Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

16 June 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.001 ordinary shares
Date of dealing				15 Jun 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,004,865	0.44%	545,037	0.24%
(2)	Derivatives (other than options):			140,756	0.06%	98,064	0.04%
(3)	Options and agreements to purchase/sell:			1,260,600	0.55%	961,400	0.42%
TOTAL:				2,406,221	1.05%	1,604,501	0.70%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.001 ordinary shares			Purchase			1	101.2600 USD
$0.001 ordinary shares			Purchase			4	101.1025 USD
$0.001 ordinary shares			Purchase			7	100.9885 USD
$0.001 ordinary shares			Purchase			8	100.8150 USD
$0.001 ordinary shares			Purchase			8	101.0275 USD
$0.001 ordinary shares			Purchase			11	101.1736 USD
$0.001 ordinary shares			Purchase			59	101.2093 USD
$0.001 ordinary shares			Purchase			60	101.1466 USD
$0.001 ordinary shares			Purchase			100	100.9100 USD
$0.001 ordinary shares			Purchase			100	101.3300 USD
$0.001 ordinary shares			Purchase			100	100.9200 USD
$0.001 ordinary shares			Purchase			100	100.7600 USD
$0.001 ordinary shares			Purchase			100	100.9000 USD
$0.001 ordinary shares			Purchase			110	101.2300 USD
$0.001 ordinary shares			Purchase			196	100.9051 USD
$0.001 ordinary shares			Purchase			200	101.0950 USD
$0.001 ordinary shares			Purchase			300	100.9166 USD
$0.001 ordinary shares			Purchase			311	100.7867 USD
$0.001 ordinary shares			Purchase			400	100.9062 USD
$0.001 ordinary shares			Purchase			403	100.7805 USD
$0.001 ordinary shares			Purchase			452	100.7764 USD
$0.001 ordinary shares			Purchase			475	101.1250 USD
$0.001 ordinary shares			Purchase			481	100.7668 USD
$0.001 ordinary shares			Purchase			568	100.7725 USD
$0.001 ordinary shares			Purchase			847	100.8370 USD
$0.001 ordinary shares			Purchase			906	100.7726 USD
$0.001 ordinary shares			Purchase			1,305	101.1018 USD
$0.001 ordinary shares			Purchase			2,443	100.9998 USD
$0.001 ordinary shares			Purchase			2,550	101.3966 USD
$0.001 ordinary shares			Purchase			2,832	100.7657 USD
$0.001 ordinary shares			Purchase			3,252	101.1986 USD
$0.001 ordinary shares			Purchase			3,392	101.2027 USD
$0.001 ordinary shares			Purchase			3,760	101.0767 USD
$0.001 ordinary shares			Purchase			7,505	100.7934 USD
$0.001 ordinary shares			Purchase			7,597	101.2993 USD
$0.001 ordinary shares			Purchase			10,037	101.3100 USD
$0.001 ordinary shares			Purchase			12,549	101.1555 USD
$0.001 ordinary shares			Purchase			12,892	101.2677 USD
$0.001 ordinary shares			Purchase			16,359	100.7966 USD
$0.001 ordinary shares			Purchase			19,174	101.1303 USD
$0.001 ordinary shares			Purchase			23,754	100.7933 USD
$0.001 ordinary shares			Purchase			26,718	101.1290 USD
$0.001 ordinary shares			Purchase			75,000	101.1512 USD
$0.001 ordinary shares			Purchase			79,000	100.9002 USD
$0.001 ordinary shares			Purchase			88,448	100.9213 USD
$0.001 ordinary shares			Purchase			90,000	100.8444 USD
$0.001 ordinary shares			Sale			1	100.7700 USD
$0.001 ordinary shares			Sale			2	101.2625 USD
$0.001 ordinary shares			Sale			2	101.1650 USD
$0.001 ordinary shares			Sale			2	101.1800 USD
$0.001 ordinary shares			Sale			7	101.1028 USD
$0.001 ordinary shares			Sale			8	101.3100 USD
$0.001 ordinary shares			Sale			50	101.1300 USD
$0.001 ordinary shares			Sale			51	101.1549 USD
$0.001 ordinary shares			Sale			100	101.1000 USD
$0.001 ordinary shares			Sale			100	101.1600 USD
$0.001 ordinary shares			Sale			100	101.2000 USD
$0.001 ordinary shares			Sale			100	100.7300 USD
$0.001 ordinary shares			Sale			107	101.0734 USD
$0.001 ordinary shares			Sale			110	100.8667 USD
$0.001 ordinary shares			Sale			122	101.1734 USD
