Form 8.5 (EPT/RI)

Citigroup Global Markets Limited

14 May 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Global Markets Limited
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree	Anglo American plc
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	13 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?  If it is a cash offer or possible cash offer, state "N/A"	BHP Group Limited

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.54945 ordinary	Sale	14,114	ZAR 637.2452	ZAR 637.2452
USD 0.54945 ordinary	Purchase	114,114	ZAR 637.2452	ZAR 633.6320
USD 0.54945 ordinary	Sale	321,385	GBP 28.0350	GBP 26.9850
USD 0.54945 ordinary	Purchase	477,173	GBP 28.0000	GBP 26.9900

(b) Cash-settled derivative transactions

Class of relevant security	Product description  e.g. CFD	Nature of dealing  e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.54945 ordinary	TRS	Reducing Long Position	212	GBP 27.5860
USD 0.54945 ordinary	TRS	Reducing Long Position	161,140	GBP 27.7100
USD 0.54945 ordinary	TRS	Reducing Long Position	448	GBP 27.7918
USD 0.54945 ordinary	TRS	Reducing Long Position	660	GBP 27.8245
USD 0.54945 ordinary	TRS	Increasing Long Position	19,089	GBP 27.0689
USD 0.54945 ordinary	TRS	Increasing Long Position	4,605	GBP 27.7084
USD 0.54945 ordinary	TRS	Increasing Long Position	2,644	GBP 27.7084
USD 0.54945 ordinary	TRS	Increasing Long Position	2,804	GBP 27.7093
USD 0.54945 ordinary	TRS	Increasing Long Position	17,389	GBP 27.7101
USD 0.54945 ordinary	TRS	Increasing Long Position	9,460	GBP 27.7104
USD 0.54945 ordinary	TRS	Increasing Long Position	2,317	GBP 27.7165
USD 0.54945 ordinary	TRS	Increasing Long Position	29,263	GBP 27.7349
USD 0.54945 ordinary	TRS	Increasing Short Position	12,582	GBP 27.0704
USD 0.54945 ordinary	TRS	Increasing Short Position	3,937	GBP 27.2451
USD 0.54945 ordinary	TRS	Increasing Short Position	2,867	GBP 27.4008
USD 0.54945 ordinary	TRS	Increasing Short Position	89,232	GBP 27.5103
USD 0.54945 ordinary	TRS	Increasing Short Position	1,068	GBP 27.5132
USD 0.54945 ordinary	TRS	Increasing Short Position	30,299	GBP 27.5475
USD 0.54945 ordinary	TRS	Increasing Short Position	23,290	GBP 27.5761
USD 0.54945 ordinary	TRS	Increasing Short Position	33	GBP 27.5768
USD 0.54945 ordinary	TRS	Increasing Short Position	1,386	GBP 27.7839
USD 0.54945 ordinary	TRS	Increasing Short Position	4	GBP 27.8003
USD 0.54945 ordinary	TRS	Increasing Short Position	12,388	GBP 27.8268
USD 0.54945 ordinary	TRS	Increasing Short Position	1	GBP 27.8778
USD 0.54945 ordinary	TRS	Reducing Short Position	11,971	GBP 27.0673
USD 0.54945 ordinary	TRS	Reducing Short Position	4,465	GBP 27.3182
USD 0.54945 ordinary	TRS	Reducing Short Position	5,471	GBP 27.7465
USD 0.54945 ordinary	TRS	Reducing Short Position	14	GBP 27.8321
USD 0.54945 ordinary	TRS	Reducing Short Position	23	GBP 27.8674
USD 0.54945 ordinary	TRS	Closing Short Position	2,691	GBP 27.0700
USD 0.54945 ordinary	TRS	Increasing Short Position	626	GBP 27.0700

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description  e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type  e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description  e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing  e.g. subscription, conversion	Details	Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:  Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i) the voting rights of any relevant securities under any option; or  (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:  If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	14 May 2024
Contact name:	Christopher Alexander Pollock
Telephone number:	02895 954 053

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panels Market Surveillance Unit is available for consultation in relation to the Codes dealing disclosure requirements on [phone].

The Code can be viewed on the Panels website at www.thetakeoverpanel.org.uk.

 

END