FORM 8.3 - AON PLC - AMENDMENT
FORM 8.3 - AON PLC - AMENDMENT
BARCLAYS PLC
FORM 8.3
Amendment to purchase
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | AON PLC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 16 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
|
Number |
(%) |
Number |
(%) |
||
|
(1) |
Relevant securities |
|
|
|
|
|
489,951 |
0.22% |
1,729,454 |
0.77% |
||
|
|
|
|
|
||
|
(2) |
Derivatives (other than options): |
|
|
|
|
|
114,683 |
0.05% |
13,691 |
0.01% |
||
|
|
|
|
|
||
|
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: |
24,200 |
0.01% |
24,200 |
0.01% |
|
|
|
|
|
|
||
|
(4) |
TOTAL: |
|
|
|
|
|
628,834 |
0.28% |
1,767,345 |
0.78% |
||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
||||
|
|
Number |
|
(%) |
Number |
|
(%) |
|
(1) Relevant securities |
|
|
||||
|
(2) Derivatives (other than options) |
|
|
||||
|
(3) Options and agreements to purchase/sell |
|
|
||||
|
Total |
|
|
||||
|
|
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale |
Number of relevant securities |
Price per unit |
| Purchase |
1 |
238.6100 USD |
| Purchase |
3 |
239.7100 USD |
| Purchase |
3 |
239.4333 USD |
| Purchase |
4 |
238.7700 USD |
| Purchase |
23 |
238.6952 USD |
| Purchase |
58 |
239.4756 USD |
| Purchase |
61 |
239.4736 USD |
| Purchase |
63 |
238.5600 USD |
| Purchase |
100 |
239.5400 USD |
| Purchase |
100 |
238.0800 USD |
| Purchase |
100 |
238.7300 USD |
| Purchase |
100 |
238.1500 USD |
| Purchase |
106 |
238.6930 USD |
| Purchase |
107 |
238.7553 USD |
| Purchase |
109 |
238.8369 USD |
| Purchase |
112 |
238.7994 USD |
| Purchase |
123 |
238.7870 USD |
| Purchase |
181 |
238.6666 USD |
| Purchase |
188 |
238.7282 USD |
| Purchase |
200 |
238.7550 USD |
| Purchase |
200 |
238.4150 USD |
| Purchase |
216 |
238.9737 USD |
| Purchase |
300 |
239.5900 USD |
| Purchase |
300 |
239.4583 USD |
| Purchase |
405 |
239.4220 USD |
| Purchase |
420 |
239.5133 USD |
| Purchase |
546 |
238.7998 USD |
| Purchase |
751 |
239.5516 USD |
| Purchase |
897 |
238.9175 USD |
| Purchase |
1,190 |
238.7014 USD |
| Purchase |
1,274 |
238.3720 USD |
| Purchase |
1,593 |
239.1273 USD |
| Purchase |
2,074 |
238.6811 USD |
| Purchase |
2,267 |
239.4540 USD |
| Purchase |
2,609 |
239.2104 USD |
| Purchase |
3,084 |
238.7469 USD |
| Purchase |
3,151 |
238.6817 USD |
| Purchase |
3,350 |
238.6856 USD |
| Purchase |
5,423 |
238.8786 USD |
| Purchase |
7,597 |
238.5264 USD |
| Purchase |
7,815 |
238.1400 USD |
| Purchase |
7,938 |
238.6847 USD |
| Purchase |
9,196 |
238.6107 USD |
| Purchase |
10,818 |
239.1200 USD |
| Purchase |
13,571 |
238.1797 USD |
| Purchase |
16,520 |
238.4786 USD |
| Purchase |
21,589 |
238.9046 USD |
| Purchase |
44,430 |
238.7225 USD |
| Sale |
1 |
238.6100 USD |
| Sale |
3 |
239.7100 USD |
| Sale |
4 |
239.3900 USD |
| Sale |
6 |
239.4333 USD |
| Sale |
11 |
238.5990 USD |
| Sale |
23 |
238.6957 USD |
| Sale |
48 |
238.6000 USD |
| Sale |
52 |
238.5217 USD |
| Sale |
63 |
238.5600 USD |
| Sale |
66 |
238.8000 USD |
| Sale |
75 |
238.3800 USD |
| Sale |
100 |
237.9100 USD |
| Sale |
100 |
239.2500 USD |
| Sale |
100 |
239.3600 USD |
| Sale |
109 |
238.5935 USD |
| Sale |
116 |
239.4756 USD |
| Sale |
122 |
236.6773 USD |
| Sale |
126 |
237.9500 USD |
| Sale |
130 |
238.2200 USD |
| Sale |
133 |
238.1400 USD |
| Sale |
139 |
238.7511 USD |
| Sale |
181 |
238.7306 USD |
| Sale |
186 |
238.6197 USD |
| Sale |
195 |
238.4752 USD |
| Sale |
200 |
238.5404 USD |
| Sale |
239 |
238.2230 USD |
| Sale |
301 |
238.0669 USD |
| Sale |
339 |
238.6020 USD |
| Sale |
408 |
237.7545 USD |
| Sale |
469 |
238.3939 USD |
| Sale |
479 |
239.0653 USD |
| Sale |
600 |
239.4408 USD |
| Sale |
618 |
238.2938 USD |
| Sale |
622 |
238.4996 USD |
| Sale |
629 |
238.6260 USD |
| Sale |
704 |
238.6568 USD |
| Sale |
821 |
239.3905 USD |
| Sale |
864 |
238.2241 USD |
| Sale |
896 |
238.6281 USD |
| Sale |
1,006 |
238.6216 USD |
| Sale |
1,045 |
238.6745 USD |
| Sale |
1,243 |
238.6541 USD |
| Sale |
1,296 |
239.2576 USD |
| Sale |
1,339 |
238.6152 USD |
| Sale |
1,412 |
238.5732 USD |
| Sale |
1,788 |
239.1277 USD |
| Sale |
2,029 |
238.2233 USD |
| Sale |
2,049 |
238.5724 USD |
| Sale |
2,981 |
238.3103 USD |
| Sale |
3,101 |
238.6303 USD |
| Sale |
3,173 |
238.2658 USD |
| Sale |
5,678 |
238.8523 USD |
| Sale |
6,320 |
239.0898 USD |
| Sale |
6,447 |
238.8021 USD |
| Sale |
7,028 |
238.8302 USD |
| Sale |
8,392 |
239.0932 USD |
| Sale |
17,973 |
239.1200 USD |
| Sale |
24,276 |
238.4052 USD |
| Sale |
26,438 |
238.8743 USD |
| Sale |
35,487 |
238.6177 USD |
(b) Derivatives transactions (other than options transactions)
| Product Name | Nature of transaction | Number of relevant securities | Price per |
| unit | |||
| SWAP |
Long |
12,707 |
238.2660 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
|
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Apr 2021 |
| Contact name: |
Large Holdings Regulatory Operations |
| Telephone number: |
020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected |
|
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
|
relates |
|
|
|
||
| Put Options | Purchased |
-1,200 |
220.0000 |
American |
Jul 16, 2021 |
| Call Options | Purchased |
1,200 |
240.0000 |
American |
Jul 16, 2021 |
| Call Options | Purchased |
23,000 |
220.0000 |
American |
Jul 16, 2021 |
| Put Options | Purchased |
-23,000 |
200.0000 |
American |
Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210421005670/en/
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