$0.001 ordinary shares			Sale			127	101.1307 USD
$0.001 ordinary shares			Sale			140	101.1351 USD
$0.001 ordinary shares			Sale			155	100.8338 USD
$0.001 ordinary shares			Sale			198	101.0785 USD
$0.001 ordinary shares			Sale			200	100.8050 USD
$0.001 ordinary shares			Sale			200	101.4000 USD
$0.001 ordinary shares			Sale			200	100.8000 USD
$0.001 ordinary shares			Sale			201	100.9867 USD
$0.001 ordinary shares			Sale			202	101.1018 USD
$0.001 ordinary shares			Sale			303	100.8120 USD
$0.001 ordinary shares			Sale			310	101.1674 USD
$0.001 ordinary shares			Sale			325	100.7553 USD
$0.001 ordinary shares			Sale			335	101.2593 USD
$0.001 ordinary shares			Sale			350	101.2421 USD
$0.001 ordinary shares			Sale			365	101.2723 USD
$0.001 ordinary shares			Sale			410	101.2600 USD
$0.001 ordinary shares			Sale			507	101.1355 USD
$0.001 ordinary shares			Sale			532	100.7833 USD
$0.001 ordinary shares			Sale			546	100.8200 USD
$0.001 ordinary shares			Sale			600	100.8083 USD
$0.001 ordinary shares			Sale			800	100.7321 USD
$0.001 ordinary shares			Sale			822	101.4078 USD
$0.001 ordinary shares			Sale			1,001	100.8899 USD
$0.001 ordinary shares			Sale			1,019	101.0896 USD
$0.001 ordinary shares			Sale			1,064	101.2450 USD
$0.001 ordinary shares			Sale			1,100	100.8093 USD
$0.001 ordinary shares			Sale			1,107	101.0604 USD
$0.001 ordinary shares			Sale			1,151	101.0012 USD
$0.001 ordinary shares			Sale			1,200	100.7777 USD
$0.001 ordinary shares			Sale			1,310	101.1479 USD
$0.001 ordinary shares			Sale			1,461	101.0561 USD
$0.001 ordinary shares			Sale			1,699	101.0698 USD
$0.001 ordinary shares			Sale			1,799	101.2619 USD
$0.001 ordinary shares			Sale			1,947	100.8154 USD
$0.001 ordinary shares			Sale			2,206	101.1697 USD
$0.001 ordinary shares			Sale			2,566	101.1439 USD
$0.001 ordinary shares			Sale			2,571	101.2809 USD
$0.001 ordinary shares			Sale			4,015	101.1915 USD
$0.001 ordinary shares			Sale			6,098	101.0856 USD
$0.001 ordinary shares			Sale			7,097	101.1360 USD
$0.001 ordinary shares			Sale			7,554	101.3005 USD
$0.001 ordinary shares			Sale			11,068	101.3013 USD
$0.001 ordinary shares			Sale			11,853	101.1320 USD
$0.001 ordinary shares			Sale			19,591	101.1502 USD
$0.001 ordinary shares			Sale			22,753	100.7891 USD
$0.001 ordinary shares			Sale			31,713	101.1111 USD
$0.001 ordinary shares			Sale			59,474	101.1565 USD
$0.001 ordinary shares			Sale			88,348	100.9213 USD
$0.001 ordinary shares			Sale			90,000	100.8444 USD
$0.001 ordinary shares			Sale			93,390	100.8574 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.001 ordinary shares	Put Options	Purchasing	143,900	105.0000 USD	American	16 Jun 2023	4.5500 USD
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				16 Jun 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.001 ordinary shares		Call Options	Written	-25,000	115	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	28,800	095	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-10,600	105	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	2,000	085	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-250,000	080	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	88,100	105	American	16 Jun 2023
$0.001 ordinary shares		Call Options	Written	-2,000	100	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-2,600	100	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	74,000	090	American	15 Sep 2023
$0.001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Purchased	-544,200	080	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-106,800	090	American	21 Jul 2023
$0.001 ordinary shares		Call Options	Written	-10,000	105	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023

 

END