TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
ECR Minerals plc
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
 |
ECR MINERALS PLC
(ISIN: GB00B0P4LQ95) |
|||||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||
An acquisition or disposal of voting rights | Â |
X |
|||||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Â | ||||||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Â | ||||||||
An event changing the breakdown of voting rights | Â | ||||||||
Other (please specify): | Â | Â | Â | ||||||
3. Full name of person(s) subject to the notification obligation: iii |
 | CITY NATURAL RESOURCES HIGH YIELD TRUST PLC | |||||||
4. Full name of shareholder(s) (if different from 3.):iv |
AS ABOVE | ||||||||
5. Date of the transaction and date on which the threshold is crossed or reached: v |
12th SEPTEMBER 2014 | ||||||||
6. Date on which issuer notified: | 15th SEPTEMBER 2014 | ||||||||
7. Threshold(s) that is/are crossed or reached: vi, vii |
9% |
8. Notified details: | |||||||||||||||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||||||||||||||
Class/type of shares
|
 |
Situation previous to the triggering transaction |
 | Resulting situation after the triggering transaction | |||||||||||||||||||||||||
Number of Shares |
 |
Number of Voting Rights |
Number of shares |
 |
Number of voting rights |
 | % of voting rights x | ||||||||||||||||||||||
Direct | Direct xi | Â | Indirect xii | Direct | Â | Indirect | |||||||||||||||||||||||
Ordinary Shares GB00B0P4LQ95 |
300,109,590 | 9.20% | 292,109,590 | 292,109,590 | Â | 8.96% | Â | ||||||||||||||||||||||
 | |||||||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Type of financial instrument |
 |
Expiration date xiii |
 |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
 |
% of voting rights |
||||||||||||||||||||||
 |  |  |  |  | |||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||||||||||||||
Type of financial instrument |
 | Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
 | Number of voting rights instrument refers to |  | % of voting rights xix, xx | |||||||||||||||||||||
 |  |  |  |  |  | ||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||
 | |||||||||||||||||||||||||||||
Total (A+B+C) | |||||||||||||||||||||||||||||
Number of voting rights | Â | Percentage of voting rights | |||||||||||||||||||||||||||
292,109,590 | 8.96% |
9. Chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held, if applicable: xxi |
|||||
N/A |
|||||
 | |||||
Proxy Voting: | |||||
10. Name of the proxy holder: | Â | N/A | |||
11. Number of voting rights proxy holder will cease to hold: |
N/A | ||||
12. Date on which proxy holder will cease to hold voting rights: |
N/A | ||||
 | |||||
13. Additional information: |
 |
Compliance Manager, CQS Asset Management Limited |
|||
14. Contact name: | Colin Woods | ||||
15. Contact telephone number: | 0207 201 6900 |