Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) |
Barclays PLC. |
|
| Company dealt in |
AON PLC |
|
| Class of relevant security to which the |
ORD |
|
| dealings being disclosed relate (Note 2) | ||
| Date of dealing |
24 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
|
Long |
Short |
||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
469,560 |
0.21% |
1,934,908 |
0.86% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
283,098 |
0.13% |
7,021 |
0.00% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
776,858 |
0.34% |
1,966,129 |
0.87% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of relevant securities |
Price per unit |
|
Purchase |
1 |
255.1400 USD |
|
Purchase |
1 |
254.9300 USD |
|
Purchase |
1 |
254.3700 USD |
|
Purchase |
1 |
253.8400 USD |
|
Purchase |
2 |
253.7650 USD |
|
Purchase |
3 |
253.6866 USD |
|
Purchase |
5 |
253.6400 USD |
|
Purchase |
8 |
254.3637 USD |
|
Purchase |
8 |
254.5275 USD |
|
Purchase |
10 |
253.7550 USD |
|
Purchase |
16 |
254.3500 USD |
|
Purchase |
16 |
253.7378 USD |
|
Purchase |
31 |
254.3900 USD |
|
Purchase |
50 |
254.7900 USD |
|
Purchase |
64 |
253.6531 USD |
|
Purchase |
66 |
254.2600 USD |
|
Purchase |
68 |
253.5147 USD |
|
Purchase |
94 |
254.8380 USD |
|
Purchase |
98 |
253.5800 USD |
|
Purchase |
100 |
253.2900 USD |
|
Purchase |
100 |
253.2500 USD |
|
Purchase |
100 |
254.8100 USD |
|
Purchase |
156 |
254.9100 USD |
|
Purchase |
170 |
254.7000 USD |
|
Purchase |
190 |
254.5300 USD |
|
Purchase |
300 |
254.1766 USD |
|
Purchase |
300 |
254.6094 USD |
|
Purchase |
400 |
253.2209 USD |
|
Purchase |
431 |
254.8490 USD |
|
Purchase |
443 |
254.7795 USD |
|
Purchase |
540 |
254.7970 USD |
|
Purchase |
702 |
254.8148 USD |
|
Purchase |
908 |
253.8609 USD |
|
Purchase |
1,900 |
254.1200 USD |
|
Purchase |
1,948 |
254.0834 USD |
|
Purchase |
2,136 |
253.1801 USD |
|
Purchase |
2,658 |
253.1800 USD |
|
Purchase |
2,970 |
254.1282 USD |
|
Purchase |
3,922 |
254.2636 USD |
|
Purchase |
5,380 |
254.3182 USD |
|
Purchase |
5,584 |
253.4078 USD |
|
Purchase |
6,920 |
254.1003 USD |
|
Sale |
1 |
253.6300 USD |
|
Sale |
1 |
253.8400 USD |
|
Sale |
2 |
253.7900 USD |
|
Sale |
7 |
254.5514 USD |
|
Sale |
8 |
253.4650 USD |
|
Sale |
8 |
253.7450 USD |
|
Sale |
13 |
253.3100 USD |
|
Sale |
15 |
254.6730 USD |
|
Sale |
24 |
254.2587 USD |
|
Sale |
30 |
253.9700 USD |
|
Sale |
31 |
254.3900 USD |
|
Sale |
33 |
253.4427 USD |
|
Sale |
34 |
254.6800 USD |
|
Sale |
54 |
254.8500 USD |
|
Sale |
100 |
254.5000 USD |
|
Sale |
100 |
254.5100 USD |
|
Sale |
100 |
255.0100 USD |
|
Sale |
100 |
255.0400 USD |
|
Sale |
100 |
255.1400 USD |
|
Sale |
105 |
254.6071 USD |
|
Sale |
120 |
253.3800 USD |
|
Sale |
134 |
254.8444 USD |
|
Sale |
145 |
254.3818 USD |
|
Sale |
200 |
255.0900 USD |
|
Sale |
200 |
254.5800 USD |
|
Sale |
240 |
254.1953 USD |
|
Sale |
400 |
253.2209 USD |
|
Sale |
540 |
254.7970 USD |
|
Sale |
643 |
254.4880 USD |
|
Sale |
757 |
254.5899 USD |
|
Sale |
1,096 |
254.6472 USD |
|
Sale |
1,331 |
253.4434 USD |
|
Sale |
1,376 |
254.5565 USD |
|
Sale |
1,659 |
254.5640 USD |
|
Sale |
1,864 |
253.2096 USD |
|
Sale |
2,058 |
254.8083 USD |
|
Sale |
2,146 |
253.1825 USD |
|
Sale |
2,582 |
253.1800 USD |
|
Sale |
2,686 |
254.1872 USD |
|
Sale |
3,236 |
254.5062 USD |
|
Sale |
3,281 |
254.2194 USD |
|
Sale |
3,621 |
253.7464 USD |
|
Sale |
3,769 |
254.5719 USD |
|
Sale |
4,239 |
254.3104 USD |
|
Sale |
6,776 |
253.7132 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: |
25 May 2021 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210525005723/en/
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