Form 8.3 - AON PLC
Form 8.3 - AON PLC
BARCLAYS PLC
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 17 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities |
|
|
|
|
|
453,051 |
0.20% |
1,776,568 |
0.79% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
197,981 |
0.09% |
7,021 |
0.00% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
675,232 |
0.30% |
1,807,789 |
0.80% |
||
|
|
|
|
|
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
|
Purchase |
1 |
254.7400 USD |
|
Purchase |
2 |
254.0800 USD |
|
Purchase |
6 |
254.2400 USD |
|
Purchase |
19 |
254.7200 USD |
|
Purchase |
19 |
253.8400 USD |
|
Purchase |
79 |
254.0041 USD |
|
Purchase |
100 |
254.0700 USD |
|
Purchase |
100 |
254.6400 USD |
|
Purchase |
100 |
253.4800 USD |
|
Purchase |
100 |
254.0500 USD |
|
Purchase |
100 |
254.6000 USD |
|
Purchase |
121 |
253.8626 USD |
|
Purchase |
200 |
254.0400 USD |
|
Purchase |
210 |
255.2571 USD |
|
Purchase |
260 |
254.2658 USD |
|
Purchase |
275 |
253.4600 USD |
|
Purchase |
300 |
253.8266 USD |
|
Purchase |
400 |
254.2825 USD |
|
Purchase |
401 |
253.4994 USD |
|
Purchase |
972 |
254.9323 USD |
|
Purchase |
1,458 |
254.5949 USD |
|
Purchase |
1,493 |
255.2100 USD |
|
Purchase |
2,992 |
254.8643 USD |
|
Purchase |
3,362 |
255.0542 USD |
|
Purchase |
3,714 |
255.2000 USD |
|
Purchase |
5,346 |
255.2005 USD |
|
Purchase |
5,628 |
253.7306 USD |
|
Purchase |
6,997 |
254.8632 USD |
|
Purchase |
10,388 |
254.4220 USD |
|
Purchase |
12,368 |
254.5088 USD |
|
Purchase |
19,006 |
255.1871 USD |
|
Purchase |
23,862 |
254.7283 USD |
|
Sale |
1 |
255.2700 USD |
|
Sale |
3 |
255.3900 USD |
|
Sale |
3 |
255.4600 USD |
|
Sale |
4 |
255.3300 USD |
|
Sale |
4 |
254.8975 USD |
|
Sale |
6 |
255.2750 USD |
|
Sale |
9 |
255.4100 USD |
|
Sale |
15 |
255.0800 USD |
|
Sale |
15 |
255.1050 USD |
|
Sale |
15 |
255.2900 USD |
|
Sale |
16 |
255.4000 USD |
|
Sale |
21 |
255.3200 USD |
|
Sale |
30 |
255.2775 USD |
|
Sale |
42 |
255.1900 USD |
|
Sale |
60 |
255.1733 USD |
|
Sale |
61 |
255.2057 USD |
|
Sale |
75 |
255.2620 USD |
|
Sale |
75 |
255.2600 USD |
|
Sale |
80 |
255.3575 USD |
|
Sale |
80 |
255.2650 USD |
|
Sale |
84 |
255.2050 USD |
|
Sale |
84 |
255.1850 USD |
|
Sale |
84 |
255.1550 USD |
|
Sale |
84 |
255.1100 USD |
|
Sale |
97 |
255.0790 USD |
|
Sale |
99 |
255.2800 USD |
|
Sale |
100 |
255.3160 USD |
|
Sale |
100 |
255.1000 USD |
|
Sale |
120 |
255.3133 USD |
|
Sale |
120 |
255.2816 USD |
|
Sale |
120 |
255.1216 USD |
|
Sale |
123 |
255.2368 USD |
|
Sale |
168 |
255.3100 USD |
|
Sale |
180 |
255.0933 USD |
|
Sale |
200 |
255.2570 USD |
|
Sale |
200 |
254.0400 USD |
|
Sale |
210 |
255.3440 USD |
|
Sale |
230 |
254.8352 USD |
|
Sale |
233 |
255.1631 USD |
|
Sale |
252 |
255.2433 USD |
|
Sale |
260 |
254.2658 USD |
|
Sale |
318 |
255.2397 USD |
|
Sale |
320 |
255.1759 USD |
|
Sale |
336 |
255.2693 USD |
|
Sale |
378 |
255.2661 USD |
|
Sale |
384 |
253.9513 USD |
|
Sale |
400 |
254.5775 USD |
|
Sale |
462 |
255.2645 USD |
|
Sale |
470 |
253.7900 USD |
|
Sale |
600 |
254.9100 USD |
|
Sale |
968 |
254.6833 USD |
|
Sale |
1,100 |
254.9781 USD |
|
Sale |
1,292 |
254.7826 USD |
|
Sale |
1,300 |
255.0339 USD |
|
Sale |
1,468 |
255.0950 USD |
|
Sale |
1,492 |
254.0472 USD |
|
Sale |
1,568 |
255.1985 USD |
|
Sale |
1,802 |
255.2000 USD |
|
Sale |
2,116 |
254.7419 USD |
|
Sale |
2,173 |
254.5425 USD |
|
Sale |
2,348 |
254.6096 USD |
|
Sale |
2,814 |
254.8984 USD |
|
Sale |
3,500 |
254.8583 USD |
|
Sale |
5,700 |
253.4829 USD |
|
Sale |
8,011 |
254.9199 USD |
|
Sale |
8,541 |
254.8940 USD |
|
Sale |
8,662 |
254.8950 USD |
|
Sale |
10,249 |
254.4605 USD |
|
Sale |
12,260 |
254.5408 USD |
|
Sale |
18,971 |
255.1868 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 18 May 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
|
Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
|
Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
|
Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210518005600/en/
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