FORM 8.3 - AON PLC

FORM 8.3 - AON PLC

BARCLAYS PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 08 February 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

431,215

0.19%

2,414,280

1.06%

 

(2)

Derivatives (other than options):

605,730

0.26%

30,257

0.01%

 

(3)

Options and agreements to
purchase/sell:

23,000

0.01%

23,000

0.01%

 
TOTAL:

1,059,945

0.46%

2,467,537

1.08%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

224.7100 USD

Purchase

1

224.6900 USD

Purchase

2

221.6000 USD

Purchase

3

224.8316 USD

Purchase

3

224.5500 USD

Purchase

20

223.3485 USD

Purchase

35

224.7800 USD

Purchase

43

224.4200 USD

Purchase

55

222.1858 USD

Purchase

63

222.5358 USD

Purchase

82

221.5812 USD

Purchase

95

222.5148 USD

Purchase

99

222.0676 USD

Purchase

100

223.5300 USD

Purchase

100

224.4450 USD

Purchase

100

224.2600 USD

Purchase

100

223.9300 USD

Purchase

100

223.6850 USD

Purchase

100

223.6150 USD

Purchase

100

223.6000 USD

Purchase

100

223.1000 USD

Purchase

100

222.9750 USD

Purchase

104

223.6155 USD

Purchase

133

222.3222 USD

Purchase

134

223.6338 USD

Purchase

153

223.8681 USD

Purchase

160

221.9870 USD

Purchase

165

223.1100 USD

Purchase

189

224.0300 USD

Purchase

200

222.4900 USD

Purchase

201

224.3500 USD

Purchase

201

223.3357 USD

Purchase

206

223.3584 USD

Purchase

207

223.8700 USD

Purchase

260

222.3087 USD

Purchase

324

223.4825 USD

Purchase

494

223.7210 USD

Purchase

500

223.1889 USD

Purchase

518

222.5873 USD

Purchase

623

223.9100 USD

Purchase

781

223.5837 USD

Purchase

1,200

223.1043 USD

Purchase

1,307

222.3526 USD

Purchase

1,524

225.6400 USD

Purchase

2,744

222.6220 USD

Purchase

3,540

223.3062 USD

Purchase

4,175

225.5128 USD

Purchase

7,948

223.5819 USD

Purchase

9,152

224.9847 USD

Purchase

9,153

224.2639 USD

Purchase

12,637

223.3752 USD

Purchase

18,658

222.9139 USD

Purchase

19,311

224.4347 USD

Purchase

27,000

223.2602 USD

Sale

4

224.5400 USD

Sale

12

223.5600 USD

Sale

18

222.2961 USD

Sale

20

224.1930 USD

Sale

27

222.7929 USD

Sale

28

222.7158 USD

Sale

32

222.6687 USD

Sale

36

224.5094 USD

Sale

43

224.0850 USD

Sale

43

222.4502 USD

Sale

43

221.5109 USD

Sale

46

223.7982 USD

Sale

53

222.8479 USD

Sale

56

222.4071 USD

Sale

57

224.2889 USD

Sale

59

222.6913 USD

Sale

64

224.2061 USD

Sale

64

223.9818 USD

Sale

66

225.1200 USD

Sale

66

225.1000 USD

Sale

76

224.0130 USD

Sale

80

223.2662 USD

Sale

81

223.9570 USD

Sale

88

223.4051 USD

Sale

90

224.2100 USD

Sale

94

223.9104 USD

Sale

100

223.1600 USD

Sale

100

221.1200 USD

Sale

100

224.3000 USD

Sale

100

224.2600 USD

Sale

100

222.6300 USD

Sale

100

223.6162 USD

Sale

105

222.5116 USD

Sale

110

221.7616 USD

Sale

110

221.5787 USD

Sale

114

222.8010 USD

Sale

118

224.2135 USD

Sale

128

223.5796 USD

Sale

130

225.4484 USD

Sale

149

223.4890 USD

Sale

170

223.7894 USD

Sale

186

223.1844 USD

Sale

198

222.5957 USD

Sale

200

222.3025 USD

Sale

200

223.3200 USD

Sale

200

222.8775 USD

Sale

209

223.3876 USD

Sale

233

223.9072 USD

Sale

241

224.5025 USD

Sale

258

223.2358 USD

Sale

260

223.8231 USD

Sale

265

223.1062 USD

Sale

300

223.6700 USD

Sale

302

224.0398 USD

Sale

312

222.8150 USD

Sale

344

223.0380 USD

Sale

398

222.8963 USD

Sale

400

222.0650 USD

Sale

428

223.4555 USD

Sale

450

223.4188 USD

Sale

500

223.8880 USD

Sale

500

223.4140 USD

Sale

573

223.8700 USD

Sale

600

222.9225 USD

Sale

600

223.1043 USD

Sale

600

224.5433 USD

Sale

606

224.4441 USD

Sale

610

222.8403 USD

Sale

638

225.5034 USD

Sale

641

222.7721 USD

Sale

1,123

223.8869 USD

Sale

1,264

222.2937 USD

Sale

1,524

225.6400 USD

Sale

1,564

223.4624 USD

Sale

1,585

223.1566 USD

Sale

1,700

222.7726 USD

Sale

1,748

223.1373 USD

Sale

2,273

223.3831 USD

Sale

2,500

222.3507 USD

Sale

2,565

224.3345 USD

Sale

2,727

223.1232 USD

Sale

3,062

223.8051 USD

Sale

4,988

223.5776 USD

Sale

5,459

225.5367 USD

Sale

6,296

225.2843 USD

Sale

7,524

223.2538 USD

Sale

8,449

222.7991 USD

Sale

10,779

224.6526 USD

Sale

10,952

223.4095 USD

Sale

13,016

223.8126 USD

Sale

20,774

223.3523 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

UK 100

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