EPT Disclosure KRAFT FOODS INC
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 07 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 487,845 0.03% 283,080 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 817,500 0.06% 1,612,600 0.11%
to purchase/sell
Total 1,305,345 0.09% 1,895,680 0.13%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 100 29.03
Purchase 720 29.0025
Purchase 300 28.88333333
Purchase 779 28.8378
Purchase 4,807 28.8378
Purchase 1,100 28.9
Purchase 967 28.80864529
Purchase 2,400 28.76666667
Purchase 3,100 28.7679129
Purchase 100 28.8098
Purchase 200 28.755
Purchase 1,400 28.74607143
Purchase 25,000 28.8035
Purchase 26,780 28.9084
Purchase 160,000 28.7754
Purchase 34,018 28.86299018
Purchase 68,641 28.86435855
Purchase 8,200 28.80815854
Purchase 13,200 28.88265152
Purchase 3,500 28.91371429
Purchase 21,083 28.90319499
Purchase 20,458 28.80912553
Purchase 400 28.87
Purchase 7,900 28.81635443
Purchase 100 28.89
Purchase 6,300 28.80571429
Purchase 800 28.83125
Purchase 4,400 28.7984
Purchase 700 28.945714
Purchase 1,000 28.412
Purchase 21,800 28.9817633
Purchase 6,300 28.98015873
Purchase 4,100 28.96731707
Purchase 800 28.97
Purchase 3,000 28.98666667
Purchase 10,800 28.9862963
Purchase 1,400 28.99
Purchase 400 28.75
Purchase 500 28.862
Purchase 2,400 28.8175
Purchase 586 28.8356314
Purchase 2,100 28.84190476
Purchase 100 28.81
Purchase 700 28.83657143
Purchase 2,400 28.89666667
Purchase 300 28.79333333
Purchase 3,500 28.851
Purchase 594 28.77223317
Purchase 1,200 28.77733333
Purchase 1,100 28.65818182
Purchase 500 28.58
Purchase 1,909 28.85405039
Purchase 1,071 28.58
Purchase 3,900 28.77307692
Purchase 886 28.97553047
Purchase 8,600 28.77433605
Purchase 614 28.98
Purchase 9,000 28.8226
Purchase 5,900 28.8442
Purchase 800 28.843375
Purchase 500 28.8
Purchase 3,600 28.76361111
Purchase 9,600 28.82578125
Purchase 9,800 28.83958673
Purchase 300 28.84
Sale 779 28.8378
Sale 200 28.755
Sale 1,100 28.9
Sale 200 28.74
Sale 167 28.83227545
Sale 400 28.86
Sale 1,120 28.9730375
Sale 4,807 28.8378
Sale 1,600 28.72375
Sale 1,700 28.74647059
Sale 11,776 28.76541865
Sale 600 28.71666667
Sale 23,647 28.83319406
Sale 22,500 28.73173333
Sale 4,505 28.75297447
Sale 21,995 28.732396
Sale 400 28.7375
Sale 29,277 28.75879257
Sale 7,000 28.9
Sale 100,000 28.8045
Sale 400 28.7698
Sale 70,000 28.93569
Sale 2,740 28.85678832
Sale 700 28.94571429
Sale 4,400 28.79840909
Sale 6,300 28.805714
Sale 800 28.83125
Sale 100 28.89
Sale 600 28.84
Sale 1,368 28.86049708
Sale 800 28.81
Sale 200 28.88
Sale 732 28.8831694
Sale 4,900 28.86418367
Sale 48,200 28.98168963
Sale 6,757 28.97414385
Sale 4,640 29
Sale 600 28.83
Sale 2,643 28.97227015
Sale 1,200 28.99
Sale 3,600 28.97111111
Sale 3,900 28.97384615
Sale 1,200 28.97
Sale 2,600 28.99038462
Sale 14,100 28.9681
Sale 700 28.96
Sale 6,100 28.99005082
Sale 4,807 28.8378
Sale 779 28.8378
Sale 5,900 28.84423729
Sale 100 28.81
Sale 7,800 28.83332051
Sale 1,000 28.7918
Sale 200 28.705
Sale 700 28.83657143
Sale 1,200 28.75291667
Sale 3,141 28.60459408
Sale 3,000 28.79233333
Sale 294 28.77111054
Sale 400 28.815
Sale 4,514 28.80122286
Sale 700 28.77571429
Sale 300 28.77333333
Sale 1,000 28.77
Sale 4,386 28.79972868
Sale 5,900 28.8696
Sale 300 28.7933
Sale 1,439 28.9496
Sale 500 27.5
Sale 300 28.84
Sale 11,400 28.83083333
Sale 1,300 28.82669231
Sale 1,400 28.99
Sale 3,500 28.762
Sale 300 28.75
Sale 100 28.82
Sale 200 28.791
Sale 7,500 28.81693333
