EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 19 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 157,523 0.01%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 48,800 0.00% 75,600 0.01%
to purchase/sell
Total 48,800 0.00% 233,123 0.02%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Sale 300 54.7
Sale 100 54.99
Sale 100 51.94
Sale 100 55.04
Sale 5,100 54.73
Sale 3,400 54.73465882
Sale 100 55.05
Sale 1,200 54.68916667
Sale 400 55.009375
Sale 1,100 54.92454545
Sale 200 54.78
Sale 200 55.025
Sale 100 55.03
Sale 1,000 54.9552
Sale 1,800 54.79833333
Sale 100 51.94
Sale 150 54.54
Sale 10,596 54.77126463
Sale 500 54.704
Sale 2,200 54.73818182
Sale 6,323 54.73075123
Sale 8,200 54.78217073
Sale 20,010 54.76531484
Sale 83,283 54.72574895
Sale 18,500 54.74740541
Sale 900 54.73211111
Sale 350 54.68285714
Sale 7,400 54.78310811
Sale 100 54.66
Sale 57,265 54.67209744
Sale 12,071 54.65407837
Sale 5,600 54.66428571
Sale 1,900 54.80868421
Sale 5,800 54.81
Sale 2,127 54.82112835
Sale 12,608 54.83505473
Sale 200 54.805
Sale 400 54.8025
Sale 12,542 54.82920268
Sale 9,300 55
Sale 200 54.681
Sale 200 54.71
Sale 3,800 54.7584
Sale 400 54.861
Sale 200 55.04
Sale 600 54.68
Sale 200 54.991
Sale 10,800 54.82948148
Sale 400 54.665
Sale 100 54.51
Sale 10,000 54.56
Purchase 100 54.54
Purchase 100 51.58
Purchase 100 55.03
Purchase 100 54.989
Purchase 900 55.14
Purchase 50 54.54
Purchase 75,000 50
Purchase 2,000 55.15
Purchase 500 54.96
Purchase 31,900 50
Purchase 1,500 54.746
Purchase 100 55.03
Purchase 200 51.615
Purchase 800 54.7
Purchase 80,786 54.6672
Purchase 10,000 54.56
Purchase 100 54.51
Purchase 3,000 54.92013333
Purchase 400 54.665
Purchase 200 54.681
Purchase 200 55.04
Purchase 7,800 54.79461538
Purchase 200 54.71
Purchase 3,800 54.75842105
Purchase 600 54.90433333
Purchase 600 54.68
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Put Option Selling 200 45 American 20/03/2010 0.25
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 100 45 American 20/03/2010 0.05
Put Option Selling 600 45 American 20/03/2010 0.1
Put Option Selling 800 55 American 20/03/2010 1.15
Put Option Selling 100 55 American 20/03/2010 1.15
Put Option Selling 6,100 55 American 20/03/2010 1.1
Put Option Selling 100 55 American 20/03/2010 1.05
Put Option Selling 400 55 American 20/02/2010 1.01
Call Option Selling 100 50 American 20/03/2010 4.8
Call Option Selling 900 50 American 20/03/2010 4.8
Call Option Selling 100 50 American 20/03/2010 4.8
Call Option Selling 1,000 50 American 20/03/2010 5.3
Call Option Selling 1,000 55 American 19/06/2010 1.1
Call Option Selling 1,200 55 American 19/06/2010 1.25
Call Option Selling 1,000 55 American 19/06/2010 1.25
Call Option Selling 1,000 55 American 19/06/2010 1.25
Call Option Selling 1,000 60 American 20/03/2010 0.1
Call Option Selling 400 60 American 20/03/2010 0.1
Call Option Selling 200 50 American 19/06/2010 5.4
Call Option Selling 100 55 American 20/02/2010 0.5
Call Option Selling 1,400 55 American 20/02/2010 0.6
Call Option Selling 100 50 American 20/02/2010 4.8
Call Option Selling 300 50 American 20/02/2010 5.2
Call Option Selling 100 55 American 20/03/2010 0.65
Call Option Selling 1,000 55 American 20/03/2010 0.85
Put Option Purchasing 100 50 American 20/02/2010 0.1
Put Option Purchasing 400 50 American 20/02/2010 0.07
Put Option Purchasing 1,000 55 American 20/03/2010 1
Put Option Purchasing 500 55 American 20/03/2010 0.75
Put Option Purchasing 500 55 American 20/03/2010 0.75
Put Option Purchasing 100 55 American 20/02/2010 0.55
Put Option Purchasing 100 45 American 18/09/2010 0.15
Put Option Purchasing 100 45 American 18/09/2010 0.15
Put Option Purchasing 100 45 American 18/09/2010 0.15
Put Option Purchasing 100 45 American 18/09/2010 0.15
Put Option Purchasing 300 50 American 20/03/2010 0.25
