Form 8 (DD) - VANTIV INC - Replacement
Form 8 (DD) - VANTIV INC - Replacement
BARCLAYS PLC
The issuer advises that the following replaces the Barclays Form 8.5 (EPT/NON-RI) - VANTIV INC announcement released at 11:38 AM BST today.
The full corrected version is shown below.
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Full name of discloser: | Â | Barclays PLC. | |
| Â | Â | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose | VANTIV INC | |||
| Â | relevant securities this form relates: | Â | |||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEREE | |||
| (e) | Date position held/dealing undertaken: | 07 July 2017 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| Â | disclosures in respect of any other party to the offer? | Â |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | Â | Â | Â | USD 0.00001 Class A common | |||||||
| Interests | Â | Short Positions | |||||||||
| Â | Â | Number | Â | (%) | Number | Â | (%) | ||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 18,363 | 0.01% | 166 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 10,200 | 0.01% | 7,900 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 28,563 | 0.02% | 8,066 | 0.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| USD 0.00001 Class A common | Purchase | 100 | 60.9700 USD | ||||
| USD 0.00001 Class A common | Purchase | 100 | 60.4000 USD | ||||
| USD 0.00001 Class A common | Purchase | 200 | 61.1550 USD | ||||
| USD 0.00001 Class A common | Purchase | 200 | 60.6000 USD | ||||
| USD 0.00001 Class A common | Purchase | 200 | 60.5700 USD | ||||
| USD 0.00001 Class A common | Purchase | 269 | 61.1316 USD | ||||
| USD 0.00001 Class A common | Purchase | 300 | 60.8933 USD | ||||
| USD 0.00001 Class A common | Purchase | 400 | 61.0387 USD | ||||
| USD 0.00001 Class A common | Purchase | 446 | 60.9039 USD | ||||
| USD 0.00001 Class A common | Purchase | 450 | 60.3877 USD | ||||
| USD 0.00001 Class A common | Purchase | 500 | 60.3960 USD | ||||
| USD 0.00001 Class A common | Purchase | 560 | 60.2382 USD | ||||
| USD 0.00001 Class A common | Purchase | 600 | 60.3500 USD | ||||
| USD 0.00001 Class A common | Purchase | 900 | 60.5155 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,000 | 60.5000 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,165 | 59.9300 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,236 | 60.5311 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,300 | 60.6826 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,479 | 60.6779 USD | ||||
| USD 0.00001 Class A common | Purchase | 1,734 | 60.2476 USD | ||||
| USD 0.00001 Class A common | Purchase | 2,000 | 60.9387 USD | ||||
| USD 0.00001 Class A common | Purchase | 2,207 | 60.1410 USD | ||||
| USD 0.00001 Class A common | Purchase | 2,397 | 60.9715 USD | ||||
| USD 0.00001 Class A common | Purchase | 2,500 | 60.4264 USD | ||||
| USD 0.00001 Class A common | Purchase | 2,540 | 60.6019 USD | ||||
| USD 0.00001 Class A common | Purchase | 3,725 | 60.4029 USD | ||||
| USD 0.00001 Class A common | Purchase | 6,787 | 60.5494 USD | ||||
| USD 0.00001 Class A common | Purchase | 11,910 | 60.3657 USD | ||||
| USD 0.00001 Class A common | Purchase | 14,800 | 60.6751 USD | ||||
| USD 0.00001 Class A common | Purchase | 15,700 | 60.6457 USD | ||||
| USD 0.00001 Class A common | Purchase | 21,900 | 60.7504 USD | ||||
| USD 0.00001 Class A common | Purchase | 34,600 | 60.7001 USD | ||||
| USD 0.00001 Class A common | Purchase | 44,301 | 60.7421 USD | ||||
| USD 0.00001 Class A common | Purchase | 53,100 | 60.8591 USD | ||||
| USD 0.00001 Class A common | Sale | 100 | 59.9900 USD | ||||
| USD 0.00001 Class A common | Sale | 100 | 60.3400 USD | ||||
| USD 0.00001 Class A common | Sale | 100 | 60.9900 USD | ||||
| USD 0.00001 Class A common | Sale | 100 | 61.0500 USD | ||||
| USD 0.00001 Class A common | Sale | 122 | 60.8700 USD | ||||
| USD 0.00001 Class A common | Sale | 200 | 60.4450 USD | ||||
| USD 0.00001 Class A common | Sale | 200 | 60.6000 USD | ||||
