Form 8.3 - Amendments - Sainsbury

Form 8.3 - Amendments - Sainsbury

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Barclays PLC.
       
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):    
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:    
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:    
(e) Date position held/dealing undertaken:   17 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer?   HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:                    
    Interests       Short Positions    
        Number   (%)   Number   (%)
(1) Relevant securities owned      
and/or controlled: 12,218,978 0.63% 11,277,020 0.59%
                     
(2) Cash-settled derivatives:
9,525,648 0.49% 1,572,564 0.08%
                     
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
                     
(4)
TOTAL: 22,744,626 1.18% 12,849,584 0.67%
 
Class of relevant security:       Convertible Bond XS1268412993            
Interests       Short Positions    
        Number   (%)   Number   (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.07% 0 0.00%
                     
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
                     
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
                     
(4)
TOTAL: 1,300,000 0.07% 0 0.00%
 
Class of relevant security:       Convertible Bond XS1139087933            
Interests       Short Positions    
        Number   (%)   Number   (%)
(1) Relevant securities owned
and/or controlled: 100,000 0.01% 0 0.00%
                     
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
                     
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
                     
(4)
TOTAL: 100,000 0.01% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(a) Purchases and sales    
Class of relevant Purchase/sale Number of Price per unit
security   securities  
ORD Purchase 28 2.3156 GBP
ORD Purchase 96 2.3091 GBP
ADR Purchase 200 13.3000 USD
ORD Purchase 203 2.3141 GBP
ORD Purchase 559 2.3095 GBP
ORD Purchase 656 2.3086 GBP
ORD Purchase 756 2.3171 GBP
ORD Purchase 1,397 2.3210 GBP
ORD Purchase 3,219 2.3075 GBP
ORD Purchase 3,280 2.3125 GBP
ORD Purchase 3,533 2.3085 GBP
ORD Purchase 4,899 2.3249 GBP
ORD Purchase 5,683 2.3113 GBP
ORD Purchase 7,382 2.3155 GBP
ORD Purchase 7,510 2.3180 GBP
ORD Purchase 7,562 2.3100 GBP
ORD Purchase 8,081 2.3112 GBP
ORD Purchase 9,752 2.3158 GBP
ADR Purchase 9,800 13.1593 USD
ORD Purchase 9,805 2.3080 GBP
ORD Purchase 11,334 2.3070 GBP
ORD Purchase 11,711 2.3050 GBP
ORD Purchase 11,978 2.3135 GBP
ORD Purchase 13,045 2.3060 GBP
ORD Purchase 14,238 2.3145 GBP
ORD Purchase 17,084 2.3065 GBP
ORD Purchase 19,363 2.3170 GBP
ORD Purchase 19,876 2.3150 GBP
ORD Purchase 19,926 2.3101 GBP
ORD Purchase 21,415 2.3090 GBP
ORD Purchase 21,834 2.3423 GBP
ORD Purchase 23,553 2.3213 GBP
ORD Purchase 24,557 2.3199 GBP
ORD Purchase 24,641 2.3055 GBP
ORD Purchase 24,680 2.3318 GBP
ORD Purchase 27,169 2.3165 GBP
ORD Purchase 28,034 2.3121 GBP
ORD Purchase 30,794 2.3500 GBP
ORD Purchase 42,398 2.3110 GBP
ORD Purchase 47,715 2.3120 GBP
ORD Purchase 60,143 2.3140 GBP
ORD Purchase 71,910 2.3130 GBP
ORD Purchase 81,395 2.3160 GBP
ORD Purchase 82,473 2.3164 GBP
ORD Purchase 95,920 2.3293 GBP
ORD Purchase 100,408 2.3144 GBP
ORD Purchase 135,626 2.3115 GBP
ORD Sale 29 2.3213 GBP
ADR Sale 200 13.3000 USD
ORD Sale 237 2.3095 GBP
ORD Sale 395 2.3280 GBP
ORD Sale 1,189 2.3180 GBP
ORD Sale 1,368 2.3212 GBP
ORD Sale 1,397 2.3210 GBP
ORD Sale 1,750 2.3159 GBP
ORD Sale 1,889 2.3100 GBP
ORD Sale 2,261 2.3170 GBP
ORD Sale 2,800 2.3094 GBP
ORD Sale 3,219 2.3075 GBP
ORD Sale 3,280 2.3125 GBP
ORD Sale 3,533 2.3085 GBP
ORD Sale 3,744 2.3140 GBP
ORD Sale 4,125 2.3259 GBP
ORD Sale 5,000 2.3070 GBP
ORD Sale 6,098 2.3080 GBP
ORD Sale 6,220 2.3130 GBP
ORD Sale 6,628 2.3150 GBP
ORD Sale 6,792 2.3155 GBP
ORD Sale 7,874 2.3060 GBP
ADR Sale 9,800 13.1593 USD
ORD Sale 11,352 2.3126 GBP
ORD Sale 11,965 2.3135 GBP
ORD Sale 12,676 2.3431 GBP
ORD Sale 13,105 2.3145 GBP
ORD Sale 15,017 2.3183 GBP
ORD Sale 17,084 2.3065 GBP
ORD Sale 18,954 2.3196 GBP
ORD Sale 22,096 2.3099 GBP
ORD Sale 22,659 2.3272 GBP
ORD Sale 24,641 2.3055 GBP
ORD Sale 26,513 2.3165 GBP
ORD Sale 68,836 2.3287 GBP
ORD Sale 69,877 2.3110 GBP
ORD Sale 76,839 2.3162 GBP
ORD Sale 96,283 2.3160 GBP
Convertible Bond XS1139087933 Sale 4,600,000 102.0000 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security securities
ORD   SWAP   Long   2,990   2.3178 GBP
ORD   CFD   Long   11,352   2.3126 GBP
ORD   CFD   Long   19,515   2.3098 GBP
ORD   CFD   Long   22,096   2.3099 GBP
ORD   SWAP   Long   24,642   2.3414 GBP
ORD   CFD   Long   25,414   2.3205 GBP
ORD   SWAP   Long   41,918   2.3180 GBP
ORD   CFD   Long   68,005   2.3228 GBP
ORD   CFD   Long   82,473   2.3160 GBP
ORD   CFD   Short   315   2.3081 GBP
ORD   SWAP   Short   4,899   2.3249 GBP
ORD   CFD   Short   9,752   2.3158 GBP
ORD   SWAP   Short   10,468   2.3288 GBP
ORD   SWAP   Short   19,802   2.3145 GBP
ORD   CFD   Short   28,905   2.3311 GBP
ORD   CFD   Short   29,910   2.3113 GBP
ORD   CFD   Short   34,247   2.3144 GBP
ORD   CFD   Short   70,498   2.3156 GBP
ORD   CFD   Short   82,473   2.3164 GBP
ORD   SWAP   Short   92,367   2.3363 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure:   22 Jun 2016
Contact name:   Pinar Coktas
Telephone number:   020 7116 1165
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
           
1.   KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:    
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:    
2.   OPTIONS AND DERIVATIVES                    
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
            relates            
ORD   Put Options   Written   1,000,000   260.0000   American   15 Dec 2017
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully
understood:

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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