EPT Disclosure The Hershey Company
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in The Hershey Company
Class of relevant security Common Stock
to which the dealings being
disclosed relate (Note 1)
Date of dealing 21 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 82,371 0.05% 17,221 0.01%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 322,100 0.19% 270,900 0.16%
to purchase/sell
Total 404,471 0.24% 288,121 0.17%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Sale 300 36.37
Sale 18,552 36.36362009
Sale 100 36.19
Sale 900 36.33888889
Sale 1,852 36.32164687
Sale 100 36.34
Sale 18,300 36.46754098
Sale 200 36.305
Sale 6 36.5926
Sale 30 36.5926
Sale 100 36.19
Sale 10 36.19
Sale 200 36.5
Sale 915 36.57278689
Sale 12,800 36.64648438
Sale 2,000 36.72
Sale 1,500 36.501
Sale 2,886 36.6468815
Sale 15,413 36.62111529
Sale 89,500 36.3584581
Sale 7,390 36.322341
Sale 29,100 36.39203436
Sale 61,800 36.86883495
Sale 12,885 36.410617
Sale 88,393 36.68254025
Sale 21,269 36.37888899
Sale 3,000 37.16
Sale 100 36.82
Sale 4,500 36.81777778
Sale 17,202 36.81170329
Sale 1,000 36.795
Sale 700 36.78
Sale 1,198 36.82420701
Sale 400 36.835
Sale 1,500 36.3547
Sale 200 36.9873
Sale 6 36.19
Sale 500 36.656
Sale 20,836 36.50430553
Sale 65,827 36.63171586
Sale 1,600 36.30275
Sale 500 36.298
Sale 18,200 36.42140549
Sale 1,200 37.05408333
Sale 1,400 36.669286
Sale 400 36.515
Sale 400 36.2675
Sale 63,110 36.99361274
Sale 6,000 36.97883333
Sale 2,900 36.84207931
Sale 300 37.01
Sale 1,205 36.88676349
Sale 400 36.8175
Sale 2,300 36.48
Sale 400 36.385
Sale 500 36.8980002
Sale 36 37.19
Sale 100 36.19
Sale 100 36.47
Sale 10,400 36.57783654
Sale 49 36.93
Sale 50 36.96
Sale 200 36.34
Sale 200 36.96
Sale 2,000 36.4125
Sale 18,165 36.33176787
Sale 400 36.2625
Sale 2,900 36.39482759
Sale 23,900 36.39013389
Sale 390 37.03589744
Sale 1,300 36.96384615
Purchase 900 36.39111111
Purchase 1,400 36.31471429
Purchase 3,200 36.32628125
Purchase 400 36.6275
Purchase 400,000 36.572
Purchase 100 36.19
Purchase 10 36.19
Purchase 350 36.44
Purchase 6 36.5926
Purchase 40,310 36.99
Purchase 400 36.285
Purchase 30 36.5926
Purchase 3,165 36.37421485
Purchase 500 36.34944
Purchase 100 36.82
Purchase 17,202 36.81170329
Purchase 7,798 36.81333675
Purchase 100 36.318
Purchase 500 36.326
Purchase 900 36.37466667
Purchase 200 36.219
Purchase 1,100 36.62454545
Purchase 23,400 36.39000855
Purchase 1,400 36.72571429
Purchase 14,500 36.38655172
Purchase 3,100 36.579
Purchase 1,500 36.39006667
Purchase 1,400 36.39992857
Purchase 600 36.44833333
Purchase 500 36.298
Purchase 400 36.2625
Purchase 49,500 37
Purchase 13,549 36.3298915
Purchase 8 36.26
Purchase 100 36.99
Purchase 400 36.62
Purchase 23,000 36.99988957
Purchase 200 36.61
Purchase 200 36.99
Purchase 800 36.335
Purchase 300 36.83666667
Purchase 1,400 36.66928571
Purchase 1,900 36.52105263
Purchase 1,205 36.8868
Purchase 400 36.8175
Purchase 6 36.5926
Purchase 30 36.5926
Purchase 9,500 36.58378947
Purchase 99 36.94515152
Purchase 900 36.515
Purchase 1,000 36.41
Purchase 400 36.515
Purchase 200 36.33
Purchase 1,000 36.415
Purchase 2,900 36.34964828
Purchase 1,400 36.30285714
Purchase 308 36.37837662
Purchase 400 36.65
Purchase 400 36.2675
Purchase 600 36.77
Purchase 500 36.396
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Put Option Selling 2,000 32.5 American 20/03/2010 0.3
