Annual Information Update

TULLETT PREBON PLC (the "Company")

 

Annual Information Update for the 12 months up to and including 12 May 2010.

 

This Annual Information Update is required by and is being made pursuant to
Article 10 of the Prospectus Directive as implemented in the United Kingdom
(Prospectus Rule 5.2).

 

The information referred to below is not necessarily up to date as at the date
of this annual information update and the Company does not undertake any
obligation to update any such information in the future.

 

1.  Tullett Prebon plc - Regulatory announcements

 

The following UK regulatory announcements have been made by the Company via a
Regulatory Information Service during the previous 12 months.  Copies of these
announcements can be viewed at the London Stock Exchange's website at
www.londonstockexchange.com under the code "TLPR".

 

Date of publication Regulatory headline                                
                                                                       
                                                                       
                                                                       
10 May 2010         Holding(s) in Company                              
                                                                       
23 April 2010       Holding(s) in Company                              
                                                                       
21 April 2010       Holding(s) in Company                              
                                                                       
14 April 2010       Annual Financial Report 2009                       
                                                                       
15 March 2010       Holding(s) in Company                              
                                                                       
10 March 2010       Takeover Code Rule 2.10 announcement               
                                                                       
10 March 2010       Announcement regarding recent press speculation    
                                                                       
08 March 2010       Preliminary Results 2009                           
                                                                       
05 March 2010       Acquisition of OTC Valuations Limited              
                                                                       
09 February 2010    Notice of Preliminary Results                      
                                                                       
01 February 2010    Holding(s) in Company                              
                                                                       
07 December 2009    Holding(s) in Company                              
                                                                       
19 November 2009    Holding(s) in Company                              
                                                                       
19 November 2009    Holding(s) in Company                              
                                                                       
13 November 2009    Interim Management Statement                       
                                                                       
05 November 2009    Holding(s) in Company                              
                                                                       
13 October 2009     Acquisition of Convenção                           
                                                                       
16 September 2009   Holding(s) in Company                              
                                                                       
14 September 2009   Holding(s) in Company                              
                                                                       
24 August 2009      Holdings(s) in Company                             
                                                                       
21 August 2009      Holding(s) in Company                              
                                                                       
04 August 2009      Interim Results 2009                               
                                                                       
24 July 2009        Holding(s) in Company                              
                                                                       
17 July 2009        Holding(s) in Company                              
                                                                       
15 July 2009        Notice of Half Year Results                        
                                                                       
10 July 2009        Holding(s) in Company                              
                                                                       
03 July 2009        Holding(s) in Company                              
                                                                       
29 June 2009        Director/PDMR Shareholding                         
                                                                       
25 June 2009        Subsidiary Announces Results of Bond Exchange Offer
                                                                       
22 June 2009        Director/PDMR Shareholding                         
                                                                       
16 June 2009        Subsidiary Announces Bond Exchange Offer           
                                                                       
05 June 2009        Holding(s) in Company                              
                                                                       
15 May 2009         Holding(s) in Company                              
                                                                       
14 May 2009         Result of AGM - Voting                             
                                                                       
14 May 2009         Result of AGM                                      
                                                                       
14 May 2009         AGM Statement and Interim Management Statement     
                                                                       
05 May 2009         Annual Information Update                          
                                                                       
01 May 2009         Holding(s) in Company                              
                                                                       
 

2.  Tullett Prebon plc - Documents filed with the Registrar of Companies

 

The following documents have been filed by the Company with the Registrar of
Companies during the previous 12 months.  Copies of these documents may be
obtained from Companies House (e-mail: [e-mail]) at:

 

Companies House

Crown Way

Cardiff

CF14 3UZ

 

Or, if you are a registered user, through Companies House Direct at 
www.direct.companieshouse.gov.uk.

 

Date            Type  Description                                               
                                                                                
                                                                                
                                                                                
17 October 2009 AD03  REGISTER(S) MOVED TO SAIL ADDRESS                         
                      114-REG MEM                                               
                      809-REG INT IN SHARES DISC TO PUB CO                      
                                                                                
17 October 2009 AD02  SAIL ADDRESS CREATED                                      
                                                                                
15 June 2009    288b  APPOINTMENT TERMINATED SECRETARY ALISTAIR PEEL            
                                                                                
15 June 2009    288a  SECRETARY APPOINTED PAUL RICHARD MAINWARING               
                                                                                
19 May 2009     RES10 AUTHORISED ALLOTMENT OF SHARES AND DEBENTURES             
                                                                                
  19 May 2009   RES09   AUTHORITY- PURCHASE SHARES OTHER THAN FROM CAPITAL      
                                                                                
  19 May 2009   RES11   DISAPPLICATION OF PRE-EMPTION RIGHTS                    
                                                                                
15 May 2009     353   LOCATION OF REGISTER OF MEMBERS                           
                                                                                
15 May 2009     363a  RETURN MADE UP TO 05/05/09; BULK LIST AVAILABLE SEPARATELY
                                                                                


3.  Tullett Prebon plc - Documents filed with the Financial Services Authority

 

The following documents have been filed by the Company with the Financial
Services Authority during the previous 12 months.  These documents may be
viewed at:

 

Document Viewing Facility

Financial Services Authority

25 The North Colonnade

Canary Wharf

London

E14 5HS

 

Copies of these documents are also available on request from the Company's
Registered Office at Tower 42, Level 37, 25 Old Broad Street, London EC2N 1HQ.

 

Date       Description                                                         
                                                                               
14 April   Annual Report and Accounts year ended 31 December 2009 and Notice of
2010       Annual General Meeting                                              
                                                                               
14 May     Copy of resolutions passed on 14 May 2009                           
2009