Holding(s) in Company

Holding(s) in Company

St. James's Place

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

 

St James’s Place PLC

2. Reason for notification (yes/no)

An acquisition or disposal of voting rights

  Yes

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

No

An event changing the breakdown of voting rights

No

Other (please specify):___________________________

No

3. Full name of person(s) subject to notification obligation:

  Ameriprise Financial, Inc. and its group

4. Full name of shareholder(s) (if different from 3):

See additional information under 13.

5. Date of transaction and date on which the threshold is crossed or reached:

12 March 2013

6. Date on which issuer notified:

14 March 2013

7. Threshold(s) that is/are crossed or reached:

Above the threshold of 5%
8: Notified Details
A: Voting rights attached to shares
Class/type of shares

If possible use ISIN code

  Situation previous to the triggering transaction   Resulting situation after the triggering transaction
Number of shares   Number of voting rights Number of shares   Number of voting rights   Percentage of voting rights

Direct

Direct

 

Indirect

Direct

 

Indirect

GB0007669376

N/A

N/A

334,267

334,267

27,471,822

0.066%

5.405%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date Exercise/ conversion period No. of voting rights that may be acquired if the instrument is exercised/converted. Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Exercise Price Expiration date Exercise / conversion period No. of voting rights instrument refers to Percentage of voting rights
          Nominal Delta
Total (A+B+C)
Number of voting rights   Percentage of voting rights
27,806,089 5.471%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Ameriprise Financial, Inc., which through intermediate holding companies controls the voting rights of Columbia Management Investment Advisers, Columbia Wanger Asset Management, Threadneedle Management Luxembourg S.A. and Threadneedle Asset Management Holdings Ltd, which itself controls the voting rights of Threadneedle Asset Management Ltd, Threadneedle International Ltd and Threadneedle Pensions Ltd.
Proxy Voting:
10. Name of proxy holder:   N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information:   Registered Owner

 

Littledown Nominees Ltd

A/c ZLA08

17,580

 

Littledown Nominees Ltd

A/c 39364

4,010,585

 

The Bank Of New York ( Nominees ) Limited

A/c 52401 81

77,813

 

Royal Trust Corp of Canada

A/c 719306

189,468

 

HSBC Global Custody Nominees (UK) Ltd

A/c 5000212310

573,494

 

The Bank Of New York ( Nominees ) Limited

A/c PTG 10972

250,752

 

The Bank Of New York ( Nominees ) Limited

A/c PTG 468

167,573

 

HSBC Global Custody Nominees (UK) Ltd

A/c 2456820

80,264

 

Chase Nominees Ltd

A/c 75102

150,000

 

The Bank Of New York ( Nominees ) Limited

A/c PTG 14556

47,547

 

Littledown Nominees Ltd

A/c 76588

368,317

 

Harewood Nominees Ltd

A/c 1040411926G

2,369,372

 

Vidacos Nominees Ltd

A/c 6012918307

1,450,188

 

HSBC Global Custody Nominee (UK) Limited

A/c 847452

446,998

 

 

HSBC Global Custody Nominee (UK) Limited

A/c 740190

 

174,481

 

HSBC Global Custody Nominee (UK) Limited

A/c 739874

502,039

 

HSBC Global Custody Nominee (UK) Limited

A/c 740311

85,008

 

The Bank Of New York ( Nominees ) Limited

A/c PTG 15303 / 09997799

60,065

 

The Bank Of New York (Nominees) Limited

A/c PTG 15309 / 099977991

52,093

 

Nortrust Nominees LTD

A/c ZPS11

208,577

 

HSBC Global Custody Nominee (UK) Limited

A/c 811056

53,685

 

Chase Nominees Ltd

A/c 44729

170,466

 

Nortrust Nominees LTD

A/c BBH05

159,505

 

Littledown Nominees Ltd

A/c 81587

141,870

 

William & Glyns (Isle of Man) Nominees Ltd

A/c 301780

67,739

 

Littledown Nominees Ltd

A/c ZLA01

170,000

 

Littledown Nominees Ltd

A/c ZLA03

4,746,395

 

Littledown Nominees Ltd

A/c ZLA05

257,000

 

Littledown Nominees Ltd

A/c ZLA07

2,598,515

 

The Bank Of New York ( Nominees ) Limited

A/c 52266

414,580

 

The Bank Of New York ( Nominees ) Limited

A/c 52286

237,334

 

Littledown Nominees Ltd

A/c 07198

212,505

 

Littledown Nominees Ltd

A/c 27642

40,962

 

Littledown Nominees Ltd

A/c 07197

80,800

 

Littledown Nominees Ltd

A/c 10478

6,191

 

Littledown Nominees Ltd

A/c ZLA09

10,391

 

Littledown Nominees Ltd

A/c 10479

4,804

 

Littledown Nominees Ltd

A/c ZLA12

280,974

 

Littledown Nominees Ltd

A/c ZLA14

74,743

 

Littledown Nominees Ltd

A/c 34789

135,000

 

Littledown Nominees Ltd

A/c 07207

339,272

 

Littledown Nominees Ltd

A/c 07196

25,924

 

Littledown Nominees Ltd

A/c 07199

5,361

 

Mellon Nominees (UK) Ltd

A/c WWSF0004002

324,956

 

Littledown Nominees Ltd

A/c 18668

446,298

 

Littledown Nominees Ltd

A/c 10491

1,913,243

 

Littledown Nominees Ltd

A/c 10488

1,408,616

 

Littledown Nominees Ltd

A/c 10495

445,000

 

Littledown Nominees Ltd

A/c 10489

509,506

 

Littledown Nominees Ltd

A/c 10490

430,760

 

Littledown Nominees Ltd

A/c 30337

40,000

 

Littledown Nominees Ltd

A/c ZLA15

771,480

14 Contact name: Stacey Dryburgh, Threadneedle Group / Jayne Meacham, St. James’s Place plc
15. Contact telephone name: 01793 363751 / 01285 878762

Threadneedle Asset Management Holdings Limited. Registered in England and Wales: No 3554212

Registered Office: 60 St Mary Axe, London, EC3A 8JQ.

UK 100

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