EPT Disclosure HERSHEY COMPANY
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in The Hershey Company
Class of relevant security Common Stock
to which the dealings being
disclosed relate (Note 1)
Date of dealing 11 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 130,326 0.08% 17,021 0.01%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 186,600 0.11% 278,000 0.17%
to purchase/sell
Total 316,926 0.19% 295,021 0.18%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 4,770 36.18
Purchase 400 36.0675
Purchase 500 35.99
Purchase 400 36.0675
Purchase 1,200 36.132
Purchase 200 36.135
Purchase 600 36.07666667
Purchase 2,800 36.13892143
Purchase 2,800 36.13892857
Purchase 3,407 36.01001468
Purchase 100 36.18
Purchase 100 36.01
Purchase 200 36.035
Purchase 400 36.0838
Purchase 500 35.99
Purchase 1,000 36.0853
Sale 4,770 36.38
Sale 100 35.99
Sale 200 35.99
Sale 100 36.09
Sale 400 36
Sale 800 36.00375
Sale 200 36.095
Sale 2,600 36.14230769
Sale 300 36.4491
Sale 400 36.1
Sale 800 36.08
Sale 200 35.955
Sale 2,800 36.1389
Sale 1,000 36.073
Sale 100 36.18
Sale 200 36.135
Sale 400 36.0675
Sale 800 36.09675
Sale 400 36.2025
Sale 1,300 36.02230769
Sale 807 35.9914746
Sale 100 35.99
Sale 100 35.99
Sale 100 35.99
Sale 100 35.99
Sale 300 35.99
Sale 4,642 36.18
Sale 128 36.18
Purchase 300 36.4491
Purchase 1,400 36.08487143
Purchase 300 36.21
Purchase 300 36.03333333
Purchase 603 36.243018
Purchase 4,600 36.1426087
Purchase 600 36.05166667
Purchase 100 36.06
Purchase 2,950 36.04570169
Purchase 800 36.09675
Purchase 8,668 36.0868874
Purchase 200 36.025
Purchase 100 35.93
Purchase 3,896 36.08379363
Purchase 16,238 36.09503757
Purchase 3,748 36.05933298
Purchase 700 36.02857143
Purchase 2,000 36.2225
Purchase 1,200 36.23916667
Sale 400 36.0838
Sale 300 36.4491
Sale 350 37.03
Sale 1,000 36.0853
Sale 300 36.03333333
Sale 300 36.21
Sale 600 36.051667
Sale 4,600 36.142609
Sale 100 35.93
Sale 603 36.24301824
Sale 100 36.06
Sale 200 37.03
The following dealing which was previously disclosed has subsequently been
cancelled
Sale 550 37.03
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exerc Type, Expiry Option
name, selling, securities ise e.g. date money
e.g. call purchasing to which price American paid/re
option , varying the option (USD) , ceived
etc. relates European per
(Note 6) etc. unit
(Note
4)
Call Option Purchasing 100 40 American 20-Feb-10 0.2
Call Option Purchasing 1,900 40 American 16-Jan-10 0.05
Call Option Purchasing 1,000 40 American 16-Jan-10 0.05
Call Option Purchasing 100 40 American 21-Jan-12 2.55
Put Option Purchasing 100 35 American 22-May-10 1.7
Put Option Purchasing 100 35 American 20-Feb-10 0.75
Put Option Purchasing 100 35 American 20-Feb-10 0.8
Put Option Purchasing 100 35 American 20-Feb-10 0.8
Put Option Purchasing 600 35 American 20-Feb-10 0.8
Put Option Purchasing 2,700 40 American 21-Aug-10 5.4
Put Option Purchasing 100 35 American 21-Aug-10 2.35
Put Option Purchasing 100 40 American 20-Feb-10 4.2
Call Option Selling 100 35 American 16-Jan-10 1.2
Call Option Selling 16,500 35 American 16-Jan-10 1.2
Call Option Selling 17,300 35 American 16-Jan-10 1.25
Call Option Selling 1,600 35 American 16-Jan-10 1.25
Call Option Selling 1,000 35 American 16-Jan-10 1.25
Call Option Selling 6,300 35 American 16-Jan-10 1.25
Call Option Selling 2,700 35 American 16-Jan-10 1.25
Call Option Selling 100 40 American 22-May-10 0.6
Call Option Selling 4,500 35 American 20-Feb-10 2.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 45 American 20-Feb-10 0.05
