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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
Barclays plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
x |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the |
The Capital Group Companies, Inc. |
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4. Full name of shareholder(s) |
See Schedule A |
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5. Date of the transaction and date on |
14 November 2013 |
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6. Date on which issuer notified: |
15 November 2013 |
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7. Threshold(s) that is/are crossed or |
Below 5% |
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8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights x |
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Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
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Ordinary Shares (GB0031348658) |
805,226,277 |
805,226,277 |
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803,382,042 |
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4.9909% |
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ADRs (US06738E2046) |
322,767 |
1,291,068 |
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1,286,044 |
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0.0080% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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n/a |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration date xvii |
Exercise/ |
Number of voting rights instrument refers to
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% of voting rights xix, xx
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n/a |
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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804,668,086 |
4.9989% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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See Schedule A |
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Proxy Voting: |
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10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease |
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12. Date on which proxy holder will cease to hold |
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14. Contact name: |
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15. Contact telephone number: |
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Schedule A
As of 14 November 2013
Barclays plc |
Number of shares |
Percentage of Outstanding |
The Capital Group Companies, Inc. ("CG") holdings 804,668,086 4.999%
Holdings by CG Management Companies and Funds:
• Capital Guardian Trust Company 89,774,382 0.558%
• Capital International Limited 1,932,850 0.012%
• Capital International SÁrl 3,207,275 0.020%
• Capital International, Inc. 1,549,155 0.010%
• Capital Research and Management Company 708,204,424 4.400%