Form 8.3 - AON PLC

Form 8.3 - AON PLC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 April 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

504,274

0.22%

1,746,635

0.77%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

123,157

0.05%

13,691

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

651,631

0.29%

1,784,526

0.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

235.7000 USD

Purchase

5

235.7100 USD

Purchase

5

235.3600 USD

Purchase

5

235.4400 USD

Purchase

6

235.6550 USD

Purchase

7

235.4650 USD

Purchase

9

235.5266 USD

Purchase

19

235.5873 USD

Purchase

23

236.0417 USD

Purchase

38

236.0768 USD

Purchase

60

235.6700 USD

Purchase

61

235.5600 USD

Purchase

99

235.8600 USD

Purchase

100

236.4900 USD

Purchase

102

235.5300 USD

Purchase

121

235.5200 USD

Purchase

139

235.7223 USD

Purchase

182

234.7200 USD

Purchase

200

236.4750 USD

Purchase

200

236.1950 USD

Purchase

203

235.7369 USD

Purchase

281

235.4764 USD

Purchase

285

235.5663 USD

Purchase

287

235.3646 USD

Purchase

300

235.5733 USD

Purchase

300

235.4050 USD

Purchase

313

235.8836 USD

Purchase

320

235.6262 USD

Purchase

333

236.1884 USD

Purchase

339

235.6587 USD

Purchase

384

235.6736 USD

Purchase

400

235.9871 USD

Purchase

403

235.5800 USD

Purchase

404

235.7301 USD

Purchase

414

235.7366 USD

Purchase

456

235.6662 USD

Purchase

457

235.9751 USD

Purchase

500

235.6750 USD

Purchase

649

235.8728 USD

Purchase

652

235.7197 USD

Purchase

725

235.8281 USD

Purchase

795

235.6255 USD

Purchase

800

235.8293 USD

Purchase

1,200

236.1191 USD

Purchase

1,400

236.1271 USD

Purchase

1,766

235.9257 USD

Purchase

1,900

235.9218 USD

Purchase

1,900

235.6566 USD

Purchase

1,911

235.6549 USD

Purchase

2,557

235.5871 USD

Purchase

2,630

235.8378 USD

Purchase

3,052

235.6183 USD

Purchase

4,106

234.8200 USD

Purchase

4,881

236.0519 USD

Purchase

6,933

235.6525 USD

Purchase

9,030

235.5712 USD

Purchase

12,012

234.8207 USD

Purchase

13,575

235.2277 USD

Purchase

20,000

235.4771 USD

Purchase

30,108

234.9842 USD

Purchase

61,273

235.6206 USD

Sale

2

236.0200 USD

Sale

2

235.4650 USD

Sale

4

235.6550 USD

Sale

42

235.9882 USD

Sale

100

236.4700 USD

Sale

100

235.7800 USD

Sale

100

235.5700 USD

Sale

100

235.4800 USD

Sale

100

235.4200 USD

Sale

104

235.8100 USD

Sale

110

236.4354 USD

Sale

128

235.5231 USD

Sale

128

235.8600 USD

Sale

137

235.0705 USD

Sale

182

234.7200 USD

Sale

197

236.4055 USD

Sale

201

235.3584 USD

Sale

300

235.4633 USD

Sale

300

235.5550 USD

Sale

330

236.4279 USD

Sale

500

235.2660 USD

Sale

501

235.4740 USD

Sale

600

235.6025 USD

Sale

685

235.5743 USD

Sale

700

235.5392 USD

Sale

783

236.4375 USD

Sale

810

235.5204 USD

Sale

917

235.4710 USD

Sale

1,119

235.7429 USD

Sale

1,427

236.3104 USD

Sale

1,477

235.7175 USD

Sale

1,500

235.4483 USD

Sale

1,706

235.9786 USD

Sale

1,950

236.4304 USD

Sale

2,214

236.4142 USD

Sale

2,223

235.3099 USD

Sale

2,282

235.5963 USD

Sale

2,300

235.4550 USD

Sale

2,648

236.4567 USD

Sale

2,665

236.4507 USD

Sale

2,749

235.6134 USD

Sale

2,858

235.5179 USD

Sale

3,100

235.5506 USD

Sale

3,561

235.9228 USD

Sale

3,999

235.4812 USD

Sale

4,019

235.4872 USD

Sale

4,686

235.7389 USD

Sale

5,839

235.6633 USD

Sale

5,940

234.8200 USD

Sale

8,547

235.0837 USD

Sale

12,091

234.8263 USD

Sale

39,648

235.1673 USD

Sale

73,788

235.6575 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

8,474

235.4523 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 21 Apr 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

UK 100

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