Form 8.3 - Emis Group Plc

Form 8.3 - Emis Group Plc

Qube Research & Technologies LTD

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Qube Research & Technologies Limited
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Emis Group Plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	13/4/2023
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	N/A

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	1p Ordinary Share
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	0	0	0	0
(2) Cash-settled derivatives:	634,199	1.00	0	0
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0	0	0
TOTAL:	634,199	1.00	0	0

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	0
Details, including nature of the rights concerned and relevant percentages:	0

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

Number of securities

Price per unit

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. call option	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of securities	Exercise price per unit
1p Ordinary Share	Equity swap	increasing a long position	81	1632
1p Ordinary Share	Equity swap	increasing a long position	210	1630
1p Ordinary Share	Equity swap	increasing a long position	212	1648
1p Ordinary Share	Equity swap	increasing a long position	159	1630
1p Ordinary Share	Equity swap	increasing a long position	54	1630
1p Ordinary Share	Equity swap	increasing a long position	35	1638
1p Ordinary Share	Equity swap	increasing a long position	176	1630
1p Ordinary Share	Equity swap	increasing a long position	201	1630
1p Ordinary Share	Equity swap	increasing a long position	181	1634
1p Ordinary Share	Equity swap	increasing a long position	78	1648
1p Ordinary Share	Equity swap	increasing a long position	118	1636
1p Ordinary Share	Equity swap	increasing a long position	34	1648
1p Ordinary Share	Equity swap	increasing a long position	193	1630
1p Ordinary Share	Equity swap	increasing a long position	603	1632
1p Ordinary Share	Equity swap	increasing a long position	220	1634
1p Ordinary Share	Equity swap	increasing a long position	401	1632
1p Ordinary Share	Equity swap	increasing a long position	295	1630
1p Ordinary Share	Equity swap	increasing a long position	90	1630
1p Ordinary Share	Equity swap	increasing a long position	393	1648
1p Ordinary Share	Equity swap	increasing a long position	365	1634
1p Ordinary Share	Equity swap	increasing a long position	237	1630
1p Ordinary Share	Equity swap	increasing a long position	181	1630
1p Ordinary Share	Equity swap	increasing a long position	844	1632
1p Ordinary Share	Equity swap	increasing a long position	181	1648
1p Ordinary Share	Equity swap	increasing a long position	59	1630
1p Ordinary Share	Equity swap	increasing a long position	322	1648
1p Ordinary Share	Equity swap	increasing a long position	101	1630
1p Ordinary Share	Equity swap	increasing a long position	200	1648
1p Ordinary Share	Equity swap	increasing a long position	21	1634
1p Ordinary Share	Equity swap	increasing a long position	90	1630
1p Ordinary Share	Equity swap	increasing a long position	761	1632
1p Ordinary Share	Equity swap	increasing a long position	49	1630
1p Ordinary Share	Equity swap	increasing a long position	193	1634
1p Ordinary Share	Equity swap	increasing a long position	175	1642
1p Ordinary Share	Equity swap	increasing a long position	221	1648
1p Ordinary Share	Equity swap	increasing a long position	83	1648
1p Ordinary Share	Equity swap	increasing a long position	36	1630
1p Ordinary Share	Equity swap	increasing a long position	321	1634
1p Ordinary Share	Equity swap	increasing a long position	179	1630
1p Ordinary Share	Equity swap	increasing a long position	31	1630
1p Ordinary Share	Equity swap	increasing a long position	179	1648
1p Ordinary Share	Equity swap	increasing a long position	94	1648
1p Ordinary Share	Equity swap	increasing a long position	27	1630
1p Ordinary Share	Equity swap	increasing a long position	238	1632
1p Ordinary Share	Equity swap	increasing a long position	338	1630
1p Ordinary Share	Equity swap	increasing a long position	344	1634
1p Ordinary Share	Equity swap	increasing a long position	218	1638
1p Ordinary Share	Equity swap	increasing a long position	176	1630
1p Ordinary Share	Equity swap	increasing a long position	181	1648
1p Ordinary Share	Equity swap	increasing a long position	169	1632
1p Ordinary Share	Equity swap	increasing a long position	146	1630
1p Ordinary Share	Equity swap	increasing a long position	2	1648
1p Ordinary Share	Equity swap	increasing a long position	108	1630
1p Ordinary Share	Equity swap	increasing a long position	315	1630
1p Ordinary Share	Equity swap	increasing a long position	603	1648
1p Ordinary Share	Equity swap	increasing a long position	194	1630
1p Ordinary Share	Equity swap	increasing a long position	82	1648
1p Ordinary Share	Equity swap	increasing a long position	458	1630
1p Ordinary Share	Equity swap	increasing a long position	195	1630
1p Ordinary Share	Equity swap	increasing a long position	203	1632
1p Ordinary Share	Equity swap	increasing a long position	194	1644
1p Ordinary Share	Equity swap	increasing a long position	202	1632
1p Ordinary Share	Equity swap	increasing a long position	27	1634
1p Ordinary Share	Equity swap	decreasing a long position	532	1634
1p Ordinary Share	Equity swap	decreasing a long position	185	1630
1p Ordinary Share	Equity swap	decreasing a long position	161	1646
1p Ordinary Share	Equity swap	decreasing a long position	218	1638
1p Ordinary Share	Equity swap	decreasing a long position	219	1646
1p Ordinary Share	Equity swap	decreasing a long position	160	1646
1p Ordinary Share	Equity swap	decreasing a long position	216	1646
1p Ordinary Share	Equity swap	decreasing a long position	194	1644
1p Ordinary Share	Equity swap	decreasing a long position	432	1638
1p Ordinary Share	Equity swap	decreasing a long position	77	1634

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit
0	0	0	0	0

0.

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)
0	0	0	0

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	14/4/2023
Contact name:	Stuart Brown
Telephone number:	00442070722969

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20230414005139/en/