Holding(s) in Company

TR-1: S tandard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : AUGMENTUM FINTECH PLC
1b. Please indicate if the issuer is a non-UK issuer   (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligation iv
Name CANACCORD GENUITY GROUP INC
City and country of registered office (if applicable) VANCOUVER, CANADA
4. Full name of shareholder(s) (if different from 3.)v
Name DISCRETIONARY CLIENTS
City and country of registered office (if applicable) As above
5. Date on which the threshold was crossed or reached vi : 06 SEPTEMBER 2021
6. Date on which issuer notified (DD/MM/YYYY): 07 SEPTEMBER 2021
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached 15.1053 15.1053 27,342,644
Position of previous notification (if
applicable)
14.5096 14.5096

   

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of
shares

ISIN code (if possible)
Number of voting rights ix % of voting rights
Direct
(DTR5.1)
Indirect
 (DTR5.2.1)
Direct
(DTR5.1)
Indirect
(DTR5.2.1)
GB00BG12XV81 27,342,644 15.1053
SUBTOTAL 8. A 27,342,644 15.1053
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Number of voting rights that may be acquired if the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument Expiration
date
x
Exercise/
Conversion Period
xi
Physical or cash
settlement xii
Number of voting rights % of voting rights
SUBTOTAL 8.B.2

 

   

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
X
Name xv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
Canaccord Genuity Group Inc. 15.1053 15.1053
Canaccord Genuity Wealth Group Holdings Limited 15.1053 15.1053
Canaccord Genuity Wealth Group Holdings (Jersey) Limited 15.1053 15.1053
Canaccord Genuity Wealth (International) Holdings Limited 0.1868 0.1868
Canaccord Genuity Wealth (International) Limited 0.1868 0.1868
Canaccord Genuity Wealth Group Limited 14.9185 14.9185
Canaccord Genuity Wealth Limited 3.1484 3.1484
Hargreave Hale Ltd 11.7701 11.7701
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi

   

Place of completion BLACKPOOL, ENGLAND
Date of completion 07 SEPTMBER 2021
UK 100

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