FORM 8.3 – AON PLC
FORM 8.3 – AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) |
Barclays PLC. |
|
| Company dealt in |
AON PLC |
|
| Class of relevant security to which the |
ORD |
|
| dealings being disclosed relate (Note 2) | ||
| Date of dealing |
27 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
574,618 |
0.25% |
1,739,090 |
0.77% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
123,157 |
0.05% |
7,125 |
0.00% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
721,975 |
0.32% |
1,770,415 |
0.78% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
10 |
234.3100 USD |
| Purchase |
12 |
234.3833 USD |
| Purchase |
14 |
233.6885 USD |
| Purchase |
14 |
234.3757 USD |
| Purchase |
16 |
234.1912 USD |
| Purchase |
16 |
234.1337 USD |
| Purchase |
19 |
234.1605 USD |
| Purchase |
23 |
234.1900 USD |
| Purchase |
24 |
234.2200 USD |
| Purchase |
24 |
234.2454 USD |
| Purchase |
27 |
234.2700 USD |
| Purchase |
28 |
234.2771 USD |
| Purchase |
30 |
234.1200 USD |
| Purchase |
37 |
234.4748 USD |
| Purchase |
40 |
234.1410 USD |
| Purchase |
46 |
234.2434 USD |
| Purchase |
51 |
233.6700 USD |
| Purchase |
62 |
231.0859 USD |
| Purchase |
63 |
234.3322 USD |
| Purchase |
76 |
234.6534 USD |
| Purchase |
77 |
234.1609 USD |
| Purchase |
96 |
234.2608 USD |
| Purchase |
100 |
233.8950 USD |
| Purchase |
100 |
230.1800 USD |
| Purchase |
100 |
234.2100 USD |
| Purchase |
100 |
234.4300 USD |
| Purchase |
100 |
234.4200 USD |
| Purchase |
105 |
234.0530 USD |
| Purchase |
106 |
234.4432 USD |
| Purchase |
112 |
233.9684 USD |
| Purchase |
120 |
234.3226 USD |
| Purchase |
123 |
234.5070 USD |
| Purchase |
123 |
234.4049 USD |
| Purchase |
126 |
234.1338 USD |
| Purchase |
150 |
234.3033 USD |
| Purchase |
176 |
234.1057 USD |
| Purchase |
176 |
234.1058 USD |
| Purchase |
200 |
231.0900 USD |
| Purchase |
221 |
234.4530 USD |
| Purchase |
240 |
234.2791 USD |
| Purchase |
240 |
234.1455 USD |
| Purchase |
280 |
234.1836 USD |
| Purchase |
287 |
234.1556 USD |
| Purchase |
300 |
234.1833 USD |
| Purchase |
301 |
234.3299 USD |
| Purchase |
303 |
234.1204 USD |
| Purchase |
312 |
234.4077 USD |
| Purchase |
319 |
233.9356 USD |
| Purchase |
398 |
234.5147 USD |
| Purchase |
400 |
234.1575 USD |
| Purchase |
420 |
233.6963 USD |
| Purchase |
456 |
231.8042 USD |
| Purchase |
478 |
234.0532 USD |
| Purchase |
500 |
234.1980 USD |
| Purchase |
505 |
232.4236 USD |
| Purchase |
545 |
234.2584 USD |
| Purchase |
605 |
234.2547 USD |
| Purchase |
645 |
234.2679 USD |
| Purchase |
679 |
234.0359 USD |
| Purchase |
776 |
234.2694 USD |
| Purchase |
844 |
233.8386 USD |
| Purchase |
1,261 |
234.1167 USD |
| Purchase |
1,350 |
234.2216 USD |
| Purchase |
1,639 |
234.2323 USD |
| Purchase |
1,842 |
233.7912 USD |
| Purchase |
2,313 |
234.1513 USD |
| Purchase |
2,434 |
234.2232 USD |
| Purchase |
2,571 |
234.2396 USD |
| Purchase |
3,943 |
233.9512 USD |
| Purchase |
5,107 |
233.7174 USD |
| Purchase |
6,319 |
233.7900 USD |
| Purchase |
6,899 |
233.8816 USD |
| Purchase |
8,165 |
234.2612 USD |
| Purchase |
8,236 |
233.9242 USD |
| Purchase |
8,344 |
233.6326 USD |