| USD 0.00001 Class A common | Sale | 460 | 60.2921 USD | ||||
| USD 0.00001 Class A common | Sale | 494 | 60.9411 USD | ||||
| USD 0.00001 Class A common | Sale | 500 | 60.6750 USD | ||||
| USD 0.00001 Class A common | Sale | 524 | 61.0600 USD | ||||
| USD 0.00001 Class A common | Sale | 600 | 60.6541 USD | ||||
| USD 0.00001 Class A common | Sale | 600 | 60.0566 USD | ||||
| USD 0.00001 Class A common | Sale | 601 | 60.9916 USD | ||||
| USD 0.00001 Class A common | Sale | 622 | 60.9530 USD | ||||
| USD 0.00001 Class A common | Sale | 778 | 60.8951 USD | ||||
| USD 0.00001 Class A common | Sale | 794 | 60.8956 USD | ||||
| USD 0.00001 Class A common | Sale | 838 | 60.7049 USD | ||||
| USD 0.00001 Class A common | Sale | 869 | 61.0942 USD | ||||
| USD 0.00001 Class A common | Sale | 907 | 60.0697 USD | ||||
| USD 0.00001 Class A common | Sale | 1,100 | 60.9300 USD | ||||
| USD 0.00001 Class A common | Sale | 1,165 | 59.9300 USD | ||||
| USD 0.00001 Class A common | Sale | 1,300 | 60.5734 USD | ||||
| USD 0.00001 Class A common | Sale | 1,509 | 60.1731 USD | ||||
| USD 0.00001 Class A common | Sale | 1,900 | 60.7042 USD | ||||
| USD 0.00001 Class A common | Sale | 1,988 | 61.1200 USD | ||||
| USD 0.00001 Class A common | Sale | 3,609 | 60.8547 USD | ||||
| USD 0.00001 Class A common | Sale | 4,361 | 60.6922 USD | ||||
| USD 0.00001 Class A common | Sale | 6,900 | 60.6327 USD | ||||
| USD 0.00001 Class A common | Sale | 7,500 | 60.6701 USD | ||||
| USD 0.00001 Class A common | Sale | 8,681 | 60.9446 USD | ||||
| USD 0.00001 Class A common | Sale | 12,200 | 60.6873 USD | ||||
| USD 0.00001 Class A common | Sale | 23,983 | 60.6024 USD | ||||
| USD 0.00001 Class A common | Sale | 24,131 | 60.4172 USD | ||||
| USD 0.00001 Class A common | Sale | 25,700 | 60.7238 USD | ||||
| USD 0.00001 Class A common | Sale | 30,300 | 60.8637 USD | ||||
| USD 0.00001 Class A common | Sale | 67,894 | 60.7464 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Â | Purchases/ sales | Â | Total number of securities | Â | Highest price per unit paid/received | Â | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| ORD | Call Options | Selling | 2,500 | 65 USD | American | 18 Aug 2017 | 0.9000 USD |
(ii) Exercise
| Class of relevant security | Â |
Product description
e.g. call option |
 | Exercising/ exercised against |  | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the party to the offer or person acting in concert making
the disclosure and any other person:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the party to the offer or person acting in concert
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | Â | YES | |
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 10 Jul 2017 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | VANTIV INC | ||
| relevant securities this from relates: | Â |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -400 | 55.0000 | American | 18 Aug 2017 | |||||||
| USD 0.00001 Class A common | Put Options | Written | 9,100 | 60.0000 | American | 21 Jul 2017 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -1,300 | 60.0000 | American | 18 Aug 2017 | |||||||
| USD 0.00001 Class A common | Put Options | Written | 600 | 60.0000 | American | 17 Nov 2017 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -600 | 70.0000 | American | 18 Aug 2017 | |||||||
| USD 0.00001 Class A common | Call Options | Written | -2,200 | 65.0000 | American | 18 Aug 2017 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -3,300 | 60.0000 | American | 18 Aug 2017 | |||||||
| USD 0.00001 Class A common | Call Options | Purchased | 500 | 60.0000 | American | 17 Nov 2017 | |||||||
| USD 0.00001 Class A common | Put Options | Purchased | -100 | 45.0000 | American | 16 Feb 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20170710005659/en/
Latest directors dealings
- 3 hours ago Legal & General Group
- 3 hours ago Legal & General Group
- 3 hours ago Caledonia Investments
- 4 hours ago Judges Scientific
- 4 hours ago Investec