Mid-Stabilisation Period Announcement

RNS Number : 1795Z

Arix Bioscience Plc

10 March 2017

 

NOT FOR RELEASE, DISTRIBUTION OR PUBLICATION, IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN OR INTO, THE UNITED STATES, AUSTRALIA, CANADA, SOUTH AFRICA, JAPAN, NEW ZEALAND, THE REPUBLIC OF IRELAND OR THE REPUBLIC OF SOUTH AFRICA OR ANY OTHER JURISDICTIONS WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OF SUCH JURISDICTION

10^th March 2017

Mid-Stabilisation Period Announcement

Arix Bioscience Plc (the "Company")

Further to the pre-stabilisation period announcement dated 17th February 2017, Jefferies International Limited (contact: Luca Erpici [phone];  Lee Morton [phone]) hereby gives notice that the Stabilisation manager named below undertook stabilisation (within the meaning of Article 3.2(d) of the Market Abuse Regulation (EU/596/2014)) in relation to the offer of the following securities, as set out below:

Issuer:	Arix Bioscience Plc
Securities:	Ordinary Shares (ISIN: GB00BD045071)
Offering Size:	48,309,179 Ordinary shares excluding the over-allotment option
Offer Price:	207p per ordinary share
Market:	London Stock Exchange, Over-The-Counter (OTC) and other order book venues e.g. Turquoise, BATS and Chi-X
Ticker:	ARIX
Stabilising Manager:	Jefferies International Limited

Stabilisation Transactions:

Date of Execution	Time of Execution (GMT)	Quantity	Price (pence)	Execution Venue
02/03/2017	09:08:46	25,000	207	London Stock Exchange
02/03/2017	09:08:46	629	207	London Stock Exchange
03/03/2017	11:04:24	25,000	207	London Stock Exchange
03/03/2017	11:04:24	600	207	London Stock Exchange
07/03/2017	08:00:01	2,500	207	London Stock Exchange
07/03/2017	08:12:52	22,700	207	London Stock Exchange
07/03/2017	08:12:52	22,500	207	London Stock Exchange
07/03/2017	08:12:52	600	207	London Stock Exchange
07/03/2017	08:12:52	600	207	London Stock Exchange
07/03/2017	08:12:52	600	207	London Stock Exchange
07/03/2017	08:12:52	1,200	207	London Stock Exchange
07/03/2017	08:12:52	1,200	207	London Stock Exchange
07/03/2017	08:12:52	600	207	London Stock Exchange
07/03/2017	08:14:04	25,000	207	London Stock Exchange
07/03/2017	08:14:04	9,912	207	London Stock Exchange
07/03/2017	08:16:48	17,388	207	London Stock Exchange
07/03/2017	08:45:07	600	207	London Stock Exchange
07/03/2017	08:45:07	600	207	London Stock Exchange
07/03/2017	08:45:07	600	207	London Stock Exchange
07/03/2017	08:45:07	1,200	207	London Stock Exchange
07/03/2017	08:45:07	1,200	207	London Stock Exchange
07/03/2017	08:45:07	600	207	London Stock Exchange
07/03/2017	08:45:18	25,000	206	London Stock Exchange
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	3,000	207	London Stock Exchange
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	1,800	207	London Stock Exchange
07/03/2017	11:10:06	600	207	London Stock Exchange
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	Chi-X
07/03/2017	11:10:06	600	207	London Stock Exchange
07/03/2017	11:10:06	600	207	London Stock Exchange
07/03/2017	11:10:06	600	207	London Stock Exchange
07/03/2017	11:10:06	5,800	207	London Stock Exchange
07/03/2017	11:11:04	25,000	207	London Stock Exchange
07/03/2017	11:19:01	19,200	207	London Stock Exchange
07/03/2017	11:19:01	200	207	London Stock Exchange
07/03/2017	11:19:01	600	207	London Stock Exchange
07/03/2017	11:19:11	49,600	207	London Stock Exchange
07/03/2017	11:19:11	400	207	London Stock Exchange
07/03/2017	11:19:23	400	207	London Stock Exchange
07/03/2017	11:19:23	600	207	London Stock Exchange
07/03/2017	11:19:33	50,000	207	London Stock Exchange
07/03/2017	11:19:46	50,000	207	London Stock Exchange
07/03/2017	11:39:44	600	207	London Stock Exchange
07/03/2017	11:39:44	600	207	London Stock Exchange
07/03/2017	11:39:44	600	207	London Stock Exchange
07/03/2017	11:39:44	1,200	207	London Stock Exchange
07/03/2017	11:39:44	1,200	207	London Stock Exchange
07/03/2017	11:39:44	600	207	London Stock Exchange
07/03/2017	11:53:21	1,000	207	London Stock Exchange
07/03/2017	11:53:21	600	207	London Stock Exchange
07/03/2017	11:53:21	600	207	London Stock Exchange
07/03/2017	11:53:51	600	207	London Stock Exchange
07/03/2017	11:53:51	200	207	London Stock Exchange
07/03/2017	11:56:08	600	207	London Stock Exchange
07/03/2017	11:56:08	600	207	London Stock Exchange
07/03/2017	12:09:51	1,200	207	London Stock Exchange
07/03/2017	12:09:51	1,200	207	London Stock Exchange
07/03/2017	12:09:51	600	207	London Stock Exchange
07/03/2017	12:16:00	600	207	London Stock Exchange
07/03/2017	12:16:00	600	207	London Stock Exchange
07/03/2017	12:21:59	233	207	BATS
07/03/2017	12:21:59	367	207	Turquoise
07/03/2017	12:22:50	466	206	BATS
07/03/2017	12:22:50	134	207	BATS
07/03/2017	12:24:28	600	206	BATS
07/03/2017	12:25:00	600	206	BATS
07/03/2017	12:27:58	600	206	BATS
07/03/2017	12:29:03	600	206	BATS
07/03/2017	12:32:04	1,200	207	London Stock Exchange
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	66	207	London Stock Exchange
07/03/2017	13:46:54	600	207	London Stock Exchange
07/03/2017	13:46:54	600	207	London Stock Exchange
07/03/2017	13:46:54	600	207	London Stock Exchange
07/03/2017	13:46:54	600	207	London Stock Exchange
07/03/2017	13:46:54	600	207	London Stock Exchange
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	1,200	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	1,734	207	London Stock Exchange
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	13:46:54	600	207	Chi-X
07/03/2017	14:04:45	600	207	London Stock Exchange
07/03/2017	14:04:45	1,800	207	London Stock Exchange
07/03/2017	14:04:45	1,200	207	London Stock Exchange
07/03/2017	14:04:45	1,200	207	London Stock Exchange
07/03/2017	14:04:45	600	207	London Stock Exchange
07/03/2017	14:06:58	600	207	London Stock Exchange
07/03/2017	14:14:45	600	207	London Stock Exchange
07/03/2017	14:17:53	667	207	London Stock Exchange
07/03/2017	14:17:53	1,733	207	London Stock Exchange
07/03/2017	14:17:53	600	207	London Stock Exchange
07/03/2017	14:23:57	667	207	London Stock Exchange
07/03/2017	14:23:57	1,733	207	London Stock Exchange
07/03/2017	14:23:57	600	207	London Stock Exchange
07/03/2017	14:44:04	67	207	Chi-X
07/03/2017	14:44:04	600	207	Chi-X
07/03/2017	14:44:04	600	207	Chi-X
08/03/2017	11:05:02	5,350	207	London Stock Exchange
08/03/2017	11:05:02	1,550	207	London Stock Exchange
08/03/2017	11:14:48	1,550	207	London Stock Exchange
08/03/2017	11:15:30	1,550	207	London Stock Exchange
09/03/2017	09:34:05	392	207	London Stock Exchange
09/03/2017	09:34:05	25,000	207	London Stock Exchange
09/03/2017	09:34:05	9	207	London Stock Exchange
09/03/2017	09:34:05	5,400	207	London Stock Exchange

Disclaimer:

This announcement is for information purposes only and does not constitute an invitation or offer to underwrite, subscribe for or otherwise acquire or dispose of any securities of the Issuer in any jurisdiction. The information contained in this announcement is for background purposes only and does not purport to be full or complete. No reliance may be placed for any purpose on the information contained in this announcement or its accuracy, fairness or completeness.