Sale 400 28.83
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing to American, paid/
option , varying which the (USD) European received
etc. option etc. per
relates unit
(Note 6) (Note 4)
Call Option Purchasing 200 29 American 16-Jan-10 0.3
Call Option Purchasing 400 27.5 American 16-Jan-10 1.5
Call Option Purchasing 100 27.5 American 16-Jan-10 1.5
Call Option Purchasing 3,000 27.5 American 16-Jan-10 1.35
Call Option Purchasing 200 29 American 20-Mar-10 1
Call Option Purchasing 100 25 American 21-Jan-12 4.9
Call Option Purchasing 100 28 American 20-Feb-10 1.25
Call Option Purchasing 400 25 American 19-Jun-10 4.2
Call Option Purchasing 100 35 American 21-Jan-12 1.1
Call Option Purchasing 200 29 American 20-Feb-10 0.67
Call Option Purchasing 1,300 31 American 20-Feb-10 0.15
Call Option Purchasing 1,600 31 American 20-Feb-10 0.15
Call Option Purchasing 100 29 American 19-Jun-10 1.35
Call Option Purchasing 100 27 American 20-Feb-10 1.95
Put Option Purchasing 100 30 American 21-Jan-12 5
Put Option Purchasing 300 27 American 19-Jun-10 0.95
Call Option Selling 100 27.5 American 16-Jan-10 1.35
Call Option Selling 100 27.5 American 16-Jan-10 1.4
Call Option Selling 100 27.5 American 16-Jan-10 1.35
Call Option Selling 100 27.5 American 16-Jan-10 1.35
Call Option Selling 100 27.5 American 16-Jan-10 1.3
Call Option Selling 200 27.5 American 16-Jan-10 1.3
Call Option Selling 100 27.5 American 16-Jan-10 1.3
Call Option Selling 100 27.5 American 16-Jan-10 1.3
Call Option Selling 100 27.5 American 16-Jan-10 1.25
Call Option Selling 100 27.5 American 16-Jan-10 1.3
Call Option Selling 100 27.5 American 16-Jan-10 1.25
Call Option Selling 100 29 American 20-Mar-10 1
Call Option Selling 6,200 30 American 20-Mar-10 0.55
Call Option Selling 1,700 30 American 20-Mar-10 0.55
Call Option Selling 2,500 30 American 20-Mar-10 0.55
Call Option Selling 7,000 30 American 20-Mar-10 0.55
Call Option Selling 500 25 American 21-Jan-12 5.12
Call Option Selling 800 25 American 21-Jan-12 5.1
Call Option Selling 200 25 American 21-Jan-12 5.1
Call Option Selling 1,700 35 American 19-Jun-10 0.1
Call Option Selling 100 35 American 19-Jun-10 0.1
Call Option Selling 100 31 American 19-Jun-10 0.7
Call Option Selling 100 30 American 21-Jan-12 2.6
Call Option Selling 100 30 American 21-Jan-12 2.55
Put Option Selling 100 30 American 20-Feb-10 1.5
Put Option Selling 100 30 American 20-Feb-10 1.5
Put Option Selling 1,000 30 American 20-Feb-10 1.65
Put Option Selling 6,500 30 American 20-Feb-10 1.65
Put Option Selling 100 30 American 20-Feb-10 1.65
Put Option Selling 9,000 30 American 20-Mar-10 1.65
Put Option Selling 9,600 30 American 20-Mar-10 1.65
Put Option Selling 1,100 30 American 20-Mar-10 1.65
Put Option Selling 17,200 30 American 20-Mar-10 1.75
Put Option Selling 1,000 30 American 20-Mar-10 1.75
Put Option Selling 19,600 30 American 20-Mar-10 1.75
Put Option Selling 23,100 30 American 20-Mar-10 1.75
Put Option Selling 51,400 30 American 20-Mar-10 1.85
Put Option Selling 21,600 30 American 20-Mar-10 1.85
Put Option Selling 4,900 30 American 20-Mar-10 1.85
Put Option Selling 200 20 American 22-Jan-11 0.4
Put Option Selling 800 27.5 American 16-Jan-10 0.05
Put Option Selling 100 25 American 22-Jan-11 1.35
Put Option Selling 900 25 American 22-Jan-11 1.35
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 08 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to (Note 2) European
option which the (USD) etc.
