Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

02 May 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.0001 ordinary shares
Date of dealing				28 Apr 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.0001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,425,288	0.62%	373,438	0.16%
(2)	Derivatives (other than options):			53,770	0.02%	0	0.00%
(3)	Options and agreements to purchase/sell:			1,217,700	0.53%	997,200	0.44%
TOTAL:				2,696,758	1.18%	1,370,638	0.60%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.0001 ordinary shares			Purchase			5	111.5640 USD
$0.0001 ordinary shares			Purchase			16	111.4000 USD
$0.0001 ordinary shares			Purchase			48	111.5304 USD
$0.0001 ordinary shares			Purchase			50	111.7300 USD
$0.0001 ordinary shares			Purchase			93	111.5653 USD
$0.0001 ordinary shares			Purchase			97	111.5315 USD
$0.0001 ordinary shares			Purchase			100	111.5600 USD
$0.0001 ordinary shares			Purchase			100	112.0100 USD
$0.0001 ordinary shares			Purchase			200	111.4900 USD
$0.0001 ordinary shares			Purchase			224	111.4810 USD
$0.0001 ordinary shares			Purchase			262	111.8215 USD
$0.0001 ordinary shares			Purchase			300	111.8616 USD
$0.0001 ordinary shares			Purchase			313	111.6093 USD
$0.0001 ordinary shares			Purchase			400	111.5675 USD
$0.0001 ordinary shares			Purchase			400	111.4737 USD
$0.0001 ordinary shares			Purchase			510	111.6568 USD
$0.0001 ordinary shares			Purchase			517	111.5503 USD
$0.0001 ordinary shares			Purchase			599	111.5864 USD
$0.0001 ordinary shares			Purchase			600	111.6283 USD
$0.0001 ordinary shares			Purchase			730	111.6395 USD
$0.0001 ordinary shares			Purchase			1,100	111.5545 USD
$0.0001 ordinary shares			Purchase			1,204	111.8341 USD
$0.0001 ordinary shares			Purchase			1,251	111.6420 USD
$0.0001 ordinary shares			Purchase			1,284	111.5634 USD
$0.0001 ordinary shares			Purchase			1,675	111.6372 USD
$0.0001 ordinary shares			Purchase			1,893	111.5514 USD
$0.0001 ordinary shares			Purchase			1,900	111.5207 USD
$0.0001 ordinary shares			Purchase			2,732	111.5644 USD
$0.0001 ordinary shares			Purchase			2,778	111.5685 USD
$0.0001 ordinary shares			Purchase			3,037	111.4422 USD
$0.0001 ordinary shares			Purchase			3,394	111.5641 USD
$0.0001 ordinary shares			Purchase			4,582	111.5638 USD
$0.0001 ordinary shares			Purchase			4,753	111.5328 USD
$0.0001 ordinary shares			Purchase			5,614	111.2307 USD
$0.0001 ordinary shares			Purchase			7,500	111.2733 USD
$0.0001 ordinary shares			Purchase			8,145	111.9058 USD
$0.0001 ordinary shares			Purchase			14,492	112.0119 USD
$0.0001 ordinary shares			Purchase			14,492	111.5018 USD
$0.0001 ordinary shares			Purchase			19,623	111.2080 USD
$0.0001 ordinary shares			Purchase			21,743	111.6857 USD
$0.0001 ordinary shares			Purchase			21,997	111.1600 USD
$0.0001 ordinary shares			Purchase			22,337	111.5800 USD
$0.0001 ordinary shares			Purchase			23,420	111.7376 USD
$0.0001 ordinary shares			Purchase			31,745	112.0000 USD
$0.0001 ordinary shares			Purchase			60,002	111.9999 USD
$0.0001 ordinary shares			Purchase			74,709	111.7551 USD
$0.0001 ordinary shares			Purchase			110,016	111.5075 USD
$0.0001 ordinary shares			Sale			2	111.2300 USD
$0.0001 ordinary shares			Sale			16	111.4000 USD
