Director/PDMR Shareholding

RNS Number : 4198V

AJ Bell PLC

13 December 2021

 

AJ Bell plc

("AJ Bell", the "Company")

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

AJ Bell wishes to announce that:

(1)  On 9 December 2021, AJ Bell granted annual and deferred awards over the Company's ordinary shares of £0.000125 each (Ordinary Shares) to the following executive directors and senior managers, all of whom are a person discharging managerial responsibilities (PDMR) in the Company, under the AJ Bell Executive Incentive Plan (EIP) in respect of bonuses for the year ending 30 September 2022.

Number	Name	Position of PDMR	Number of shares subject to annual award	Number of shares subject to deferred award
1.	Andy Bell	Chief Executive Officer	99,722	149,584
2.	Michael Summersgill	Deputy Chief Executive Officer	50,040	75,060
3.	Roger Stott	Chief Operating Officer	12,320	18,480
4.	Billy Mackay	AJ Bell Investcentre Managing Director	16,087	10,725
5.	Charles Galbraith	AJ Bell Youinvest Managing Director	25,053	16,702
6.	Karen Goodman	Chief Risk Officer	11,100	7,400
7.	Bruce Robinson	Group Legal Services Director and Company Secretary	6,110	4,074
8.	Mo Tagari	Chief Technology Officer	24,840	16,560
9.	Liz Carrington	HR Director	9,365	6,244
10.	Kevin Doran	AJ Bell Investments Managing Director	10,439	6,959

No consideration was paid for the grant of the awards, which have been structured as nominal cost options. 

In the case of the Executive Directors, Andy Bell, Michael Summersgill and Roger Stott:

a)  the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022.

b)  the deferred awards will, subject to the satisfaction of the performance conditions and the operation of a performance underpin, malus and clawback, normally vest on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.

c)  both the annual awards and the deferred awards will be subject to a holding period which expires on 30 September 2026, and will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant. Clawback will continue to apply up until the end of the holding period.

In the case of the Senior Managers, Billy Mackay, Charles Galbraith, Karen Goodman, Bruce Robinson, Mo Tagari, Liz Carrington and Kevin Doran:

a)  the annual awards will normally vest once it has been determined if, and the extent to which, the performance conditions have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022.

b)  the deferred awards will, subject to the satisfaction of the performance conditions and the operation of a performance underpin, malus and clawback, normally vest on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.

c)  both the annual awards and the deferred awards will, ordinarily, remain exercisable until the day before the tenth anniversary of the date of grant.

(2)  It has been notified that those PDMRS who are named in column (1) of the below table exercised nominal cost options under the EIP on 9 December 2021 to acquire the number of Ordinary Shares set alongside their respective names in column (2) of the below table and, where indicated in column (3) of that table, then sold some of those Ordinary Shares on 9 December 2021 at a price of £3.796 per Ordinary Share to pay associated income tax and national insurance contribution liabilities (PDMR Transactions).

(1)	(2)	(3)
PDMR	Number of Ordinary Shares acquired	Number of Ordinary Shares sold
Andy Bell	136,672	0
Roger Stott	22,156	10,419
Billy Mackay	17,909	0
Bruce Robinson	23,401	0
Mo Tagari	19,561	9,196
Liz Carrington	10,580	0

(3)  It has been notified that on 9 December 2021 Nick Carrington, who is a person closely associated (PCA) with Liz Carrington, a PDMR:

a)  was granted by AJ Bell an annual award over 7,202 Ordinary Shares and a deferred award over 4,801 Ordinary Shares under the EIP in respect of bonuses for the year ending 30 September 2022; and

b)  exercised nominal cost options under the EIP to acquire 9,118 Ordinary Shares (PCA Transaction).

(4)  Following completion of the PDMR Transactions and the PCA Transaction, each of the PDMRs named in column (1) of the below table is interested in the number of Ordinary Shares in the Company and percentage of the Company's issued share capital set alongside their respective names in columns (2) and (3) of the below table.

