Holding(s) in Company

Holding(s) in Company

ECR Minerals plc

For filings with the FCA include the annex      
For filings with issuer exclude the annex
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
     
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii 		ECR Minerals Plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights   X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):      
3. Full name of person(s) subject to the
notification obligation: iii 		  1Yorkville Advisors Global, LLC

2 Yorkville Advisors Global, LP

3 YA II PN, Ltd.

4. Full name of shareholder(s)
(if different from 3.):iv 		Jarvis Investment Management Ltd

(Registered Holder)

5. Date of the transaction and date on
which the threshold is crossed or
reached: v 		September 20, 2016
6. Date on which issuer notified: October 18, 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii 		5.00,4.00,3.00%
8. Notified details:    
A: Voting rights attached to shares viii, ix
Class/type of
shares


if possible using
the ISIN CODE

   Situation previous
to the triggering
transaction 		  Resulting situation after the triggering transaction
Number
of
Shares 		  Number
of
Voting
Rights 		Number
of shares 		  Number of voting
rights 		  % of voting rights x
Direct Direct xi   Indirect xii Direct   Indirect

 

 

Ordinary Shares

773,686,210 773,686,210       Below 3%  
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument 		  Expiration
date xiii 		  Exercise/
Conversion Period xiv 		  Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. 		  % of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument 		  Exercise price Expiration date xvii   Exercise/
Conversion period xviii 		Number of voting rights instrument refers to   % of voting rights xix, xx
       

 

Nominal   Delta
   
 
Total (A+B+C)
Number of voting rights   Percentage of voting rights
  Below 3%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi 		   
Yorkville Advisors Global, LLC is the general partner, and controlling person, of Yorkville Advisors Global, LP, which is the investment manager of YA II PN, Ltd. (which entity was formerly known as YA Global Master SPV, Ltd.)
 
Proxy Voting:
10. Name of the proxy holder:    
11. Number of voting rights proxy holder will cease
to hold: 		 
12. Date on which proxy holder will cease to hold
voting rights: 		 
 

13. Additional information: 		   
14. Contact name: Troy Rillo
15. Contact telephone number: 001.908.906.5127

Companies

ECR Minerals (ECR)
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