| Purchase |
9,510 |
234.1858 USD |
| Purchase |
10,676 |
232.2730 USD |
| Purchase |
21,600 |
233.3424 USD |
| Purchase |
32,078 |
232.2427 USD |
| Purchase |
38,428 |
233.9149 USD |
| Purchase |
39,487 |
234.0635 USD |
| Purchase |
44,723 |
233.9394 USD |
| Sale |
1 |
233.2900 USD |
| Sale |
1 |
234.0800 USD |
| Sale |
2 |
233.0750 USD |
| Sale |
3 |
233.2500 USD |
| Sale |
4 |
234.1375 USD |
| Sale |
6 |
234.1916 USD |
| Sale |
7 |
234.1428 USD |
| Sale |
7 |
232.7300 USD |
| Sale |
7 |
234.1300 USD |
| Sale |
10 |
234.2490 USD |
| Sale |
11 |
234.2281 USD |
| Sale |
15 |
234.2786 USD |
| Sale |
18 |
234.2705 USD |
| Sale |
24 |
234.2454 USD |
| Sale |
29 |
233.5800 USD |
| Sale |
33 |
234.2715 USD |
| Sale |
34 |
234.2258 USD |
| Sale |
43 |
233.8450 USD |
| Sale |
64 |
234.2475 USD |
| Sale |
64 |
233.8737 USD |
| Sale |
67 |
232.8234 USD |
| Sale |
85 |
234.0900 USD |
| Sale |
100 |
234.2800 USD |
| Sale |
100 |
233.9850 USD |
| Sale |
100 |
234.1200 USD |
| Sale |
100 |
234.4900 USD |
| Sale |
100 |
234.4200 USD |
| Sale |
176 |
234.1057 USD |
| Sale |
200 |
234.2250 USD |
| Sale |
200 |
234.2400 USD |
| Sale |
200 |
234.0000 USD |
| Sale |
227 |
230.7100 USD |
| Sale |
232 |
230.7205 USD |
| Sale |
248 |
234.0162 USD |
| Sale |
275 |
233.2708 USD |
| Sale |
283 |
233.9931 USD |
| Sale |
300 |
234.1466 USD |
| Sale |
300 |
234.4233 USD |
| Sale |
300 |
234.1166 USD |
| Sale |
300 |
230.7866 USD |
| Sale |
300 |
232.6300 USD |
| Sale |
300 |
234.2766 USD |
| Sale |
300 |
234.2333 USD |
| Sale |
400 |
234.2850 USD |
| Sale |
400 |
234.2050 USD |
| Sale |
400 |
234.2000 USD |
| Sale |
500 |
234.2600 USD |
| Sale |
597 |
234.3906 USD |
| Sale |
686 |
232.8271 USD |
| Sale |
718 |
234.1786 USD |
| Sale |
934 |
234.1449 USD |
| Sale |
1,026 |
233.4904 USD |
| Sale |
1,100 |
234.2690 USD |
| Sale |
1,256 |
234.2617 USD |
| Sale |
1,303 |
233.8894 USD |
| Sale |
1,314 |
234.2029 USD |
| Sale |
1,709 |
234.2802 USD |
| Sale |
2,293 |
234.1819 USD |
| Sale |
2,373 |
234.2590 USD |
| Sale |
2,434 |
234.2232 USD |
| Sale |
3,123 |
234.0850 USD |
| Sale |
3,600 |
234.2680 USD |
| Sale |
3,632 |
233.4913 USD |
| Sale |
3,782 |
233.3339 USD |
| Sale |
5,402 |
233.7900 USD |
| Sale |
5,962 |
233.9790 USD |
| Sale |
5,975 |
233.8806 USD |
| Sale |
6,070 |
233.1433 USD |
| Sale |
6,759 |
233.5991 USD |
| Sale |
7,622 |
233.8550 USD |
| Sale |
7,732 |
233.4396 USD |
| Sale |
9,465 |
233.9946 USD |
| Sale |
27,354 |
234.0988 USD |
| Sale |
60,066 |
233.9541 USD |
| Sale |
91,682 |
233.1721 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
28 Apr 2021 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name |
Written or |
Number of |
Exercise |
Type |
Expiry |
|
purchased |
relevant securities |
price |
|
date |
|
|
|
to which the option |
|
|
|
|
|
|
or derivative |
|
|
|
|
|
|
relates |
|
|
|
|
| Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
| Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
| Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
| Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210428005664/en/
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