(1)	(2)	(3)
PDMR	Number of shares in which interested	% of issued share capital
Andy Bell	93,870,739	22.861
Roger Stott	210,380	0.051
Billy Mackay	1,487,927	0.362
Bruce Robinson	653,143	0.159
Mo Tagari	47,039	0.011
Liz Carrington	570,939	0.139

For further information, please contact:

AJ Bell plc

Bruce Robinson, Company Secretary  [phone]

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Andrew Bell
2.	Reason for the notification
a)	Position/status	Chief Executive Officer/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 99,722 Deferred award £0.000125 149,584
d)	Aggregated information Aggregated volume price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them  

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Michael Summersgill
2.	Reason for the notification
a)	Position/status	Deputy Chief Executive Officer/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 50,040 Deferred award £0.000125 75,060
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

  Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Roger Stott
2.	Reason for the notification
a)	Position/status	Chief Operating Officer/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2025.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 12,320 Deferred award £0.000125 18,480
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	William Mackay
2.	Reason for the notification
a)	Position/status	AJ Bell Investcentre Managing Director/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 16,087 Deferred award £0.000125 10,725
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Charles Galbraith
2.	Reason for the notification
a)	Position/status	AJ Bell Youinvest Managing Director/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 25,053 Deferred award £0.000125 16,702
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Karen Goodman
2.	Reason for the notification
a)	Position/status	Chief Risk Officer/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2. Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 11,100 Deferred award £0.000125 7,400
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Bruce Robinson
2.	Reason for the notification
a)	Position/status	Group Legal Services Director and Company Secretary/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 6,110 Deferred award £0.000125 4,074
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Mohamed Tagari
2.	Reason for the notification
a)	Position/status	Chief Technology Officer/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 24,840 Deferred award £0.000125 16,560
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Elizabeth Carrington
2.	Reason for the notification
a)	Position/status	HR Director/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 9,365 Deferred award £0.000125 6,244
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Kevin Doran
2.	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Investments /PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1.  Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 10,439 Deferred award £0.000125 6,959
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1.	Details of the person discharging managerial responsibilities/ person closely associated
a)	Name	Nicholas Carrington
2.	Reason for the notification
a)	Position/status	PCA with Elizabeth Carrington, HR Director/PDMR
b)	Initial notification/ Amendment	This is an initial notification
3.	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	LEI	213800VNKA7DPWXWJJ36
4.	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of £0.000125 each
	Identification code	ISIN: GB00BFZNLB60
b)	Nature of the transaction	1. Grant of an annual award under the EIP. The award is structured as a nominal cost option which will ordinarily vest once it has been determined if, and the extent to which, the performance conditions set for the award have been satisfied, which will ordinarily be within 75 days of the end of the performance period on 30 September 2022; and 2.  Grant of a deferred award under the EIP. The award is structured as a nominal cost option which will ordinarily vest if, and the extent to which, the performance conditions set for the award have been satisfied, on the first day on which dealings in the Company's shares by PDMRs are permitted under the Company's share dealing code after 30 September 2024.
c)	Price(s) and volume(s)	Type of award Price(s) Volume(s) Annual award £0.000125 7,202 Deferred award £0.000125 4,801
d)	Aggregated information Aggregated volume Price	Not applicable single transaction
e)	Date of the transaction	9 December 2021
f)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Andrew Bell
2	Reason for the notification
a)	Position/status	Chief Executive Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	136,672
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Roger Stott
2	Reason for the notification
a)	Position/status	Chief Operating Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	22,156
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	William Mackay
2	Reason for the notification
a)	Position/status	Managing Director, AJ Bell Investcentre
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	17,909
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Bruce Robinson
2	Reason for the notification
a)	Position/status	Group Legal Services Director and Company Secretary/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	23,401
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mohamed Tagari
2	Reason for the notification
a)	Position/status	Chief Technology Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	19,561
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Elizabeth Carrington
2	Reason for the notification
a)	Position/status	HR Director
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	10,580
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Nicholas Carrington
2	Reason for the notification
a)	Position/status	PCA with Elizabeth Carrington, HR Director/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Exercise of EIP options
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.000125	9,118
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	Outside a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Roger Stott
2	Reason for the notification
a)	Position/status	Chief Operating Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£3.796	10,419
e)	Aggregated information - Aggregated volume - Aggregated Price	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	London Stock Exchange

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Mohamed Tagari
2	Reason for the notification
a)	Position/status	Chief Technology Officer/PDMR
b)	Initial notification /Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	AJ Bell plc
b)	Legal Entity Identifier	213800VNKA7DPWXWJJ36
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares of £0.000125 each  GB00BFZNLB60
b)	Nature of the transaction	Sale of Ordinary Shares
c)	Currency	GBP
d)	Price(s) and volume(s)	Price(s)	Volume(s)
		£3.796	9,196
e)	Aggregated information - Aggregated volume - Price - Aggregated total	N/A single transaction
f)	Date of the transaction	9 December 2021
g)	Place of the transaction	London Stock Exchange

Name of officer of issuer responsible for making notification: Bruce Robinson (Company Secretary)

Date of notification: 13 December 2021 

 

END

 

 

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