Call Option Selling 100 30 American 22-May-10 6.3
Call Option Selling 100 35 American 21-Aug-10 2.9
Call Option Selling 100 50 American 21-Jan-12 0.8
Call Option Selling 900 50 American 21-Jan-12 0.8
Put Option Selling 100 35 American 20-Feb-10 0.85
Put Option Selling 100 35 American 20-Feb-10 0.8
Put Option Selling 500 35 American 20-Feb-10 0.8
Put Option Selling 100 35 American 16-Jan-10 0.15
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 12 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Call Option Purchased 400 30 American 22-Jan-11
Call Option Purchased 200 35 American 22-Jan-11
Call Option Purchased 1,200 40 American 21-Aug-10
Call Option Purchased 36,300 45 American 16-Jan-10
Call Option Purchased 800 45 American 22-Jan-11
Call Option Purchased 6,400 50 American 20-Feb-10
Call Option Purchased 2,500 50 American 22-May-10
Call Option Purchased 500 50 American 21-Jan-12
Put Option Purchased 1,200 20 American 16-Jan-10
Put Option Purchased 700 20 American 22-Jan-11
Put Option Purchased 2,400 30 American 22-May-10
Put Option Purchased 400 30 American 21-Aug-10
Put Option Purchased 100 30 American 21-Jan-12
Put Option Purchased 76,700 35 American 16-Jan-10
Put Option Purchased 3,500 35 American 21-Aug-10
Put Option Purchased 5,500 35 American 22-Jan-11
Put Option Purchased 1,100 40 American 16-Jan-10
Put Option Purchased 10,800 40 American 20-Feb-10
Put Option Purchased 6,800 40 American 22-May-10
Put Option Purchased 2,700 40 American 21-Aug-10
Put Option Purchased 3,200 40 American 22-Jan-11
Put Option Purchased 2,800 45 American 16-Jan-10
Put Option Purchased 3,700 45 American 20-Feb-10
Put Option Purchased 5,200 45 American 22-May-10
Put Option Purchased 10,000 45 American 22-Jan-11
Put Option Purchased 500 50 American 22-Jan-11
Put Option Purchased 1,000 50 American 21-Jan-12
Call Option Sold 300 30 American 16-Jan-10
Call Option Sold 1,500 30 American 20-Feb-10
Call Option Sold 1,100 30 American 22-May-10
Call Option Sold 500 30 American 21-Jan-12
Call Option Sold 50,700 35 American 16-Jan-10
Call Option Sold 4,500 35 American 20-Feb-10
Call Option Sold 1,500 35 American 22-May-10
Call Option Sold 900 35 American 21-Aug-10
Call Option Sold 20,300 40 American 16-Jan-10
Call Option Sold 57,600 40 American 20-Feb-10
Call Option Sold 5,600 40 American 22-May-10
Call Option Sold 21,000 40 American 22-Jan-11
Call Option Sold 1,400 40 American 21-Jan-12
Call Option Sold 23,700 45 American 16-Jan-10
Call Option Sold 2,100 45 American 20-Feb-10
Call Option Sold 8,200 45 American 22-May-10
Call Option Sold 600 45 American 21-Aug-10
Call Option Sold 2,900 50 American 16-Jan-10
Call Option Sold 3,000 50 American 22-Jan-11
Call Option Sold 100 55 American 20-Feb-10
Call Option Sold 600 60 American 16-Jan-10
Call Option Sold 200 60 American 22-Jan-11
Call Option Sold 100 70 American 16-Jan-10
Put Option Sold 3,800 20 American 20-Feb-10
Put Option Sold 1,000 25 American 16-Jan-10
Put Option Sold 100 25 American 20-Feb-10
Put Option Sold 1,900 25 American 22-Jan-11
Put Option Sold 3,900 30 American 16-Jan-10
Put Option Sold 1,200 30 American 22-Jan-11
Put Option Sold 6,900 35 American 20-Feb-10
Put Option Sold 46,900 35 American 22-May-10
Put Option Sold 600 40 American 21-Jan-12
Put Option Sold 500 50 American 20-Feb-10
Put Option Sold 2,800 50 American 21-Aug-10
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Latest directors dealings
- 3 hours ago Marlowe
- 3 hours ago Haleon
- 3 hours ago TUI AG Reg Shs (DI)
- 3 hours ago Georgia Capital
- 3 hours ago Weir Group