Put Option Selling 1,200 32.5 American 20/03/2010 0.3
Call Option Selling 500 40 American 22/05/2010 0.73
Call Option Selling 14,900 45 American 22/05/2010 0.2
Call Option Selling 1,900 45 American 22/05/2010 0.15
Call Option Selling 400 45 American 22/05/2010 0.15
Call Option Selling 1,000 45 American 22/05/2010 0.2
Call Option Selling 3,000 35 American 22/05/2010 2.9
Call Option Selling 300 40 American 20/03/2010 0.5
Call Option Selling 200 40 American 20/03/2010 0.5
Call Option Selling 100 35 American 20/03/2010 2.1
Call Option Selling 100 50 American 21/01/2012 0.8
Call Option Selling 100 50 American 21/01/2012 0.8
Call Option Selling 100 37.5 American 20/02/2010 0.65
Call Option Selling 100 37.5 American 20/02/2010 0.65
Call Option Selling 100 37.5 American 20/02/2010 0.65
Call Option Selling 200 37.5 American 20/02/2010 0.65
Put Option Purchasing 200 35 American 20/02/2010 0.4
Put Option Purchasing 1,200 35 American 20/02/2010 0.35
Put Option Purchasing 12,000 35 American 20/02/2010 0.5
Put Option Purchasing 3,200 35 American 20/02/2010 0.5
Put Option Purchasing 100 35 American 20/02/2010 0.55
Put Option Purchasing 900 35 American 20/02/2010 0.55
Put Option Purchasing 200 35 American 20/02/2010 0.6
Put Option Purchasing 1,100 35 American 20/02/2010 0.55
Put Option Purchasing 500 35 American 20/02/2010 0.55
Put Option Purchasing 500 35 American 20/02/2010 0.55
Put Option Purchasing 500 35 American 20/02/2010 0.55
Put Option Purchasing 500 35 American 20/02/2010 0.55
Put Option Purchasing 1,700 35 American 21/08/2010 2.2
Put Option Purchasing 100 35 American 21/08/2010 2.25
Put Option Purchasing 100 35 American 21/08/2010 2.25
Put Option Purchasing 100 35 American 21/08/2010 2.25
Put Option Purchasing 100 45 American 21/08/2010 9.5
Put Option Purchasing 100 45 American 21/08/2010 9.5
Put Option Purchasing 100 45 American 21/08/2010 9.5
Put Option Purchasing 100 45 American 21/08/2010 9.5
Put Option Purchasing 100 37.5 American 20/03/2010 2.3
Put Option Purchasing 100 37.5 American 20/03/2010 2.3
Put Option Purchasing 1,000 37.5 American 20/03/2010 2.3
Put Option Purchasing 1,000 37.5 American 20/03/2010 2.3
Put Option Purchasing 6,400 40 American 22/05/2010 4.1
Put Option Purchasing 900 40 American 22/05/2010 4.1
Put Option Purchasing 100 40 American 22/05/2010 4.8
Put Option Purchasing 700 40 American 20/02/2010 3.2
Put Option Purchasing 2,600 37.5 American 20/02/2010 1.35
Call Option Purchasing 100 40 American 20/02/2010 0.25
Call Option Purchasing 900 40 American 20/02/2010 0.25
Call Option Purchasing 1,400 35 American 22/05/2010 2.6
Call Option Purchasing 200 40 American 21/08/2010 1.15
Call Option Purchasing 100 37.5 American 20/02/2010 0.85
Call Option Purchasing 100 37.5 American 20/02/2010 0.9
Call Option Purchasing 100 37.5 American 20/02/2010 0.9
Call Option Purchasing 100 37.5 American 20/02/2010 0.85
Call Option Purchasing 1,200 37.5 American 20/02/2010 0.95
Call Option Purchasing 1,200 37.5 American 20/02/2010 0.95
Call Option Purchasing 400 37.5 American 20/02/2010 0.9
Call Option Purchasing 27,000 37.5 American 20/02/2010 0.8
Call Option Purchasing 7,600 37.5 American 20/02/2010 0.8
Call Option Purchasing 500 37.5 American 20/02/2010 0.8
Call Option Purchasing 16,000 37.5 American 20/02/2010 0.8
Call Option Purchasing 19,900 37.5 American 20/02/2010 0.8
