Holding(s) in Company

RNS Number : 3953E

Atlantis Japan Growth Fund Ld

18 December 2009

 



TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				Atlantis Japan Growth Fund Limited
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached					No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments					No
An event changing the breakdown of voting rights					No
Other (please specify):					No
3. Full name of person(s) subject to the notification obligation: iii		Permal Japan Holdings N.V. Japan Omnibus Ltd
4. Full name of shareholder(s)   (if different from 3.):iv		BNY Mellon
5. Date of the transaction and date on which the threshold is crossed or reached: v		15th December 2009
6. Date on which issuer notified:		18th December 2009
7. Threshold(s) that is/are crossed or reached: vi, vii		10%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

US Dollar shares GB0000623560

2,231,517

2,231,517

1,542,541

1,542,541

7.55 %

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/  Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

n/a

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

n/a

Nominal

Delta

Total (A+B+C)

Number of voting rights

Percentage of voting rights

1,542,541

7.55 %

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Permal Japan Holdings N.V.                                           1,542,541   voting rights (7.55 %) Japan Omnibus Ltd                                                        1,542,541 voting rights (7.55 %)  Japan Omnibus Ltd's sole beneficial owner is Permal Japan Holdings N.V. As asset managers to Permal Japan Holdings N.V. and other fund clients, Permal Asset Management Inc. and Permal Investment Management Services Limited in total have the following indirect voting rights,  Permal Asset Management Inc.                                      2,231,517  voting rights (10.92 %)  Permal Investment Management Services Limited             2,231,517  voting rights (10.92 %)
Proxy Voting:
10. Name of the proxy holder:		n/a
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:	The indirect voting rights of Permal Asset Management Inc. and Permal Investment Management Services Limited are held as asset managers to Permal Japan Holdings N.V. and other fund clients. Japan Omnibus Ltd's sole beneficial owner is Permal Japan Holdings N.V. Permal Asset Management Inc. and Permal Investment Management Services Limited are not subject to a notification obligation as their overall voting rights have not changed.
14. Contact name:	Michael McDonough, Permal Investment Management Services Limited
15. Contact telephone number:	+ 44 (0) 20 7389 1336

 

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