Form 8.3 - Horizon Therapeutics plc

Barclays PLC

09 May 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.	KEY INFORMATION
Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)	$0.001 ordinary shares
Date of dealing	08-May-23

2.		INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:		$0.001 ordinary shares
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	1,409,857	0.62%	518,772	0.23%
(2)	Derivatives (other than options):	53,580	0.02%	0	0.00%
(3)	Options and agreements to purchase/sell:	1,532,700	0.67%	1,379,500	0.60%
TOTAL:		2,996,137	1.31%	1,898,272	0.83%

(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:

3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.001 ordinary shares			Purchase			1	110.8500  USD
$0.001 ordinary shares			Purchase			1	110.9800  USD
$0.001 ordinary shares			Purchase			4	110.9000  USD
$0.001 ordinary shares			Purchase			11	110.9354  USD
$0.001 ordinary shares			Purchase			44	110.4895  USD
$0.001 ordinary shares			Purchase			70	110.6000  USD
$0.001 ordinary shares			Purchase			96	111.0800  USD
$0.001 ordinary shares			Purchase			100	110.9700  USD
$0.001 ordinary shares			Purchase			100	111.0100  USD
$0.001 ordinary shares			Purchase			100	110.7800  USD
$0.001 ordinary shares			Purchase			135	110.9457  USD
$0.001 ordinary shares			Purchase			175	110.5700  USD
$0.001 ordinary shares			Purchase			206	110.9645  USD
$0.001 ordinary shares			Purchase			300	110.8983  USD
$0.001 ordinary shares			Purchase			364	110.9579  USD
$0.001 ordinary shares			Purchase			367	110.5500  USD
$0.001 ordinary shares			Purchase			400	111.0400  USD
$0.001 ordinary shares			Purchase			437	110.8488  USD
$0.001 ordinary shares			Purchase			462	110.5228  USD
$0.001 ordinary shares			Purchase			468	110.5350  USD
$0.001 ordinary shares			Purchase			491	110.7642  USD
$0.001 ordinary shares			Purchase			500	110.8480  USD
$0.001 ordinary shares			Purchase			691	110.8736  USD
$0.001 ordinary shares			Purchase			700	110.5071  USD
$0.001 ordinary shares			Purchase			721	110.5195  USD
$0.001 ordinary shares			Purchase			787	110.8666  USD
$0.001 ordinary shares			Purchase			1,031	110.9990  USD
$0.001 ordinary shares			Purchase			1,309	110.5101  USD
$0.001 ordinary shares			Purchase			1,344	110.8505  USD
$0.001 ordinary shares			Purchase			1,386	110.8425  USD
$0.001 ordinary shares			Purchase			1,698	110.8915  USD
$0.001 ordinary shares			Purchase			1,700	110.4952  USD
$0.001 ordinary shares			Purchase			1,757	110.5461  USD
$0.001 ordinary shares			Purchase			2,005	110.7511  USD
$0.001 ordinary shares			Purchase			2,490	110.6340  USD
$0.001 ordinary shares			Purchase			2,691	110.5177  USD
$0.001 ordinary shares			Purchase			2,769	110.8070  USD
$0.001 ordinary shares			Purchase			3,182	110.8565  USD
$0.001 ordinary shares			Purchase			3,560	110.9565  USD
$0.001 ordinary shares			Purchase			3,594	110.8449  USD
$0.001 ordinary shares			Purchase			3,603	110.6801  USD
$0.001 ordinary shares			Purchase			3,806	110.9153  USD
$0.001 ordinary shares			Purchase			4,605	110.8880  USD
$0.001 ordinary shares			Purchase			4,859	110.8256  USD
$0.001 ordinary shares			Purchase			5,367	110.8914  USD
$0.001 ordinary shares			Purchase			8,191	110.7119  USD
$0.001 ordinary shares			Purchase			8,250	110.5148  USD
$0.001 ordinary shares			Purchase			8,801	110.5130  USD
$0.001 ordinary shares			Purchase			9,304	110.6688  USD
$0.001 ordinary shares			Purchase			9,327	110.8186  USD
$0.001 ordinary shares			Purchase			12,627	110.8545  USD
$0.001 ordinary shares			Purchase			13,852	110.9697  USD
$0.001 ordinary shares			Purchase			16,287	110.8069  USD
$0.001 ordinary shares			Purchase			19,205	110.6274  USD
$0.001 ordinary shares			Purchase			22,946	110.7992  USD
$0.001 ordinary shares			Purchase			25,934	110.6833  USD
$0.001 ordinary shares			Purchase			28,418	110.8403  USD
$0.001 ordinary shares			Purchase			29,209	110.7873  USD
$0.001 ordinary shares			Purchase			31,095	110.9474  USD
$0.001 ordinary shares			Purchase			32,800	110.7243  USD
$0.001 ordinary shares			Purchase			37,702	110.7345  USD
$0.001 ordinary shares			Purchase			40,321	110.9257  USD
$0.001 ordinary shares			Purchase			40,866	110.7444  USD
$0.001 ordinary shares			Purchase			63,400	110.5405  USD
$0.001 ordinary shares			Purchase			69,911	110.8141  USD
$0.001 ordinary shares			Purchase			122,500	110.5000  USD
$0.001 ordinary shares			Purchase			167,604	110.5661  USD
$0.001 ordinary shares			Sale			1	110.8100  USD
$0.001 ordinary shares			Sale			4	110.3500  USD
$0.001 ordinary shares			Sale			5	110.8900  USD
$0.001 ordinary shares			Sale			5	110.8600  USD
$0.001 ordinary shares			Sale			18	110.8105  USD
$0.001 ordinary shares			Sale			27	110.8725  USD
$0.001 ordinary shares			Sale			55	111.1500  USD
$0.001 ordinary shares			Sale			125	111.0000  USD
$0.001 ordinary shares			Sale			145	110.8200  USD
$0.001 ordinary shares			Sale			214	110.9106  USD
$0.001 ordinary shares			Sale			310	110.6000  USD
$0.001 ordinary shares			Sale			326	110.5900  USD
$0.001 ordinary shares			Sale			338	110.7111  USD
$0.001 ordinary shares			Sale			400	110.9450  USD
$0.001 ordinary shares			Sale			482	110.9388  USD
$0.001 ordinary shares			Sale			500	110.5600  USD
$0.001 ordinary shares			Sale			575	110.6606  USD
$0.001 ordinary shares			Sale			600	110.9550  USD
$0.001 ordinary shares			Sale			700	110.9571  USD
$0.001 ordinary shares			Sale			906	110.9665  USD
$0.001 ordinary shares			Sale			1,110	110.8351  USD
$0.001 ordinary shares			Sale			1,248	110.8084  USD
$0.001 ordinary shares			Sale			1,400	110.9064  USD
$0.001 ordinary shares			Sale			1,430	110.8392  USD
$0.001 ordinary shares			Sale			1,503	110.9811  USD
$0.001 ordinary shares			Sale			1,550	110.6935  USD
$0.001 ordinary shares			Sale			1,559	110.7833  USD
$0.001 ordinary shares			Sale			1,626	110.8365  USD
$0.001 ordinary shares			Sale			1,800	110.9144  USD
$0.001 ordinary shares			Sale			2,005	110.7511  USD
$0.001 ordinary shares			Sale			2,365	110.9075  USD
$0.001 ordinary shares			Sale			2,417	110.9303  USD
$0.001 ordinary shares			Sale			3,280	110.6957  USD
$0.001 ordinary shares			Sale			4,681	110.7087  USD
$0.001 ordinary shares			Sale			6,156	110.8500  USD
$0.001 ordinary shares			Sale			6,594	110.9387  USD
$0.001 ordinary shares			Sale			7,506	110.6811  USD
$0.001 ordinary shares			Sale			7,747	110.7393  USD
$0.001 ordinary shares			Sale			10,100	110.9142  USD
$0.001 ordinary shares			Sale			10,615	110.9199  USD
$0.001 ordinary shares			Sale			10,981	110.7425  USD
$0.001 ordinary shares			Sale			11,244	110.7287  USD
$0.001 ordinary shares			Sale			12,146	110.6071  USD
$0.001 ordinary shares			Sale			12,800	110.8250  USD
$0.001 ordinary shares			Sale			15,639	110.5922  USD
$0.001 ordinary shares			Sale			15,921	110.8698  USD
$0.001 ordinary shares			Sale			17,720	110.7558  USD
$0.001 ordinary shares			Sale			17,953	110.8400  USD
$0.001 ordinary shares			Sale			20,000	110.6600  USD
$0.001 ordinary shares			Sale			25,074	110.7398  USD
$0.001 ordinary shares			Sale			28,000	110.5285  USD
$0.001 ordinary shares			Sale			35,000	110.5500  USD
$0.001 ordinary shares			Sale			48,500	110.9499  USD
$0.001 ordinary shares			Sale			167,604	110.5661  USD
$0.001 ordinary shares			Sale			210,000	110.5000  USD
$0.001 ordinary shares			Sale			252,005	110.6425  USD

(b)	Derivatives transactions (other than option transactions)
Product Name			Nature of transaction				Number of relevant securities	Price per unit
(c)		Options transactions in respect of existing securities
(i)		Writing, selling, purchasing or varying
Class  of  relevant  security		Product  description		Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.001 ordinary shares		Put Options		Purchasing	250,000	80.0000  USD	American	16-Jun-23	0.6000  USD
$0.001 ordinary shares		Put Options		Selling	250,000	105.0000  USD	American	16-Jun-23	3.5000  USD

(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				09-May-23
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.001 ordinary shares		Put Options	Purchased	-800,000	80.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Purchased	-250,000	80.0000	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Purchased	-162,000	90.0000	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Purchased	-67,300	110.0000	American	19 May 2023
$0.001 ordinary shares		Put Options	Purchased	-65,000	95.0000	American	19 May 2023
$0.001 ordinary shares		Put Options	Purchased	-25,000	85.0000	American	19 May 2023
$0.001 ordinary shares		Put Options	Purchased	-10,200	100.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	10,200	80.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	65,000	105.0000	American	19 May 2023
$0.001 ordinary shares		Put Options	Written	150,000	90.0000	American	19 May 2023
$0.001 ordinary shares		Put Options	Written	162,000	105.0000	American	21 Jul 2023
$0.001 ordinary shares		Put Options	Written	250,000	105.0000	American	16 Jun 2023
$0.001 ordinary shares		Put Options	Written	400,000	100.0000	American	18 Aug 2023
$0.001 ordinary shares		Put Options	Written	495,500	100.0000	American	16 Jun 2023

 

END