Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities |
|
|
|
|
|
488,995 |
0.22% |
1,725,163 |
0.76% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
114,683 |
0.05% |
13,691 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
627,878 |
0.28% |
1,763,054 |
0.78% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
2 |
238.1200 USD |
|
Purchase |
5 |
236.1020 USD |
|
Purchase |
6 |
237.7566 USD |
|
Purchase |
6 |
238.0833 USD |
|
Purchase |
6 |
237.3783 USD |
|
Purchase |
12 |
237.9891 USD |
|
Purchase |
12 |
236.2766 USD |
|
Purchase |
16 |
236.5915 USD |
|
Purchase |
22 |
237.1672 USD |
|
Purchase |
23 |
236.4178 USD |
|
Purchase |
24 |
238.0022 USD |
|
Purchase |
24 |
236.5870 USD |
|
Purchase |
28 |
237.6707 USD |
|
Purchase |
28 |
236.8557 USD |
|
Purchase |
36 |
235.9677 USD |
|
Purchase |
50 |
236.1300 USD |
|
Purchase |
100 |
238.6350 USD |
|
Purchase |
100 |
236.2900 USD |
|
Purchase |
136 |
236.2028 USD |
|
Purchase |
151 |
236.1602 USD |
|
Purchase |
200 |
238.6600 USD |
|
Purchase |
267 |
236.9556 USD |
|
Purchase |
420 |
236.7157 USD |
|
Purchase |
500 |
236.1480 USD |
|
Purchase |
533 |
237.6524 USD |
|
Purchase |
621 |
236.5722 USD |
|
Purchase |
700 |
236.1814 USD |
|
Purchase |
753 |
236.6549 USD |
|
Purchase |
755 |
237.6605 USD |
|
Purchase |
783 |
236.1203 USD |
|
Purchase |
1,394 |
235.9050 USD |
|
Purchase |
1,607 |
236.4824 USD |
|
Purchase |
2,380 |
236.2764 USD |
|
Purchase |
2,501 |
236.2756 USD |
|
Purchase |
2,640 |
236.3472 USD |
|
Purchase |
4,522 |
239.1200 USD |
|
Purchase |
8,808 |
236.4161 USD |
|
Purchase |
10,044 |
236.2803 USD |
|
Purchase |
10,531 |
235.8300 USD |
|
Purchase |
13,470 |
236.1236 USD |
|
Purchase |
24,161 |
236.3824 USD |
|
Sale |
1 |
238.5000 USD |
|
Sale |
2 |
235.7700 USD |
|
Sale |
2 |
236.0550 USD |
|
Sale |
2 |
236.0700 USD |
|
Sale |
2 |
237.4400 USD |
|
Sale |
3 |
236.4800 USD |
|
Sale |
3 |
236.1533 USD |
|
Sale |
3 |
235.9233 USD |
|
Sale |
3 |
236.1366 USD |
|
Sale |
3 |
236.1633 USD |
|
Sale |
4 |
236.0525 USD |
|
Sale |
5 |
236.1020 USD |
|
Sale |
7 |
236.3557 USD |
|
Sale |
7 |
236.4164 USD |
|
Sale |
7 |
236.0207 USD |
|
Sale |
8 |
236.2312 USD |
|
Sale |
8 |
236.1137 USD |
|
Sale |
10 |
236.1375 USD |
|
Sale |
10 |
236.2450 USD |
|
Sale |
10 |
236.1100 USD |
|
Sale |
18 |
236.3850 USD |
|
Sale |
18 |
236.2750 USD |
|
Sale |
21 |
237.9971 USD |
|
Sale |
22 |
236.2690 USD |
|
Sale |
32 |
236.5915 USD |
|
Sale |
36 |
236.1550 USD |
|
Sale |
81 |
235.8591 USD |
|
Sale |
100 |
236.2200 USD |
|
Sale |
102 |
236.0660 USD |
|
Sale |
103 |
236.3584 USD |
|
Sale |
104 |
236.5164 USD |
|
Sale |
125 |
236.3377 USD |
|
Sale |
133 |
236.3030 USD |
|
Sale |
188 |
236.9354 USD |
|
Sale |
200 |
237.5625 USD |
|
Sale |
200 |
237.6350 USD |
|
Sale |
204 |
236.2052 USD |
|
Sale |
212 |
236.2118 USD |
|
Sale |
243 |
236.2355 USD |
|
Sale |
275 |
236.1402 USD |
|
Sale |
285 |
236.3161 USD |
|
Sale |
293 |
236.3022 USD |
|
Sale |
300 |
237.7833 USD |
|
Sale |
323 |
236.3452 USD |
|
Sale |
355 |
236.0545 USD |
|
Sale |
359 |
236.2594 USD |
|
Sale |
496 |
236.5416 USD |
|
Sale |
606 |
236.7236 USD |
|
Sale |
1,305 |
235.8491 USD |
|
Sale |
1,734 |
236.1582 USD |
|
Sale |
2,108 |
236.3047 USD |
|
Sale |
2,268 |
236.2454 USD |
|
Sale |
4,522 |
239.1200 USD |
|
Sale |
5,563 |
236.2130 USD |
|
Sale |
12,270 |
236.3408 USD |
|
Sale |
14,487 |
235.8300 USD |
|
Sale |
37,534 |
236.4410 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 20 Apr 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210420005679/en/
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