Under Rule 8.1

AbbVie Inc. - Form 8.1 - Statement of Stock Purchase by Director

NORTH CHICAGO, Ill., March 2, 2020 /PRNewswire/ -- AbbVie issued the following forms today.

IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1(a) AND (b)(i) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY OFFERORS, OFFEREES OR PARTIES ACTING IN CONCERT WITH THEM FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS

   

1.  KEY INFORMATION
Name of person dealing (Note 1) AbbVie Inc.  
Company dealt in AbbVie Inc.
Class of relevant security to which the dealings being disclosed relate (Note 2) Common shares, par value $0.01 per share
Date of dealing 28 February 2020

   

2.  INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities N/A
(2) Derivatives (other than options) N/A
(3) Options and agreements to purchase/sell N/A
Total N/A

   

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) N/A
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

   

3.  DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
Share buyback 2,452,782 $83.654

   

(b) Derivatives transactions (other than options transactions)
Product name,
e.g.
 CFD
Nature of transaction
(Note 6)
Number of relevant securities
(Note 7)
Price per unit
(Note 5)

   

(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g.
 call option
Writing, selling, 
purchasing, 
varying etc.
Number of securities 
to which the option 
relates (Note 7)
Exercise 
price
Type, e.g. American, 
European etc.
Expiry 
date
Option money 
paid/received 
per unit (Note 5)

   

(ii) Exercising
Product name,
e.g.
 call option
Number of securities Exercise price per unit
(Note 5)

   

(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8)
Details Price per unit
(if applicable)
(Note 5)

   

4.  OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   

Is a Supplemental Form 8 attached? (Note 9) YES/NO?
Date of disclosure 2 March 2020
Contact name Steven L. Scrogham
Telephone number 847-938-6166
Name of offeree/offeror with which acting in concert AbbVie Inc.
Specify category and nature of acting in concert status AbbVie Inc.

   

1. KEY INFORMATION
Name of person dealing  (Note 1) Richard Gonzalez
Company dealt in AbbVie Inc.
Class of relevant security to which the dealings being disclosed relate (Note 2) Common shares, par value $0.01 per share
Date of dealing 21 February 2020

   

2.  INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 523,561 Common Shares (0.0004%)
(2) Derivatives (other than options) N/A
(3) Options and agreements to purchase/sell 1,161,286 options (0.0008%)
Total 1,684,847 (0.0011%)

   

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) N/A
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

   

3.  DEALINGS  (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit  (Note 5)
Issue of common shares pursuant to AbbVie equity award plans 200,262 common shares $0
Gift of common shares 3,675 common shares $0

   

(b) Derivatives transactions (other than options transactions)
Product name,
e.g. CFD
Nature of transaction
(Note 6)
Number of relevant securities
(Note 7)
Price per unit
(Note 5)

   

(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g. call option
Writing, selling, 
purchasing, 
varying etc.
Number of securities 
to which the option 
relates 
(Note 7)
Exercise 
price
Type, e.g. 
American, 
European etc.
Expiry 
date
Option money 
paid/received 
per unit 
(Note 5)

   

(ii) Exercising
Product name,
e.g. call option
Number of securities Exercise price per unit 
(Note 5)

   

(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8)
Details Price per unit
(if applicable)
(Note 5)

   

4.  OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   

Is a Supplemental Form 8 attached?  (Note 9) YES/NO? 
Date of disclosure 2 March 2020
Contact name Steven L. Scrogham
Telephone number 847-938-6166
Name of offeree/offeror with which acting in concert AbbVie Inc.
Specify category and nature of acting in concert status Director of AbbVie Inc.

   

1.  KEY INFORMATION
Name of person dealing (Note 1) Richard Gonzalez
Company dealt in AbbVie Inc.
Class of relevant security to which the dealings being disclosed relate (Note 2) Common shares, par value $0.01 per share
Date of dealing 28 February 2020

   

2.  INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Long Short
Number (%) Number (%)
(1) Relevant securities 434,843 Common Shares (0.0004%)
(2) Derivatives (other than options) N/A
(3) Options and agreements to purchase/sell 1,161,286 options (0.0008%)
Total 1,596,128 (0.0011%)

   

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) N/A
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

   

3.  DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
Withholding of common shares to satisfy tax obligations 88,719 common shares $0
(b) Derivatives transactions (other than options transactions)
Product name,
e.g.
 CFD
Nature of transaction
(Note 6)
Number of relevant securities
(Note 7)
Price per unit
(Note 5)

   

(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name,
e.g.
 call option
Writing, selling, 
purchasing, 
varying etc.
Number of securities 
to which the 
option relates (Note 7)
Exercise 
price
Type, e.g. American, 
European etc.
Expiry 
date
Option money 
paid/received 
per unit (Note 5)

   

(ii) Exercising
Product name,
e.g.
 call option
Number of securities Exercise price
per unit
(Note 5)

   

(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction
(Note 8)
Details Price per unit
(if applicable)
(Note 5)

   

4.  OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
 Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

   

Is a Supplemental Form 8 attached? (Note 9) YES/NO?
Date of disclosure 2 March 2020
Contact name Steven L. Scrogham
Telephone number 847-938-6166
Name of offeree/offeror with which acting in concert AbbVie Inc.
Specify category and nature of acting in concert status Director of AbbVie Inc.

CONTACT: Adelle Infante, 1-847-938-8745

Companies

Abbvie Inc (0QCV)
UK 100

Latest directors dealings