Form 8.5 (EPT/RI) - Barratt Developments plc

UBS AG (EPT)

10 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Barratt Developments plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Barratt Developments plc
(d) Date dealing undertaken:	09 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	5798754	4.70700        GBP	4.63500        GBP
10p ordinary	Sell	324800	4.67849        GBP	4.63500        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	944	4.6529311440678        GBP
10p ordinary	CFD	Long	350	4.66        GBP
10p ordinary	CFD	Long	8378	4.66187569        GBP
10p ordinary	CFD	Long	308	4.661394        GBP
10p ordinary	CFD	Long	258	4.661895        GBP
10p ordinary	CFD	Long	3730	4.64450643        GBP
10p ordinary	CFD	Long	3975	4.65842012578616        GBP
10p ordinary	CFD	Long	24269	4.658595        GBP
10p ordinary	CFD	Long	9887	4.65054313745322        GBP
10p ordinary	CFD	Long	22219	4.6602        GBP
10p ordinary	CFD	Long	913	4.657401        GBP
10p ordinary	CFD	Long	5969	4.6556        GBP
10p ordinary	CFD	Long	2691	4.656        GBP
10p ordinary	CFD	Long	2132	4.65293386491557        GBP
10p ordinary	CFD	Long	566	4.6609797        GBP
10p ordinary	CFD	Long	258	4.65807752        GBP
10p ordinary	CFD	Long	44369	4.658606        GBP
10p ordinary	CFD	Long	215	4.669        GBP
10p ordinary	CFD	Long	20001	4.658        GBP
10p ordinary	CFD	Long	1388	4.67642651        GBP
10p ordinary	CFD	Short	2894	4.6548013        GBP
10p ordinary	CFD	Short	200	4.676        GBP
10p ordinary	CFD	Short	4300	4.66424651162791        GBP
10p ordinary	CFD	Short	5527	4.66246969422833        GBP
10p ordinary	CFD	Short	6257	4.665742        GBP
10p ordinary	CFD	Short	50000	4.648252        GBP
10p ordinary	CFD	Short	12039	4.66030204        GBP
10p ordinary	CFD	Short	2641	4.6648315        GBP
10p ordinary	CFD	Short	2024	4.66190217        GBP
10p ordinary	CFD	Short	412	4.645388        GBP
10p ordinary	CFD	Short	5000000	4.707        GBP
10p ordinary	CFD	Short	11148	4.656        GBP
10p ordinary	CFD	Short	25145	4.657754        GBP
10p ordinary	CFD	Short	13824	4.644097        GBP
10p ordinary	CFD	Short	1986	4.656093        GBP
10p ordinary	CFD	Short	15251	4.653229        GBP
10p ordinary	CFD	Short	7644	4.653593        GBP
10p ordinary	CFD	Short	2520	4.649909        GBP
10p ordinary	CFD	Short	114	4.654005        GBP
10p ordinary	CFD	Short	1403	4.66805630791162        GBP
10p ordinary	CFD	Short	4720	4.64872563        GBP
10p ordinary	CFD	Short	5802	4.6639599        GBP
10p ordinary	CFD	Short	18423	4.658518        GBP
10p ordinary	CFD	Short	5663	4.66183719        GBP
10p ordinary	CFD	Short	4811	4.66019123        GBP
10p ordinary	CFD	Short	3473	4.6560582        GBP
10p ordinary	CFD	Short	19705	4.656233        GBP
10p ordinary	CFD	Short	188880	4.6605285788704        GBP
10p ordinary	CFD	Short	125967	4.662261        GBP
10p ordinary	CFD	Short	2033	4.65        GBP
10p ordinary	CFD	Short	988	4.651        GBP
10p ordinary	CFD	Short	1996	4.657        GBP
10p ordinary	CFD	Short	2104	4.652        GBP
10p ordinary	CFD	Short	1472	4.679        GBP
10p ordinary	CFD	Short	885	4.6555        GBP
10p ordinary	CFD	Short	990	4.682        GBP
10p ordinary	CFD	Short	1596	4.678        GBP
10p ordinary	CFD	Short	1584	4.686        GBP
10p ordinary	CFD	Short	345	4.683        GBP
10p ordinary	CFD	Short	1596	4.6595        GBP
10p ordinary	CFD	Short	1422	4.664        GBP
10p ordinary	CFD	Short	1670	4.663        GBP
10p ordinary	CFD	Short	622	4.66806430868167        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	10 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END