Call Option Purchasing 10,000 37.5 American 20/02/2010 0.7
Call Option Purchasing 5,200 37.5 American 20/02/2010 0.7
Call Option Purchasing 17,200 37.5 American 20/02/2010 0.7
Call Option Purchasing 400 37.5 American 20/02/2010 0.7
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 22 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Sold 100 25 American 20/02/2010
Put Option Sold 1,900 30 American 22/05/2010
Put Option Sold 500 35 American 21/08/2010
Put Option Sold 5,100 30 American 22/01/2011
Put Option Sold 3,800 20 American 20/02/2010
Put Option Sold 500 50 American 20/02/2010
Put Option Sold 900 30 American 21/01/2012
Put Option Sold 5,000 50 American 21/08/2010
Put Option Sold 26,600 35 American 20/02/2010
Put Option Sold 30,500 35 American 22/05/2010
Put Option Sold 500 40 American 21/01/2012
Put Option Sold 6,500 30 American 21/08/2010
Put Option Sold 1,900 25 American 22/01/2011
Put Option Sold 3,200 32.5 American 20/03/2010
Call Option Sold 200 45 American 21/08/2010
Call Option Sold 26,800 45 American 22/05/2010
Call Option Sold 14,200 35 American 22/05/2010
Call Option Sold 1,500 30 American 20/02/2010
Call Option Sold 69,600 40 American 20/02/2010
Call Option Sold 6,800 40 American 20/03/2010
Call Option Sold 3,000 50 American 22/01/2011
Call Option Sold 31,900 40 American 22/05/2010
Call Option Sold 100 35 American 20/03/2010
Call Option Sold 100 55 American 20/02/2010
Call Option Sold 500 30 American 21/01/2012
Call Option Sold 400 30 American 22/05/2010
Call Option Sold 200 60 American 22/01/2011
Call Option Sold 4,100 35 American 21/08/2010
Call Option Sold 1,600 40 American 21/01/2012
Call Option Sold 18,100 40 American 22/01/2011
Call Option Sold 300 35 American 22/01/2011
Call Option Sold 4,500 45 American 20/02/2010
Put Option Purchased 1,000 50 American 21/01/2012
Put Option Purchased 8,600 45 American 20/02/2010
Put Option Purchased 3,200 42.5 American 20/03/2010
Put Option Purchased 1,800 35 American 22/01/2011
Put Option Purchased 2,900 37.5 American 20/03/2010
Put Option Purchased 3,700 40 American 21/08/2010
Put Option Purchased 1,900 40 American 20/03/2010
Put Option Purchased 5,200 45 American 22/05/2010
Put Option Purchased 500 50 American 22/01/2011
Put Option Purchased 79,800 37.5 American 20/02/2010
Put Option Purchased 600 20 American 22/01/2011
Put Option Purchased 10,000 45 American 22/01/2011
Put Option Purchased 22,400 40 American 20/02/2010
Put Option Purchased 15,700 40 American 22/05/2010
Put Option Purchased 400 45 American 21/08/2010
Put Option Purchased 3,200 40 American 22/01/2011
Call Option Purchased 6,400 50 American 20/02/2010
Call Option Purchased 2,500 50 American 22/05/2010
Call Option Purchased 300 50 American 21/01/2012
Call Option Purchased 7,600 37.5 American 20/03/2010
Call Option Purchased 4,000 40 American 21/08/2010
Call Option Purchased 400 30 American 22/01/2011
Call Option Purchased 2,400 42.5 American 20/03/2010
Call Option Purchased 119,300 37.5 American 20/02/2010
Call Option Purchased 900 45 American 22/01/2011
Call Option Purchased 17,400 35 American 20/02/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Latest directors dealings
- 2 days ago Mattioli Woods
- 2 days ago Morgan Advanced Materials
- 2 days ago Capita
- 2 days ago Judges Scientific
- 2 days ago Me Group International