FORM 8.3 - AON PLC - AMENDMENT
FORM 8.3 - AON PLC - AMENDMENT
BARCLAYS PLC
Ap19
FORM 8.3 - Amendment to sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) |
Barclays PLC. |
|
| Company dealt in |
AON PLC |
|
| Class of relevant security to which the |
ORD |
|
| dealings being disclosed relate (Note 2) | ||
| Date of dealing |
22 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
|
(1) |
Relevant securities | ||||
|
551,199 |
0.24% |
1,735,193 |
0.77% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
123,157 |
0.05% |
7,125 |
0.00% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
|
698,556 |
0.31% |
1,766,518 |
0.78% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
5 |
231.8800 USD |
| Purchase |
5 |
231.8900 USD |
| Purchase |
9 |
231.1200 USD |
| Purchase |
12 |
232.9891 USD |
| Purchase |
17 |
231.1176 USD |
| Purchase |
22 |
230.9300 USD |
| Purchase |
30 |
230.4893 USD |
| Purchase |
33 |
230.8451 USD |
| Purchase |
36 |
231.8348 USD |
| Purchase |
42 |
230.5600 USD |
| Purchase |
44 |
231.1750 USD |
| Purchase |
50 |
232.2844 USD |
| Purchase |
58 |
231.1800 USD |
| Purchase |
65 |
231.8936 USD |
| Purchase |
66 |
230.9566 USD |
| Purchase |
66 |
231.0400 USD |
| Purchase |
88 |
230.9925 USD |
| Purchase |
100 |
230.4200 USD |
| Purchase |
100 |
230.8350 USD |
| Purchase |
100 |
232.0950 USD |
| Purchase |
101 |
232.1000 USD |
| Purchase |
110 |
230.9620 USD |
| Purchase |
110 |
230.8760 USD |
| Purchase |
150 |
230.5700 USD |
| Purchase |
153 |
232.3400 USD |
| Purchase |
176 |
230.8750 USD |
| Purchase |
176 |
230.8650 USD |
| Purchase |
200 |
230.2940 USD |
| Purchase |
200 |
231.5300 USD |
| Purchase |
200 |
232.0250 USD |
| Purchase |
242 |
230.9109 USD |
| Purchase |
600 |
231.9233 USD |
| Purchase |
649 |
231.1202 USD |
| Purchase |
800 |
232.1575 USD |
| Purchase |
900 |
230.7744 USD |
| Purchase |
1,000 |
230.9180 USD |
| Purchase |
1,327 |
231.3524 USD |
| Purchase |
1,373 |
231.0926 USD |
| Purchase |
1,443 |
232.2740 USD |
| Purchase |
1,516 |
231.6018 USD |
| Purchase |
1,605 |
230.9437 USD |
| Purchase |
2,196 |
231.1141 USD |
| Purchase |
2,382 |
231.4135 USD |
| Purchase |
3,733 |
231.1753 USD |
| Purchase |
4,131 |
230.9298 USD |
| Purchase |
4,964 |
231.3134 USD |
| Purchase |
5,014 |
231.4442 USD |
| Purchase |
5,561 |
231.0732 USD |
| Purchase |
5,592 |
231.4714 USD |
| Purchase |
6,943 |
231.1983 USD |
| Purchase |
7,486 |
231.1961 USD |
| Purchase |
11,164 |
231.3206 USD |
| Purchase |
15,578 |
231.2240 USD |
| Purchase |
16,859 |
231.1500 USD |
| Purchase |
48,166 |
231.2642 USD |
| Sale |
5 |
230.4660 USD |
| Sale |
9 |
230.7633 USD |
| Sale |
25 |
230.4940 USD |
| Sale |
27 |
230.9711 USD |
| Sale |
33 |
231.5954 USD |
| Sale |
42 |
230.5600 USD |
| Sale |
50 |
231.3916 USD |
| Sale |
50 |
232.2844 USD |
| Sale |
58 |
231.5886 USD |
| Sale |
58 |
231.1800 USD |
| Sale |
63 |
231.0547 USD |
| Sale |
72 |
231.1741 USD |
| Sale |
87 |
231.2196 USD |
| Sale |
100 |
230.4200 USD |
| Sale |
100 |
230.7900 USD |
| Sale |
129 |
231.0360 USD |
| Sale |
130 |
231.5804 USD |
| Sale |
141 |
231.2164 USD |
| Sale |
200 |
230.5325 USD |
| Sale |
200 |
230.5645 USD |
| Sale |
300 |
231.5350 USD |
| Sale |
300 |
230.7800 USD |
| Sale |
400 |
231.2950 USD |
| Sale |
400 |
231.4462 USD |
| Sale |
400 |
231.3375 USD |
| Sale |
499 |
231.5421 USD |
| Sale |
500 |
230.7910 USD |
| Sale |
800 |
230.9131 USD |
| Sale |
1,354 |
231.5057 USD |
| Sale |
1,360 |
231.9566 USD |
| Sale |
1,656 |
231.5230 USD |
| Sale |
1,700 |
230.9453 USD |
| Sale |
1,901 |
231.0266 USD |
| Sale |
1,991 |
231.0678 USD |
| Sale |
3,143 |
232.1558 USD |
| Sale |
3,209 |
231.5160 USD |
| Sale |
3,643 |
231.3071 USD |
| Sale |
4,790 |
231.2736 USD |
| Sale |
7,095 |
231.1500 USD |
| Sale |
12,424 |
231.2349 USD |
| Sale |
15,831 |
231.1562 USD |
| Sale |
15,999 |
231.2134 USD |
| Sale |
70,474 |
231.2529 USD |
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: |
26 Apr 2021 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name |
Written or |
Number of |
Exercise |
Type |
Expiry |
|
purchased |
relevant securities |
price |
|
date |
|
|
|
to which the option |
|
|
|
|
|
|
or derivative |
|
|
|
|
|
|
relates |
|
|
|
|
| Put Options |
Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
| Call Options |
Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
| Call Options |
Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
| Put Options |
Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
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