Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
10 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

09 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,442,573

0.44%

18,590,650

1.52%

(2) Cash-settled derivatives:

18,702,279

1.53%

5,231,187

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,144,852

1.97%

23,821,837

1.94%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

926530

27.5450  GBP

26.4725  GBP

USD 0.54945 ordinary

Sale

830570

27.5054  GBP

26.4725  GBP

ADR

Purchase

18749

17.1147  USD

16.7300  USD

ADR

Sale

18749

17.1147  USD

16.7300  USD

USD 0.54945 ordinary

Purchase

863

31.8378  EUR

31.8378  EUR

USD 0.54945 ordinary

Sale

2131

30.7894  EUR

30.7894  EUR

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Decreasing Long

4

26.5800  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

52

27.2826  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

184

27.2150  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

190

26.5773  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

198

27.3600  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

234

26.6193  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

279

26.7888  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

281

27.4988  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

284

27.1659  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

594

27.2944  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

662

26.5190  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

686

26.8418  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

804

617.2976  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

909

26.8321  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,231

622.2147  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,981

26.6133  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,309

26.8318  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,654

26.7422  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,690

26.5851  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,427

26.7417  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,570

623.5982  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,666

629.9109  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

8,736

26.7517  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,826

26.7646  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,103

617.0723  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,611

632.7302  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,611

27.3690  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,066

26.5689  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,226

618.6052  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

13,403

26.9367  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,806

633.0223  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

19,782

622.4971  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

23,412

634.4200  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

28,896

26.9462  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

29,277

27.1037  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,098

27.3602  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

43,366

26.7000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

59,275

26.8703  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

71,674

27.3478  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

145,577

26.8848  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

152

628.8357  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

340

628.7324  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

598

27.3600  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,231

621.9659  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,300

633.2355  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

2,131

30.7860  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,239

634.2296  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,745

624.0210  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

10,611

632.7302  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

15,806

632.8482  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

22,242

628.3029  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

183,997

619.8627  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1

634.4200  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

80

26.6649  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

112

26.7100  GBP

USD 0.54945 ordinary

CFD

Increasing Long

321

27.5054  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

512

26.8656  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

804

617.2976  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,156

26.6082  GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,366

27.1892  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,628

26.6431  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,652

27.4007  GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,168

27.4579  GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,353

26.7059  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,883

27.3597  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,570

623.5982  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,666

629.9109  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,735

27.3517  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,103

617.0723  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,226

618.6052  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,666

27.3704  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,986

615.1500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

14,651

27.3711  GBP

USD 0.54945 ordinary

CFD

Increasing Long

15,927

27.2462  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

18,226

27.3184  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

19,782

622.4971  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

21,688

27.2274  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

23,412

634.4200  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,522

27.0393  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,587

27.0414  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

33,519

27.1136  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

38,100

27.2919  GBP

USD 0.54945 ordinary

CFD

Increasing Long

56,864

27.3600  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

69,694

27.3580  GBP

USD 0.54945 ordinary

CFD

Increasing Long

81,810

27.1252  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1

634.4200  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

22

27.0803  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

152

628.8357  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

340

628.7324  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

863

31.8413  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

1,183

26.6047  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,300

633.2355  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,364

26.8629  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,239

634.2296  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5,745

624.0210  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,199

26.6917  GBP

USD 0.54945 ordinary

CFD

Increasing Short

13,986

615.3191  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

22,242

628.4913  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

183,997

620.0487  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

5

26.5960  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

10 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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