Put Option Purchasing 100 50 American 20/03/2010 0.25
Put Option Purchasing 1,000 55 American 19/06/2010 1.55
Put Option Purchasing 1,000 55 American 18/09/2010 2.35
Put Option Purchasing 200 55 American 18/09/2010 2.35
Put Option Purchasing 800 55 American 18/09/2010 3
Put Option Purchasing 200 50 American 19/06/2010 0.5
Call Option Purchasing 100 50 American 20/03/2010 4.8
Call Option Purchasing 2,000 50 American 20/03/2010 4.7
Call Option Purchasing 700 50 American 20/03/2010 4.7
Call Option Purchasing 200 50 American 20/03/2010 4.8
Call Option Purchasing 100 50 American 20/03/2010 4.9
Call Option Purchasing 100 45 American 20/03/2010 9.9
Call Option Purchasing 1,000 60 American 19/06/2010 0.05
Call Option Purchasing 100 55 American 20/02/2010 0.65
Call Option Purchasing 1,900 55 American 20/02/2010 0.65
Call Option Purchasing 100 55 American 20/02/2010 0.6
Call Option Purchasing 300 55 American 20/02/2010 0.6
Call Option Purchasing 100 55 American 20/02/2010 0.5
Call Option Purchasing 100 55 American 20/02/2010 0.45
Call Option Purchasing 500 55 American 20/02/2010 0.4
Call Option Purchasing 200 55 American 20/02/2010 0.4
Call Option Purchasing 100 55 American 20/02/2010 0.6
Call Option Purchasing 800 50 American 20/02/2010 4.7
Call Option Purchasing 5,000 50 American 20/02/2010 4.7
Call Option Purchasing 600 50 American 20/02/2010 4.6
Call Option Purchasing 100 50 American 20/02/2010 4.6
Call Option Purchasing 100 50 American 20/02/2010 4.7
Call Option Purchasing 100 50 American 20/02/2010 4.7
Call Option Purchasing 100 50 American 20/02/2010 4.9
Call Option Purchasing 1,200 50 American 20/02/2010 5
Call Option Purchasing 100 55 American 20/03/2010 0.7
Call Option Purchasing 1,000 55 American 20/03/2010 0.75
Call Option Purchasing 100 55 American 20/03/2010 0.8
Call Option Purchasing 100 55 American 20/03/2010 0.8
Call Option Purchasing 800 55 American 20/03/2010 0.8
Call Option Purchasing 100 55 American 20/03/2010 0.8
Call Option Purchasing 100 55 American 20/03/2010 0.8
Call Option Purchasing 200 55 American 20/03/2010 0.75
Call Option Purchasing 100 55 American 20/03/2010 0.8
Call Option Purchasing 800 55 American 20/03/2010 0.8
Call Option Purchasing 1,000 55 American 20/03/2010 0.8
Call Option Purchasing 1,100 55 American 20/03/2010 0.8
Call Option Purchasing 5,000 55 American 20/03/2010 0.85
Call Option Purchasing 1,000 55 American 20/03/2010 0.8
Call Option Purchasing 1,000 55 American 20/03/2010 0.9
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 20 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry date
name, or securities price e.g.
e.g. call purchased to which (Note 2) American
option the option (USD) ,
or European
derivative etc.
relates
Call Option Purchased 26,400 55 American 20/03/2010
Call Option Purchased 7,600 50 American 20/02/2010
Put Option Purchased 7,100 50 American 19/06/2010
Call Option Purchased 2,800 55 American 20/02/2010
Put Option Purchased 2,000 55 American 18/09/2010
Put Option Purchased 1,000 55 American 19/06/2010
Call Option Purchased 1,000 60 American 19/06/2010
Put Option Purchased 400 50 American 20/03/2010
Put Option Purchased 400 45 American 18/09/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Sold 200 50 American 19/06/2010
Put Option Sold 300 55 American 20/02/2010
Call Option Sold 1,400 60 American 20/03/2010
Put Option Sold 2,900 45 American 20/02/2010
Call Option Sold 4,200 55 American 19/06/2010
Put Option Sold 5,100 55 American 20/03/2010
Put Option Sold 6,900 45 American 19/06/2010
Put Option Sold 13,600 50 American 20/02/2010
Call Option Sold 19,000 50 American 20/03/2010
Put Option Sold 22,000 45 American 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
Friday, 31st May 2024
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