Holding(s) in Company

Holding(s) in Company

ECR Minerals plc

For filings with the FCA include the annex  
For filings with issuer exclude the annex
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
     

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

  ECR Minerals Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights   X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached    
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments    
An event changing the breakdown of voting rights    
Other (please specify):        
3. Full name of person(s) subject to the
notification obligation: iii
  1Yorkville Advisors Global, LLC

2 Yorkville Advisors Global, LP

3 YA II PN, Ltd.

4. Full name of shareholder(s)
(if different from 3.):iv
  Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date on
which the threshold is crossed or
reached: v
  June 07, 2016
6. Date on which issuer notified:   July 07, 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii
 

Below 3%

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of
shares


if possible using
the ISIN CODE

  Situation previous
to the triggering
transaction
  Resulting situation after the triggering transaction
  Number
of
Shares
  Number
of
Voting
Rights
  Number
of shares
  Number of voting
rights
  % of voting rights x
      Direct   Direct xi   Indirect xii   Direct   Indirect

 

 

Ordinary Shares

  354,239,296   354,239,296               Below 3%    
               
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
  Expiration
date xiii
  Exercise/
Conversion Period xiv
  Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
  % of voting
rights
                 
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
  Exercise price   Expiration date xvii   Exercise/
Conversion period xviii
  Number of voting rights instrument refers to   % of voting rights xix, xx
           

 

  Nominal   Delta
               
 
Total (A+B+C)
Number of voting rights   Percentage of voting rights
    Below 3%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of YA II PN, Ltd. (which entity was formerly known as YA Global Master SPV, Ltd.)
 
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
 

13. Additional information:
 
14. Contact name: Troy Rillo
15. Contact telephone number: 001.908.906.5127

Companies

ECR Minerals (ECR)
UK 100

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