ordinary	CFD	Long	1092	4.67065018        GBP
10p ordinary	CFD	Long	217	4.575        GBP
10p ordinary	CFD	Long	451	4.59859202        GBP
10p ordinary	CFD	Long	174194	4.593861        GBP
10p ordinary	CFD	Long	6010	4.62329445        GBP
10p ordinary	CFD	Long	5600	4.57862857142857        GBP
10p ordinary	CFD	Long	885	4.614136        GBP
10p ordinary	CFD	Long	3749	4.6        GBP
10p ordinary	CFD	Long	1300	4.664        GBP
10p ordinary	CFD	Long	1588	4.58233879        GBP
10p ordinary	CFD	Long	4897	4.6250915        GBP
10p ordinary	CFD	Long	12364	4.59312269        GBP
10p ordinary	CFD	Long	58	4.5942155        GBP
10p ordinary	CFD	Long	74486	4.607476        GBP
10p ordinary	CFD	Long	17013	4.63826715        GBP
10p ordinary	CFD	Long	1377	4.5962        GBP
10p ordinary	CFD	Long	18	4.59311111        GBP
10p ordinary	CFD	Long	192057	4.59336744        GBP
10p ordinary	CFD	Long	18595	4.59977        GBP
10p ordinary	CFD	Long	2373	4.599329        GBP
10p ordinary	CFD	Long	3325	4.589439        GBP
10p ordinary	CFD	Long	17591	4.59755556818828        GBP
10p ordinary	CFD	Long	7215	4.61283853083853        GBP
10p ordinary	CFD	Long	4287	4.630622        GBP
10p ordinary	CFD	Short	3634	4.597        GBP
10p ordinary	CFD	Short	121074	4.598506        GBP
10p ordinary	CFD	Short	1544	4.599665        GBP
10p ordinary	CFD	Short	2686	4.673016        GBP
10p ordinary	CFD	Short	5293	4.61297775        GBP
10p ordinary	CFD	Short	7356	4.63104269        GBP
10p ordinary	CFD	Short	61745	4.6        GBP
10p ordinary	CFD	Short	17256	4.610392        GBP
10p ordinary	CFD	Short	1038	4.6147148        GBP
10p ordinary	CFD	Short	8843	4.60807927        GBP
10p ordinary	CFD	Short	26972	4.601784        GBP
10p ordinary	CFD	Short	8870	4.62189053        GBP
10p ordinary	CFD	Short	1026	4.59594834307992        GBP
10p ordinary	CFD	Short	6326	4.657        GBP
10p ordinary	CFD	Short	73900	4.64527415426252        GBP
10p ordinary	CFD	Short	454	4.59594052863436        GBP
10p ordinary	CFD	Short	13212	4.60023        GBP
10p ordinary	CFD	Short	2480	4.581        GBP
10p ordinary	CFD	Short	5014	4.60152573        GBP
10p ordinary	CFD	Short	24125	4.605269        GBP
10p ordinary	CFD	Short	731	4.604        GBP
10p ordinary	CFD	Short	5407	4.62961597        GBP
10p ordinary	CFD	Short	1782	4.62954837        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END