$0.0001 ordinary shares			Sale			43	111.2400 USD
$0.0001 ordinary shares			Sale			97	111.2500 USD
$0.0001 ordinary shares			Sale			100	112.0000 USD
$0.0001 ordinary shares			Sale			100	112.0100 USD
$0.0001 ordinary shares			Sale			100	111.3100 USD
$0.0001 ordinary shares			Sale			101	111.3588 USD
$0.0001 ordinary shares			Sale			162	111.3948 USD
$0.0001 ordinary shares			Sale			200	111.2050 USD
$0.0001 ordinary shares			Sale			202	111.2150 USD
$0.0001 ordinary shares			Sale			211	111.2587 USD
$0.0001 ordinary shares			Sale			250	112.0220 USD
$0.0001 ordinary shares			Sale			260	112.0092 USD
$0.0001 ordinary shares			Sale			300	111.2066 USD
$0.0001 ordinary shares			Sale			300	111.3666 USD
$0.0001 ordinary shares			Sale			304	111.4287 USD
$0.0001 ordinary shares			Sale			355	111.2259 USD
$0.0001 ordinary shares			Sale			438	111.4911 USD
$0.0001 ordinary shares			Sale			500	112.0260 USD
$0.0001 ordinary shares			Sale			500	112.0240 USD
$0.0001 ordinary shares			Sale			514	111.4158 USD
$0.0001 ordinary shares			Sale			534	111.5687 USD
$0.0001 ordinary shares			Sale			600	112.0033 USD
$0.0001 ordinary shares			Sale			601	111.2324 USD
$0.0001 ordinary shares			Sale			705	111.3942 USD
$0.0001 ordinary shares			Sale			707	112.0178 USD
$0.0001 ordinary shares			Sale			800	111.5137 USD
$0.0001 ordinary shares			Sale			999	111.2271 USD
$0.0001 ordinary shares			Sale			1,117	111.8006 USD
$0.0001 ordinary shares			Sale			1,204	111.4896 USD
$0.0001 ordinary shares			Sale			1,273	111.2371 USD
$0.0001 ordinary shares			Sale			1,300	111.4907 USD
$0.0001 ordinary shares			Sale			1,359	111.5446 USD
$0.0001 ordinary shares			Sale			1,600	111.8304 USD
$0.0001 ordinary shares			Sale			1,852	111.4622 USD
$0.0001 ordinary shares			Sale			2,027	111.2843 USD
$0.0001 ordinary shares			Sale			2,251	111.4727 USD
$0.0001 ordinary shares			Sale			2,538	111.5182 USD
$0.0001 ordinary shares			Sale			3,160	111.4717 USD
$0.0001 ordinary shares			Sale			3,350	112.0056 USD
$0.0001 ordinary shares			Sale			4,334	112.0158 USD
$0.0001 ordinary shares			Sale			4,821	111.4790 USD
$0.0001 ordinary shares			Sale			5,286	112.0062 USD
$0.0001 ordinary shares			Sale			5,368	111.4965 USD
$0.0001 ordinary shares			Sale			6,019	111.4748 USD
$0.0001 ordinary shares			Sale			7,500	111.2733 USD
$0.0001 ordinary shares			Sale			8,524	111.5269 USD
$0.0001 ordinary shares			Sale			10,393	111.4642 USD
$0.0001 ordinary shares			Sale			11,967	111.5172 USD
$0.0001 ordinary shares			Sale			19,871	111.6832 USD
$0.0001 ordinary shares			Sale			20,090	111.2128 USD
$0.0001 ordinary shares			Sale			21,978	111.1600 USD
$0.0001 ordinary shares			Sale			44,674	111.5800 USD
$0.0001 ordinary shares			Sale			60,500	112.0001 USD
$0.0001 ordinary shares			Sale			63,028	111.5192 USD
$0.0001 ordinary shares			Sale			145,597	111.8026 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				01 May 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.0001 ordinary shares		Put Options	Written	150,000	090	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Purchased	-25,000	085	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-800,000	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-162,000	090	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023

 

END