Holding(s) in Company

RNS Number : 0640I

Barclays PLC

19 March 2018

 

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying       issuer of existing shares to which voting rights are attachedii:	Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights		X
An acquisition or disposal of financial instruments		X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name	(i)   Edward Bramson (ii)  Stephen Welker (iii) Sherborne Investors Management GP, LLC (iv) Sherborne Investors Management LP
City and country of registered office (if applicable)	135 East 57th Street Floor 32 New York, NY 10022 United States of America
4. Full name of shareholder(s) (if different from 3.)v
Name	(i)   SIGC, LP (Incorporated), as a counterparty to the investment management agreement with Sherborne Investors Management (Guernsey) LLC (ii)  Whistle Investors LLC, as a counterparty to the investment management agreement with Sherborne Investors Management LP (iii) Whistle Investors II LLC, as a counterparty to the investment management agreement with Sherborne Investors Management LP
City and country of registered office (if applicable)	SIGC, LP (Incorporated): 1 Royal Plaza Royal Avenue St Peter Port Guernsey GY1 2HL Whistle Investors LLC and Whistle Investors II LLC: c/o Corporation Service Company 251 Little Falls Drive Wilmington, DE 19808 United States of America

5. Date on which the threshold was crossed or reachedvi:			15 March 2018
6. Date on which issuer notified (DD/MM/YYYY):			16 March 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares   (total of 8. A)	% of voting rights through financial            instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of             issuervii
Resulting situation on the date on which threshold was crossed or reached	1.94%	3.21%		5.16%	17,066,394,019
Position of previous notification (if applicable)	N/A	N/A		N/A

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rightsix		% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658		331,462,789		1.94%
SUBTOTAL 8. A	331,462,789		1.94%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration datex	Exercise/ Conversion Periodxi		Number of voting rights that may be acquired if the instrument is exercised/converted		% of voting rights
Right to recall lent shares		18 March 2021			505,800,577		2.96%
			SUBTOTAL 8. B 1		505,800,577		2.96%
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration datex		Exercise/ Conversion   Period xi	Physical or cash settlementxii		Number of voting rights	% of voting rights
CFD				Cash		42,842,580	0.25%
				SUBTOTAL 8.B.2		42,842,580	0.25%

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal         entityxiv (please add additional rows as necessary)				X
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Edward Bramson	N/A	N/A	5.16%
Stephen Welker	N/A	N/A	5.16%
Sherborne Investors Management GP, LLC	N/A	N/A	5.16%
Sherborne Investors Management LP	N/A	N/A	5.16%
Intentionally left blank	Intentionally left blank	Intentionally left blank	Intentionally left blank
Edward Bramson	N/A	N/A	5.16%
Stephen Welker	N/A	N/A	5.16%
Sherborne Investors Management GP, LLC	N/A	N/A	5.16%
Sherborne Investors Management LP	N/A	N/A	5.16%
Sherborne Investors Management        (Guernsey) LLC	N/A	N/A	N/A
10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A

11. Additional informationxvi

Place of completion	London
Date of completion	16 March 2018

 

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