option or
derivative
relates
Call Option Sold 224,800 29 American 16-Jan-10
Call Option Sold 157,200 27.5 American 16-Jan-10
Call Option Sold 101,600 30 American 16-Jan-10
Call Option Sold 78,000 25 American 22-Jan-11
Call Option Sold 50,400 26 American 20-Feb-10
Call Option Sold 45,500 30 American 22-Jan-11
Call Option Sold 44,900 29 American 20-Mar-10
Call Option Sold 37,400 28 American 20-Mar-10
Call Option Sold 28,800 35 American 22-Jan-11
Call Option Sold 26,400 26 American 19-Jun-10
Call Option Sold 17,400 30 American 20-Mar-10
Call Option Sold 11,800 25 American 21-Jan-12
Call Option Sold 10,400 40 American 16-Jan-10
Call Option Sold 10,100 35 American 16-Jan-10
Call Option Sold 9,500 22.5 American 22-Jan-11
Call Option Sold 8,300 50 American 22-Jan-11
Call Option Sold 4,300 28 American 20-Feb-10
Call Option Sold 3,800 40 American 22-Jan-11
Call Option Sold 2,100 15 American 22-Jan-11
Call Option Sold 1,800 35 American 19-Jun-10
Call Option Sold 1,500 45 American 22-Jan-11
Call Option Sold 1,200 37.5 American 16-Jan-10
Call Option Sold 600 33 American 20-Mar-10
Call Option Sold 500 32 American 20-Mar-10
Call Option Sold 200 31 American 16-Jan-10
Call Option Sold 100 25 American 16-Jan-10
Call Option Sold 100 17.5 American 22-Jan-11
Call Option Purchased 100 24 American 19-Jun-10
Call Option Purchased 100 25 American 19-Jun-10
Call Option Purchased 100 26 American 16-Jan-10
Call Option Purchased 200 23 American 19-Jun-10
Call Option Purchased 300 25 American 20-Mar-10
Call Option Purchased 800 20 American 21-Jan-12
Call Option Purchased 1,700 35 American 21-Jan-12
Call Option Purchased 1,800 26 American 20-Mar-10
Call Option Purchased 1,800 27 American 19-Jun-10
Call Option Purchased 2,000 30 American 20-Feb-10
Call Option Purchased 2,200 20 American 22-Jan-11
Call Option Purchased 2,500 31 American 19-Jun-10
Call Option Purchased 2,900 29 American 20-Feb-10
Call Option Purchased 2,900 31 American 20-Feb-10
Call Option Purchased 3,600 29 American 19-Jun-10
Call Option Purchased 5,500 45 American 16-Jan-10
Call Option Purchased 6,000 28 American 19-Jun-10
Call Option Purchased 7,100 30 American 19-Jun-10
Call Option Purchased 8,400 31 American 20-Mar-10
Call Option Purchased 9,300 27 American 20-Feb-10
Call Option Purchased 9,600 30 American 21-Jan-12
Call Option Purchased 11,800 22.5 American 16-Jan-10
Call Option Purchased 12,700 32.5 American 16-Jan-10
Call Option Purchased 31,800 25 American 16-Jan-10
Call Option Purchased 44,000 29 American 16-Jan-10
Call Option Purchased 76,100 27 American 20-Mar-10
Put Option Sold 258,900 30 American 20-Feb-10
Put Option Sold 173,500 30 American 20-Mar-10
Put Option Sold 148,600 25 American 16-Jan-10