This announcement and copies of this announcement are not being made and may not be distributed, published, or sent, directly or indirectly, in whole or in part, in or into the United States, Australia, Canada, South Africa or Japan or to any persons in any of those jurisdictions or any other jurisdictions where to do so would be unlawful or would require registration or other measures. The release, publication or distribution of this announcement in other jurisdictions may be restricted by law and persons into whose possession this announcement comes should inform themselves about, and observe, such restrictions.

The Offer and the distribution of this announcement and other information in connection with the listing and Offer in certain jurisdictions may be restricted by law and persons into whose possession this announcement, any document or other information referred to herein comes should inform themselves about and observe any such restriction. Any failure to comply with these restrictions may constitute a violation of the securities laws of any such jurisdiction.

This announcement is not and does not constitute, or form part of, an offer to sell, or a solicitation of an offer to purchase any securities in the United States, Australia, Canada, Japan, South Africa or any other jurisdiction where such an offer would be unlawful.

The Securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the "US Securities Act") or with any securities regulatory authority of any state or other jurisdiction of the United States and may not be offered, sold, pledged or otherwise transferred within the United States absent registration or pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the US Securities Act and in compliance with any applicable laws of any state or other jurisdiction of the United States. The securities are being offered and sold outside the United States in offshore transactions as defined in, and in compliance with, Regulation S under the US Securities Act or within the United States only to "Qualified Institutional Buyers" ("QIBS") as defined in Rule 144A under the US Securities Act ("Rule 144"), who are also, in each case, "Qualified Purchasers" ("QPs"), as defined in section 2(a)(51) of the Investment Act of 1940, as amended (the "Investment Company Act"), or pursuant to another exemption form, or in a transaction not subject to, the registration requirements of the US Securities Act. Any forwarding, distribution or reproduction of this announcement, the publication in which it is contained and any copy of it in whole or in part is unauthorised.  Failure to comply with this notice may result in a violation of the US Securities Act or the applicable laws or other jurisdictions. This announcement does not contain or constitute an offer to buy or subscribe for, the securities referred to herein to any person in any jurisdiction where it is unlawful to do so. The Company does not intend to register any part of the Offer in the United States and there will be no public offering of securities in the United States.

The Securities have not been and will not be registered under the applicable securities laws of Canada, Japan, South Africa or Australia and may not be offered or sold in Canada, Japan, South Africa or Australia except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the applicable securities laws. There will be no public offering of securities in Canada, Japan, South Africa or Australia.

This announcement is only addressed to, and directed at, persons in member states of the European Economic Area who are "qualified investors" within the meaning of Article 2(1)(e) of the Prospectus Directive ("Qualified Investors"). For the purposes of this provision, the expression "Prospectus Directive" means Directive 2003/71/EC (as amended) and includes any relevant implementing measure in each member state of the European Economic Area which has implemented the Prospectus Directive. In addition, in the United Kingdom, this announcement is being distributed only to, and is directed only at, Qualified Investors (i) who have professional experience in matters relating to investments who fall within the definition of "investment professional" in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, as amended (the "Order"), or (ii) who are high net worth companies, unincorporated associations and partnerships and trustees of high value trusts or other persons to whom it may otherwise lawfully be communicated falling within Article 49(2)(a)-(d) of the Order, (all such persons together being referred to as "relevant persons"). Any investment or investment activity to which this announcement relates is available only to and will only be engaged in with such persons. This announcement must not be acted on or relied on (i) in the United Kingdom, by persons who are not relevant persons; and (ii) in any member state of the European Economic Area other than the United Kingdom, by persons who are not Qualified Investors.

 

END

 

 

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