Form 8 (DD) - EQUINIX INC AMENDMENT

Form 8 (DD) - EQUINIX INC AMENDMENT

BARCLAYS PLC

FORM 8 (DD) AMENDMENT TO 2a and Supplemental Form

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Â	Barclays Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.		Â
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree		Equinix Inc
(d) Status of person making the disclosure: e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)		Connected to Telecity Group plc
(e) Date dealing undertaken:		08 May 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”		YES / NO / N/A If YES, specify which:

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Â	Â
Â		Interests			Â	Short positions
		Number	Â	%		Number	Â	%
(1) Relevant securities owned and/or controlled:		585		0.00		0.00		0.00
(2) Cash-settled derivatives:		89,966		0.16		0.00		0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:		940		0.00		11,888		0.02
TOTAL:		91,491		0.16		11,888		0.02

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant security

Â

Purchase/sale

Â

Number of securities

Â

Price per unit (in USD)

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security

Â

Purchases/ sales

Â

Total number of securities

Â

Highest price per unit paid/received

Â

Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security

Â

Product description e.g. CFD

Â

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Â

Number of reference securities

Â

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

Ord

  PUT OPTION

Sale

1,000

0.5000

Â

15 MAY 2015

Â

Ord

  PUT OPTION

Sale

500

1.4000

Â

25 JAN 2016

Â

Ord

  CALL OPTION

Sale

2,500

2.2200

Â

15 MAY 2015

Â

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	Â	NO
Supplemental Form 8 (SBL)		NO

Date of disclosure:	Â	08 May 2015
Contact name:		Jay Supaya
Telephone number:		020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Â	Barclays Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:		Equinix Inc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security

Â

Product description e.g. call option

Â

Written or purchased

Â

Number of securities to which option or derivative relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

ORD

Put Options Call Options Call Options Put Options Put Options Call Options Call Options Put Options Put Options Call Options Put Options Put Options Put Options Put Options Put Options Put Options Call Options Put Options Put Options Call Options Put Options Put Options Put Options Put Options Put Options Put Options Put Options Put Options Put Options Put Options Put Options Put Options Call Options Call Options Put Options Put Options Put Options Put Options Call Options Call Options Call Options Call Options Put Options Put Options Call Options Call Options Call Options Put Options Call Options Call Options Put Options Call Options Call Options Call Options Call Options Call Options Call Options Put Options Call Options Put Options Call Options Call Options

Purchased Written Written Purchased Purchased Written Written Purchased Purchased Written Purchased Purchased Purchased Purchased Purchased Purchased Written Purchased Purchased Written Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Purchased Written Written Purchased Purchased Purchased Purchased Written Written Written Written Purchased Purchased Written Written Written Purchased Written Written Purchased Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased

100 2,500 1,100 500 100 100 100 2,800 10,000 400 1,000 200 4,400 200 100 100 2,000 1,000 1,000 100 824 4,738 3,100 3,000 6,800 2,500 100 721 309 4,944 800 300 300 700 1,300 500 200 100 200 309 206 515 618 103 3,914 103 1,442 1,030 206 300 200 2,700 600 100 6,500 200 400 200 200 300 103 103

240 230 200 180 240 210 220 230 230 270 210 240 260 260 270 105 160 250 260 180 230 270 280 300 220 290 340 350 310 250 165 230 220 240 240 270 145 240 200 300 115 310 200 260 230 240 95 140 155 120 260 175 250 250 280 155 250 250 230 260 165 230

American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American American

18122015 18122015 18122015 18122015 18122015 18122015 18122015 19062015 19062015 19062015 15052015 18092015 18092015 18092015 18092015 18092015 15012016 15012016 15012016 15012016 15012016 15012016 19062015 19062015 19062015 15052015 15012016 15012016 15012016 15012016 19062015 15052015 15052015 15052015 18092015 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 15012016 19062015 19062015 19062015 19062015 15052015 15052015 18092015 15012016 15012016 15012016 15012016 15012016 15012016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.