Put Option Sold 47,200 22.5 American 16-Jan-10
Put Option Sold 26,900 27 American 20-Feb-10
Put Option Sold 14,600 24 American 16-Jan-10
Put Option Sold 14,000 28 American 20-Feb-10
Put Option Sold 13,800 22.5 American 22-Jan-11
Put Option Sold 8,800 31 American 20-Mar-10
Put Option Sold 7,100 26 American 19-Jun-10
Put Option Sold 7,100 28 American 20-Mar-10
Put Option Sold 3,800 29 American 20-Mar-10
Put Option Sold 2,700 33 American 20-Mar-10
Put Option Sold 1,800 35 American 21-Jan-12
Put Option Sold 1,600 20 American 21-Jan-12
Put Option Sold 1,500 32 American 20-Mar-10
Put Option Sold 800 12.5 American 16-Jan-10
Put Option Sold 500 26 American 16-Jan-10
Put Option Sold 200 20 American 19-Jun-10
Put Option Sold 200 35 American 20-Mar-10
Put Option Sold 200 12.5 American 22-Jan-11
Put Option Sold 100 10 American 22-Jan-11
Put Option Purchased 100 50 American 22-Jan-11
Put Option Purchased 500 17.5 American 22-Jan-11
Put Option Purchased 600 30 American 21-Jan-12
Put Option Purchased 700 23 American 19-Jun-10
Put Option Purchased 700 28 American 19-Jun-10
Put Option Purchased 700 17.5 American 16-Jan-10
Put Option Purchased 1,200 21 American 20-Mar-10
Put Option Purchased 1,600 24 American 19-Jun-10
Put Option Purchased 2,300 30 American 16-Jan-10
Put Option Purchased 2,800 32.5 American 16-Jan-10
Put Option Purchased 3,000 24 American 20-Mar-10
Put Option Purchased 3,100 15 American 16-Jan-10
Put Option Purchased 3,100 27 American 19-Jun-10
Put Option Purchased 3,200 27 American 20-Mar-10
Put Option Purchased 3,500 29 American 19-Jun-10
Put Option Purchased 3,800 25 American 19-Jun-10
Put Option Purchased 4,900 30 American 19-Jun-10
Put Option Purchased 5,500 40 American 22-Jan-11
Put Option Purchased 6,800 35 American 22-Jan-11
Put Option Purchased 7,400 35 American 16-Jan-10
Put Option Purchased 8,700 15 American 22-Jan-11
Put Option Purchased 9,400 20 American 22-Jan-11
Put Option Purchased 10,000 29 American 16-Jan-10
Put Option Purchased 13,900 25 American 20-Mar-10
Put Option Purchased 23,200 25 American 16-Jan-10
Put Option Purchased 27,400 20 American 16-Jan-10
Put Option Purchased 27,800 30 American 22-Jan-11
Put Option Purchased 27,800 31 American 20-Feb-10
Put Option Purchased 33,500 23 American 20-Mar-10
Put Option Purchased 44,000 26 American 16-Jan-10
Put Option Purchased 51,800 27.5 American 16-Jan-10
Put Option Purchased 72,300 26 American 20-Mar-10
Put Option Purchased 166,900 25 American 22-Jan-11
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Latest directors dealings
- 17 minutes ago Howden Joinery Group
- 20 minutes ago Mears Group
- 2 hours ago Touchstone Exploration Inc NPV (DI)
- 2 hours ago Diaceutics
- 2 hours ago Taseko Mines Limited NPV (DI)