Form 8.3 - HORIZON THERAPEUTICS PLC

Barclays PLC

28 April 2023

 

FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2007 (AS AMENDED)
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES
REPRESENTING 1% OR MORE
1.				KEY INFORMATION
Name of person dealing (Note 1)				Barclays PLC.
Company dealt in				HORIZON THERAPEUTICS PLC
Class of relevant security to which the dealings being disclosed relate (Note 2)				$0.0001 ordinary shares
Date of dealing				27 Apr 2023
2.				INTERESTS AND SHORT POSITIONS
(a)	Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security:				$0.0001 ordinary shares
				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities			1,425,739	0.62%	378,538	0.17%
(2)	Derivatives (other than options):			53,770	0.02%	0	0.00%
(3)	Options and agreements to purchase/sell:			1,217,700	0.53%	997,200	0.44%
TOTAL:				2,697,209	1.18%	1,375,738	0.60%
(b)	Interests and short positions in relevant securities of the company, other than the class dealt in
Class of relevant security:				Long		Short
				Number	(%)	Number	(%)
(1)	Relevant securities
(2)	Derivatives (other than options):
(3)	Options and agreements to purchase/sell:
TOTAL:
3.				DEALINGS (Note 4)
(a)	Purchase and sales
Class of relevant Security			Purchase/sale			Number of securities	Price per unit
$0.0001 ordinary shares			Purchase			1	110.4350 USD
$0.0001 ordinary shares			Purchase			100	110.7700 USD
$0.0001 ordinary shares			Purchase			100	110.8000 USD
$0.0001 ordinary shares			Purchase			151	110.8478 USD
$0.0001 ordinary shares			Purchase			300	110.7033 USD
$0.0001 ordinary shares			Purchase			1,016	110.7977 USD
$0.0001 ordinary shares			Purchase			1,101	110.8532 USD
$0.0001 ordinary shares			Purchase			1,345	110.9210 USD
$0.0001 ordinary shares			Purchase			1,441	110.7854 USD
$0.0001 ordinary shares			Purchase			1,451	110.7825 USD
$0.0001 ordinary shares			Purchase			3,024	110.7786 USD
$0.0001 ordinary shares			Purchase			4,335	110.7202 USD
$0.0001 ordinary shares			Purchase			8,221	110.9756 USD
$0.0001 ordinary shares			Purchase			14,602	111.0300 USD
$0.0001 ordinary shares			Purchase			20,009	110.8597 USD
$0.0001 ordinary shares			Purchase			53,000	110.5300 USD
$0.0001 ordinary shares			Sale			1	110.7700 USD
$0.0001 ordinary shares			Sale			1	110.4350 USD
$0.0001 ordinary shares			Sale			2	110.5600 USD
$0.0001 ordinary shares			Sale			2	111.0000 USD
$0.0001 ordinary shares			Sale			4	110.6550 USD
$0.0001 ordinary shares			Sale			5	110.6620 USD
$0.0001 ordinary shares			Sale			6	110.6533 USD
$0.0001 ordinary shares			Sale			7	110.6742 USD
$0.0001 ordinary shares			Sale			8	110.7525 USD
$0.0001 ordinary shares			Sale			9	110.7622 USD
$0.0001 ordinary shares			Sale			11	110.8818 USD
$0.0001 ordinary shares			Sale			13	110.6561 USD
$0.0001 ordinary shares			Sale			18	110.7822 USD
$0.0001 ordinary shares			Sale			22	110.7891 USD
$0.0001 ordinary shares			Sale			35	110.8297 USD
$0.0001 ordinary shares			Sale			40	110.8150 USD
$0.0001 ordinary shares			Sale			106	110.7620 USD
$0.0001 ordinary shares			Sale			147	110.7242 USD
$0.0001 ordinary shares			Sale			200	110.7000 USD
$0.0001 ordinary shares			Sale			207	110.8648 USD
$0.0001 ordinary shares			Sale			210	111.0775 USD
$0.0001 ordinary shares			Sale			268	110.7005 USD
$0.0001 ordinary shares			Sale			440	110.7984 USD
$0.0001 ordinary shares			Sale			575	110.7769 USD
$0.0001 ordinary shares			Sale			800	110.7402 USD
$0.0001 ordinary shares			Sale			1,000	110.7340 USD
$0.0001 ordinary shares			Sale			1,240	110.7328 USD
$0.0001 ordinary shares			Sale			1,867	110.7404 USD
$0.0001 ordinary shares			Sale			2,189	110.7807 USD
$0.0001 ordinary shares			Sale			4,335	110.7202 USD
$0.0001 ordinary shares			Sale			6,076	110.7380 USD
$0.0001 ordinary shares			Sale			10,518	110.9605 USD
$0.0001 ordinary shares			Sale			10,720	110.7353 USD
$0.0001 ordinary shares			Sale			11,945	110.7289 USD
$0.0001 ordinary shares			Sale			14,602	111.0300 USD
$0.0001 ordinary shares			Sale			17,568	110.8772 USD
(b)	Derivatives transactions (other than option transactions)
Product Name		Nature of transaction				Number of relevant securities	Price per unit
(c)	Options transactions in respect of existing securities
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
$0.0001 ordinary shares	Put Options	Selling	72,000	105.0000 USD	American	21 Jul 2023	2.8500 USD
$0.0001 ordinary shares	Put Options	Purchasing	72,000	90.0000 USD	American	21 Jul 2023	1.1000 USD
(ii)	Exercising
Product name			Number of  securities			Exercise price  per unit
(d)	Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction				Details		Price per unit  (if applicable)
4.				OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing  and any other person relating to the voting rights of any relevant securities under any option  referred to on this form or relating to the voting rights or future acquisition or disposal of any  relevant securities to which any derivative referred to on this form is referenced. If none, this  should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached?				YES
Date of disclosure:				28 Apr 2023
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL
ACT, 1997, TAKEOVER RULES, 2007 (AS AMENDED)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS
Class of relevant  security		Product  Description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date
$0.0001 ordinary shares		Put Options	Written	495,500	100	American	16 Jun 2023
$0.0001 ordinary shares		Put Options	Written	10,200	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-25,000	085	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	150,000	090	American	19 May 2023
$0.0001 ordinary shares		Put Options	Written	400,000	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-162,000	090	American	21 Jul 2023
$0.0001 ordinary shares		Put Options	Purchased	-800,000	080	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Purchased	-10,200	100	American	18 Aug 2023
$0.0001 ordinary shares		Put Options	Written	162,000	105	American	21 Jul 2023

 

END