Form 8.5 (EPT/RI) - Anglo American amendment

UBS AG (EPT)
07 May 2024
 

This announcement replaces the previous RNS announcement 2507N released at 16:16 on the 3rd May 2024. Amendments to sections 2a and 2b. All other information remains unchanged.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

 UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited connected to UBS

(d) Date dealing undertaken:

            02 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES, BHP Group Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

689810

26.61630        GBP

25.8850        GBP

USD 0.54945 ordinary

Sell

 

2184963

26.62000        GBP

25.8550

GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

20094

26.615        GBP

USD 0.54945 ordinary

CFD

 

Long

900

26.4257057118        GBP

USD 0.54945 ordinary

CFD

 

Long

10

26.5505        GBP

USD 0.54945 ordinary

CFD

 

Long

19034

26.6149267101009        GBP

USD 0.54945 ordinary

CFD

 

Long

56814

26.540898        GBP

USD 0.54945 ordinary

CFD

 

Long

3163

26.51229        GBP

USD 0.54945 ordinary

CFD

 

Long

9469

26.40283299        GBP

USD 0.54945 ordinary

CFD

 

Long

50714

26.38233557        GBP

USD 0.54945 ordinary

CFD

 

Long

2828

26.431701        GBP

USD 0.54945 ordinary

CFD

 

Long

2079430

26.445        GBP

USD 0.54945 ordinary

CFD

 

Long

55165

26.28806        GBP

USD 0.54945 ordinary

CFD

 

Long

88

26.37        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.855        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.875        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.895        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.93        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.95        GBP

USD 0.54945 ordinary

CFD

 

Long

44

25.96        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.015        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.145        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.18        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.365        GBP

USD 0.54945 ordinary

CFD

 

Long

44

26.515        GBP

USD 0.54945 ordinary

CFD

 

Long

20

26.115        GBP

USD 0.54945 ordinary

CFD

 

Long

212

26.37528302        GBP

USD 0.54945 ordinary

CFD

 

Long

9

26.39666667        GBP

USD 0.54945 ordinary

CFD

 

Long

11336

26.3617725620201        GBP

USD 0.54945 ordinary

CFD

 

Long

7536

26.60238843        GBP

USD 0.54945 ordinary

CFD

 

Long

1367

26.615004        GBP

USD 0.54945 ordinary

CFD

 

Long

3046

26.49132633        GBP

USD 0.54945 ordinary

CFD

 

Long

2132

26.53033537        GBP

USD 0.54945 ordinary

CFD

 

Long

20511

26.613669        GBP

USD 0.54945 ordinary

CFD

 

Long

78

26.221241        GBP

USD 0.54945 ordinary

CFD

 

Long

50

25.919791        GBP

USD 0.54945 ordinary

CFD

 

Long

2489

26.255645        GBP

USD 0.54945 ordinary

CFD

 

Long

19

26.322883        GBP

USD 0.54945 ordinary

CFD

 

Long

1

26.373862        GBP

USD 0.54945 ordinary

CFD

 

Long

654

26.252362        GBP

USD 0.54945 ordinary

CFD

 

Short

1350

26.1447145855        GBP

USD 0.54945 ordinary

CFD

 

Short

129

26.39589514        GBP

USD 0.54945 ordinary

CFD

 

Short

5517

26.2416485427388        GBP

USD 0.54945 ordinary

CFD

 

Short

24

25.99750    GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

07 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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