EPT Disclosure Cadbury plc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 15 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 58,034 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 139,000 0.01% 114,800 0.01%
to purchase/sell
Total 139,000 0.01% 172,834 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Sale 100 51.94
Sale 100 51.925
Sale 8,600 51.86976744
Sale 233 51.925
Sale 200 51.905
Sale 100 51.925
Sale 200 51.395
Purchase 100 51.94
Purchase 533 51.9175
Purchase 8,600 51.86976744
Purchase 200 51.395
Purchase 100 51.925
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number Exercise Type, Expiry Option
name, selling, of price e.g. date money
e.g. call purchasing, securities American, paid/
option varying to (USD) European received
etc. which etc. per unit
the (Note 4)
option
relates
(Note 6)
Put Option Purchasing 100 50 American 20/02/2010 1.5
Put Option Purchasing 1,000 50 American 20/02/2010 1.4
Put Option Purchasing 100 50 American 20/02/2010 1.5
Put Option Purchasing 100 45 American 20/02/2010 0.6
Put Option Purchasing 100 45 American 20/02/2010 0.55
Call Option Purchasing 900 55 American 20/02/2010 0.6
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 18 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written or Number of Exercise Type, e.g. Expiry date
name, purchased securities price American,
e.g. call to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Sold 14,100 50 American 20/02/2010
Put Option Sold 20,000 45 American 20/03/2010
Put Option Sold 21,500 50 American 16/01/2010
Put Option Sold 2,900 45 American 20/02/2010
Put Option Sold 1,700 45 American 16/01/2010
Put Option Sold 6,900 45 American 19/06/2010
Call Option Sold 400 50 American 20/02/2010
Call Option Sold 20,000 50 American 20/03/2010
Call Option Sold 27,300 55 American 16/01/2010
Put Option Purchased 6,900 50 American 19/06/2010
Put Option Purchased 9,300 55 American 16/01/2010
Call Option Purchased 106,900 50 American 16/01/2010
Call Option Purchased 15,000 55 American 20/03/2010
Call Option Purchased 900 55 American 20/02/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk