Form 8.3 - Abbvie Plc

Form 8.3 - Abbvie Plc

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	02 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		3,163,585	0.21%	4,157,575	0.28%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		1,921,037	0.13%	474,700	0.03%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,625,600	0.18%	1,305,300	0.09%
		Â	Â	Â	Â
	TOTAL:	Â	Â	Â	Â
		7,710,222	0.52%	5,937,575	0.40%
		Â	Â	Â	Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	33	88.9100 USD
Purchase	90	89.1000 USD
Purchase	100	88.9000 USD
Purchase	100	89.1800 USD
Purchase	100	89.3400 USD
Purchase	100	89.1600 USD
Purchase	159	89.1637 USD
Purchase	172	89.2506 USD
Purchase	190	88.9373 USD
Purchase	200	88.9800 USD
Purchase	300	89.1566 USD
Purchase	310	89.2220 USD
Purchase	313	89.5241 USD
Purchase	400	89.1550 USD
Purchase	418	89.0100 USD
Purchase	500	89.1100 USD
Purchase	500	89.0640 USD
Purchase	800	89.0688 USD
Purchase	800	89.1356 USD
Purchase	800	88.9425 USD
Purchase	800	89.0725 USD
Purchase	869	89.2459 USD
Purchase	872	89.4967 USD
Purchase	900	88.8938 USD
Purchase	1,077	88.9079 USD
Purchase	1,400	88.8650 USD
Purchase	1,500	89.1713 USD
Purchase	1,500	89.0400 USD
Purchase	1,911	89.2513 USD
Purchase	2,094	89.2096 USD
Purchase	2,210	89.0540 USD
Purchase	2,794	89.2002 USD
Purchase	3,100	89.0812 USD
Purchase	3,100	89.0160 USD
Purchase	3,300	88.9183 USD
Purchase	3,700	89.0498 USD
Purchase	4,141	88.9102 USD
Purchase	5,400	89.0583 USD
Purchase	5,825	89.0823 USD
Purchase	6,100	89.2900 USD
Purchase	6,773	89.2701 USD
Purchase	9,500	89.1324 USD
Purchase	12,990	89.0288 USD
Purchase	13,900	89.0447 USD
Purchase	17,126	89.2117 USD
Purchase	20,200	89.0710 USD
Purchase	38,231	89.5500 USD
Purchase	165,619	89.1711 USD
Sale	3	89.1200 USD
Sale	13	89.4600 USD
Sale	99	89.1400 USD
Sale	100	89.4650 USD
Sale	100	89.4700 USD
Sale	100	89.0600 USD
Sale	100	88.6750 USD
Sale	100	89.1100 USD
Sale	101	88.6152 USD
Sale	181	88.8712 USD
Sale	187	89.2330 USD
Sale	200	89.1947 USD
Sale	200	89.0800 USD
Sale	200	89.0350 USD
Sale	200	88.5800 USD
Sale	200	88.5400 USD
Sale	200	88.5500 USD
Sale	200	89.2400 USD
Sale	201	89.0250 USD
Sale	259	89.1623 USD
Sale	297	89.0134 USD
Sale	300	88.8433 USD
Sale	300	88.8633 USD
Sale	300	88.9233 USD
Sale	300	89.0133 USD
Sale	300	89.0700 USD
Sale	300	89.0933 USD
Sale	300	89.1033 USD
Sale	300	89.1366 USD
Sale	300	89.1466 USD
Sale	300	89.1866 USD
Sale	400	88.9938 USD
Sale	400	89.0400 USD
Sale	400	89.1537 USD
Sale	400	89.0950 USD
Sale	402	89.0150 USD
Sale	470	88.8942 USD
Sale	475	89.0176 USD
Sale	500	88.9230 USD
Sale	500	88.9280 USD
Sale	500	89.1730 USD
Sale	600	89.0833 USD
Sale	600	89.4816 USD
Sale	602	89.4516 USD
Sale	625	89.0084 USD
Sale	641	88.5600 USD
Sale	692	89.0755 USD
Sale	754	89.1055 USD
Sale	772	89.1092 USD
Sale	800	89.0200 USD
Sale	854	88.8194 USD
Sale	872	89.4967 USD
Sale	899	88.9601 USD
Sale	918	89.0100 USD
Sale	1,135	89.0821 USD
Sale	1,300	89.1215 USD
Sale	1,400	88.8650 USD
Sale	1,498	89.1621 USD
Sale	1,658	88.6849 USD
Sale	2,016	88.8574 USD
Sale	2,609	89.1282 USD
Sale	3,000	89.0789 USD
Sale	3,551	89.0375 USD
Sale	3,700	89.0499 USD
Sale	3,700	89.0498 USD
Sale	4,703	89.0119 USD
Sale	6,200	89.2900 USD
Sale	6,600	88.9183 USD
Sale	7,100	89.0423 USD
Sale	9,227	88.9963 USD
Sale	9,300	89.0693 USD
Sale	10,064	89.0733 USD
Sale	11,200	89.0834 USD
Sale	11,500	89.0477 USD
Sale	12,225	89.0268 USD
Sale	12,505	89.3438 USD
Sale	16,449	89.2307 USD
Sale	28,591	89.0837 USD
Sale	29,418	89.5500 USD
Sale	38,798	89.0625 USD
Sale	62,782	89.3541 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price	Â	date	money
	selling,	securities	Â	Â	Â	paid/
	varying etc	to which	Â	Â	Â	received
	Â	option	Â	Â	Â	Â
	Â	relates	Â	Â	Â	Â
Call Option	Purchasing	200	80 USD	American	18 Sep 2020	11.7000 USD
Call Option	Purchasing	100	85 USD	American	21 Feb 2020	5.0000 USD
Call Option	Purchasing	200	89 USD	American	10 Jan 2020	1.0200 USD
Call Option	Purchasing	13,900	89 USD	American	17 Jan 2020	1.3058 USD
Call Option	Purchasing	100	90 USD	American	18 Sep 2020	6.0000 USD
Call Option	Purchasing	200	91 USD	American	10 Jan 2020	0.2600 USD
Call Option	Purchasing	100	91 USD	American	10 Jan 2020	0.4200 USD
Call Option	Purchasing	1,000	91 USD	American	17 Jan 2020	0.4800 USD
Call Option	Selling	300	70 USD	American	17 Jan 2020	18.7733 USD
Call Option	Selling	200	80 USD	American	17 Jan 2020	8.8950 USD
Call Option	Selling	13,900	89 USD	American	3 Jan 2020	0.8058 USD
Call Option	Selling	4,600	90 USD	American	3 Jan 2020	0.0800 USD
Call Option	Selling	1,000	95 USD	American	17 Jan 2020	0.0800 USD
Put Option	Purchasing	700	78 USD	American	21 Feb 2020	0.5500 USD
Put Option	Purchasing	100	85 USD	American	21 Feb 2020	1.8700 USD
Put Option	Purchasing	100	86 USD	American	10 Jan 2020	0.1500 USD
Put Option	Purchasing	600	88 USD	American	10 Jan 2020	0.4000 USD
Put Option	Purchasing	100	88 USD	American	31 Jan 2020	2.1300 USD
Put Option	Purchasing	100	89 USD	American	3 Jan 2020	0.1900 USD
Put Option	Purchasing	500	89 USD	American	10 Jan 2020	0.9300 USD
Put Option	Purchasing	300	89 USD	American	17 Jan 2020	1.9866 USD
Put Option	Purchasing	12,700	90 USD	American	17 Jan 2020	2.7276 USD
Put Option	Purchasing	200	93 USD	American	18 Sep 2020	10.4300 USD
Put Option	Selling	300	78 USD	American	17 Jan 2020	0.1000 USD
Put Option	Selling	100	88 USD	American	3 Jan 2020	0.0300 USD
Put Option	Selling	800	88 USD	American	17 Jan 2020	1.5500 USD
Put Option	Selling	500	89 USD	American	10 Jan 2020	0.7300 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	3 Jan 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written orÂ	Number of	Exercise	Type	Expiry
Â	purchased	relevant securitiesÂ	price	Â	date
Â	Â	to which the optionÂ	Â	Â	Â
Â	Â	or derivativeÂ	Â	Â	Â
Â	Â	relates	Â	Â	Â
Put Options	  Written	363,000	65.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	4,000	72.5000 Â	American	Feb 21, 2020
Put Options	  Written	9,200	85.5000 Â	American	Jan 31, 2020
Put Options	  Written	101,800	60.0000 Â	American	Jun 19, 2020
Put Options	  Written	11,300	87.5000 Â	American	Feb 21, 2020
Put Options	  Written	1,100	85.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	1,000	72.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	200	50.0000 Â	American	Jan 21, 2022
Call Options	  Purchased	400	94.0000 Â	American	Jan 10, 2020
Call Options	  Purchased	3,300	87.5000 Â	American	May 15, 2020
Call Options	  Purchased	200	90.5000 Â	American	Jan 3, 2020
Call Options	  Purchased	100	72.5000 Â	American	Sep 18, 2020
Put Options	  Written	11,400	82.5000 Â	American	Jan 17, 2020
Put Options	  Written	4,500	77.5000 Â	American	Jan 17, 2020
Put Options	  Written	4,000	37.5000 Â	American	Jan 21, 2022
Put Options	  Written	2,900	75.0000 Â	American	Jun 19, 2020
Put Options	  Written	1,900	70.0000 Â	American	May 15, 2020
Call Options	  Purchased	200	94.0000 Â	American	Jan 3, 2020
Put Options	  Written	1,000	82.5000 Â	American	Jan 15, 2021
Put Options	  Written	300	88.5000 Â	American	Jan 10, 2020
Put Options	  Written	9,500	88.0000 Â	American	Jan 31, 2020
Call Options	  Purchased	600	75.0000 Â	American	May 15, 2020
Call Options	  Purchased	200	55.0000 Â	American	Sep 18, 2020
Put Options	  Written	13,300	75.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	700	50.0000 Â	American	Jan 15, 2021
Call Options	  Purchased	100	67.5000 Â	American	Sep 18, 2020
Put Options	  Purchased	-48,300	85.0000 Â	American	May 15, 2020
Call Options	  Written	-200	100.0000 Â	American	Jan 3, 2020
Put Options	  Purchased	-3,200	88.0000 Â	American	Jan 3, 2020
Put Options	  Purchased	-600	105.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-300	88.5000 Â	American	Jan 3, 2020
Put Options	  Purchased	-3,000	135.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-3,900	57.5000 Â	American	Jan 17, 2020
Call Options	  Written	-8,300	70.0000 Â	American	Feb 21, 2020
Put Options	  Purchased	-600	55.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-1,000	130.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-2,000	86.5000 Â	American	Jan 17, 2020
Call Options	  Written	-1,000	91.5000 Â	American	Jan 10, 2020
Call Options	  Written	-4,500	115.0000 Â	American	Jan 21, 2022
Call Options	  Written	-11,700	97.5000 Â	American	Jan 17, 2020
Put Options	  Purchased	-5,000	47.5000 Â	American	Jun 19, 2020
Put Options	  Purchased	-100	95.0000 Â	American	May 15, 2020
Call Options	  Written	-900	135.0000 Â	American	Jan 15, 2021
Call Options	  Written	-1,700	130.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-2,800	50.0000 Â	American	Jan 15, 2021
Call Options	  Written	-200	105.0000 Â	American	Feb 21, 2020
Call Options	  Written	-2,300	120.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-2,300	90.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-2,400	89.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-2,400	83.0000 Â	American	Jan 3, 2020
Call Options	  Written	-17,700	90.0000 Â	American	Jun 19, 2020
Put Options	  Purchased	-100	50.0000 Â	American	Jan 21, 2022
Put Options	  Written	302,100	60.0000 Â	American	Jan 15, 2021
Put Options	  Written	4,200	45.0000 Â	American	Jan 17, 2020
Put Options	  Written	3,900	50.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	1,200	72.5000 Â	American	Jun 19, 2020
Call Options	  Purchased	800	67.5000 Â	American	Feb 21, 2020
Call Options	  Purchased	100	88.5000 Â	American	Jan 10, 2020
Put Options	  Written	73,000	70.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	283,900	80.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	1,000	145.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	1,100	72.5000 Â	American	May 15, 2020
Call Options	  Purchased	1,300	55.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	1,000	91.0000 Â	American	Jan 3, 2020
Put Options	  Written	15,400	42.5000 Â	American	Feb 21, 2020
Put Options	  Written	49,000	95.0000 Â	American	Jan 17, 2020
Put Options	  Written	3,500	47.5000 Â	American	Jan 17, 2020
Put Options	  Written	600	62.5000 Â	American	Sep 18, 2020
Put Options	  Written	2,000	57.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	1,000	92.5000 Â	American	Feb 21, 2020
Put Options	  Written	400	83.0000 Â	American	Jan 17, 2020
Put Options	  Written	50,000	57.5000 Â	American	Jan 17, 2020
Call Options	  Purchased	7,200	95.0000 Â	American	May 15, 2020
Call Options	  Purchased	6,700	92.5000 Â	American	May 15, 2020
Call Options	  Purchased	4,100	85.0000 Â	American	Feb 21, 2020
Put Options	  Written	1,100	82.5000 Â	American	Sep 18, 2020
Call Options	  Purchased	9,100	95.0000 Â	American	Sep 18, 2020
Put Options	  Written	1,500	88.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	400	120.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-1,000	47.5000 Â	American	Jan 15, 2021
Call Options	  Written	-5,900	90.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-2,400	55.0000 Â	American	Jan 15, 2021
Call Options	  Written	-11,600	130.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-100	120.0000 Â	American	Jan 17, 2020
Call Options	  Written	-18,200	110.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-100	82.0000 Â	American	Jan 17, 2020
Call Options	  Written	-300	95.0000 Â	American	Jan 31, 2020
Put Options	  Purchased	-500	89.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-12,100	55.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-100	95.0000 Â	American	Jun 19, 2020
Put Options	  Purchased	-1,500	75.0000 Â	American	Sep 18, 2020
Call Options	  Written	-200	97.5000 Â	American	Feb 21, 2020
Call Options	  Written	-10,000	110.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-300	86.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-800	90.5000 Â	American	Jan 3, 2020
Put Options	  Purchased	-1,200	95.0000 Â	American	Feb 7, 2020
Put Options	  Purchased	-600	87.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-200	85.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-400	95.0000 Â	American	Sep 18, 2020
Call Options	  Purchased	1,000	60.0000 Â	American	Sep 18, 2020
Put Options	  Written	1,000	88.5000 Â	American	Jan 31, 2020
Put Options	  Written	22,600	91.0000 Â	American	Jan 17, 2020
Put Options	  Written	2,300	80.0000 Â	American	Jan 10, 2020
Call Options	  Purchased	500	62.5000 Â	American	May 15, 2020
Put Options	  Written	1,800	57.5000 Â	American	Feb 21, 2020
Call Options	  Purchased	1,000	92.0000 Â	American	Jan 3, 2020
Call Options	  Purchased	2,500	60.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	100	77.5000 Â	American	Jun 19, 2020
Call Options	  Purchased	2,300	60.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	500	97.5000 Â	American	May 15, 2020
Call Options	  Purchased	800	91.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	500	70.0000 Â	American	Jun 19, 2020
Put Options	  Written	16,500	62.5000 Â	American	Jan 17, 2020
Call Options	  Purchased	3,000	105.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	15,800	72.5000 Â	American	Jan 17, 2020
Call Options	  Written	-100	100.0000 Â	American	Jan 21, 2022
Put Options	  Purchased	-600	89.0000 Â	American	Jan 3, 2020
Put Options	  Purchased	-7,600	72.5000 Â	American	Feb 21, 2020
Call Options	  Written	-3,900	85.0000 Â	American	Jun 19, 2020
Put Options	  Purchased	-100	85.5000 Â	American	Jan 10, 2020
Call Options	  Written	-12,900	95.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-6,400	85.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-120,000	85.0000 Â	American	Feb 21, 2020
Call Options	  Written	-200	40.0000 Â	American	Jan 21, 2022
Put Options	  Purchased	-600	42.5000 Â	American	Sep 18, 2020
Put Options	  Purchased	-700	80.0000 Â	American	May 15, 2020
Put Options	  Purchased	-1,700	90.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-200	86.5000 Â	American	Jan 3, 2020
Put Options	  Purchased	-3,500	50.0000 Â	American	Jun 19, 2020
Call Options	  Written	-4,200	85.0000 Â	American	May 15, 2020
Put Options	  Purchased	-23,300	60.0000 Â	American	Jan 17, 2020
Call Options	  Written	-800	125.0000 Â	American	Jan 17, 2020
Call Options	  Written	-1,900	115.0000 Â	American	Sep 18, 2020
Call Options	  Written	-400	110.0000 Â	American	Jun 19, 2020
Call Options	  Written	-3,000	75.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-3,600	97.5000 Â	American	Feb 21, 2020
Put Options	  Purchased	-1,300	50.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-2,000	45.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-4,400	40.0000 Â	American	Jan 21, 2022
Call Options	  Written	-1,900	97.5000 Â	American	Jan 15, 2021
Call Options	  Written	-600	95.0000 Â	American	Feb 21, 2020
Call Options	  Written	-800	87.5000 Â	American	Jan 3, 2020
Call Options	  Written	-900	110.0000 Â	American	Feb 21, 2020
Call Options	  Written	-900	85.0000 Â	American	Sep 18, 2020
Call Options	  Written	-1,000	90.5000 Â	American	Jan 31, 2020
Put Options	  Purchased	-1,600	110.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-1,300	75.0000 Â	American	May 15, 2020
Put Options	  Written	155,900	65.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	3,200	55.0000 Â	American	Jan 15, 2021
Call Options	  Purchased	100	92.0000 Â	American	Jan 10, 2020
Call Options	  Purchased	300	93.5000 Â	American	Jan 3, 2020
Put Options	  Written	5,100	77.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	1,900	82.5000 Â	American	Feb 21, 2020
Put Options	  Written	600	80.0000 Â	American	Jun 19, 2020
Put Options	  Written	37,300	57.5000 Â	American	Jun 19, 2020
Call Options	  Purchased	2,100	87.5000 Â	American	Feb 21, 2020
Put Options	  Written	175,000	80.0000 Â	American	Jan 15, 2021
Put Options	  Written	2,500	47.5000 Â	American	Jan 21, 2022
Put Options	  Written	4,000	62.5000 Â	American	Feb 21, 2020
Call Options	  Purchased	1,000	65.0000 Â	American	Sep 18, 2020
Put Options	  Written	400	90.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	1,300	67.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	7,700	80.0000 Â	American	May 15, 2020
Put Options	  Written	600	90.0000 Â	American	Jan 3, 2020
Call Options	  Purchased	800	155.0000 Â	American	Jan 17, 2020
Put Options	  Written	200	37.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	1,300	92.5000 Â	American	Sep 18, 2020
Put Options	  Written	400	32.5000 Â	American	Sep 18, 2020
Call Options	  Purchased	5,700	90.0000 Â	American	Sep 18, 2020
Put Options	  Written	1,000	42.5000 Â	American	Jan 21, 2022
Put Options	  Written	100	85.0000 Â	American	Jan 31, 2020
Put Options	  Purchased	-5,000	42.5000 Â	American	Jun 19, 2020
Put Options	  Purchased	-9,100	87.5000 Â	American	May 15, 2020
Put Options	  Purchased	-100	100.0000 Â	American	Jan 21, 2022
Put Options	  Purchased	-200	92.5000 Â	American	Sep 18, 2020
Call Options	  Written	-2,100	97.5000 Â	American	Jun 19, 2020
Call Options	  Written	-79,900	70.0000 Â	American	Jan 15, 2021
Call Options	  Written	-400	67.5000 Â	American	Jun 19, 2020
Put Options	  Purchased	-2,100	70.0000 Â	American	Jan 15, 2021
Call Options	  Written	-11,800	90.0000 Â	American	Jan 31, 2020
Call Options	  Written	-8,000	75.0000 Â	American	Jan 17, 2020
Call Options	  Written	-200	110.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-1,200	72.5000 Â	American	Sep 18, 2020
Put Options	  Purchased	-2,200	40.0000 Â	American	Sep 18, 2020
Call Options	  Written	-5,200	85.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-400	87.5000 Â	American	Jan 3, 2020
Call Options	  Written	-13,200	88.5000 Â	American	Jan 3, 2020
Call Options	  Written	-51,100	92.5000 Â	American	Jan 15, 2021
Put Options	  Purchased	-1,500	105.0000 Â	American	Jun 19, 2020
Put Options	  Purchased	-2,900	90.0000 Â	American	Feb 21, 2020
Call Options	  Written	-11,900	92.5000 Â	American	Feb 21, 2020
Call Options	  Written	-1,200	77.5000 Â	American	Feb 21, 2020
Call Options	  Written	-1,200	92.5000 Â	American	Jan 31, 2020
Put Options	  Purchased	-2,800	42.5000 Â	American	Jan 17, 2020
Call Options	  Written	-4,600	115.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-100	67.5000 Â	American	Sep 18, 2020
Put Options	  Purchased	-500	86.0000 Â	American	Jan 3, 2020
Call Options	  Written	-200	70.0000 Â	American	Jan 21, 2022
Put Options	  Purchased	-1,200	87.0000 Â	American	Jan 10, 2020
Call Options	  Written	-100	45.0000 Â	American	Jan 21, 2022
Call Options	  Written	-600	89.5000 Â	American	Jan 24, 2020
Call Options	  Written	-6,800	105.0000 Â	American	Jan 17, 2020
Call Options	  Written	-8,000	100.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-200	87.5000 Â	American	Sep 18, 2020
Call Options	  Written	-4,200	93.5000 Â	American	Jan 31, 2020
Put Options	  Purchased	-700	87.5000 Â	American	Jan 10, 2020
Call Options	  Purchased	11,500	75.0000 Â	American	Sep 18, 2020
Put Options	  Written	8,300	86.5000 Â	American	Jan 24, 2020
Call Options	  Purchased	500	91.0000 Â	American	Jan 10, 2020
Call Options	  Purchased	1,100	60.0000 Â	American	Jan 15, 2021
Put Options	  Written	400	82.5000 Â	American	Feb 21, 2020
Call Options	  Purchased	24,900	90.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	100	62.5000 Â	American	Sep 18, 2020
Call Options	  Purchased	500	82.5000 Â	American	Sep 18, 2020
Put Options	  Written	100	65.0000 Â	American	May 15, 2020
Call Options	  Purchased	300	93.0000 Â	American	Jan 3, 2020
Call Options	  Purchased	200	110.0000 Â	American	Jan 21, 2022
Call Options	  Purchased	200	65.0000 Â	American	May 15, 2020
Put Options	  Written	28,300	62.5000 Â	American	Jun 19, 2020
Call Options	  Purchased	11,400	70.0000 Â	American	Jan 17, 2020
Put Options	  Written	3,400	67.5000 Â	American	Jan 17, 2020
Put Options	  Written	100	83.5000 Â	American	Jan 31, 2020
Put Options	  Written	17,100	85.0000 Â	American	Jan 24, 2020
Put Options	  Written	1,900	55.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	8,400	90.0000 Â	American	May 15, 2020
Call Options	  Purchased	1,400	65.0000 Â	American	Feb 21, 2020
Put Options	  Written	4,800	86.0000 Â	American	Jan 24, 2020
Call Options	  Purchased	7,400	87.5000 Â	American	Sep 18, 2020
Call Options	  Purchased	600	77.5000 Â	American	Sep 18, 2020
Put Options	  Written	100	77.5000 Â	American	Sep 18, 2020
Put Options	  Written	100	67.5000 Â	American	May 15, 2020
Put Options	  Written	12,100	70.0000 Â	American	Feb 21, 2020
Put Options	  Purchased	-4,800	55.0000 Â	American	May 15, 2020
Put Options	  Purchased	-400	92.5000 Â	American	Feb 21, 2020
Put Options	  Purchased	-900	60.0000 Â	American	Sep 18, 2020
Put Options	  Purchased	-300	97.5000 Â	American	Jan 17, 2020
Put Options	  Purchased	-1,800	100.0000 Â	American	Feb 21, 2020
Put Options	  Purchased	-70,000	67.5000 Â	American	Jan 15, 2021
Call Options	  Written	-2,300	115.0000 Â	American	Jun 19, 2020
Call Options	  Written	-4,600	91.0000 Â	American	Jan 31, 2020
Put Options	  Purchased	-700	42.5000 Â	American	Jan 15, 2021
Call Options	  Written	-1,200	92.5000 Â	American	Jun 19, 2020
Call Options	  Written	-2,700	125.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-300	60.0000 Â	American	Feb 21, 2020
Call Options	  Written	-2,500	185.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-700	80.0000 Â	American	Jan 15, 2021
Call Options	  Written	-2,500	115.0000 Â	American	Feb 21, 2020
Put Options	  Purchased	-2,600	72.5000 Â	American	Jun 19, 2020
Put Options	  Purchased	-26,000	92.5000 Â	American	Jan 17, 2020
Put Options	  Purchased	-400	100.0000 Â	American	Jan 15, 2021
Call Options	  Written	-2,200	130.0000 Â	American	Jun 19, 2020
Put Options	  Purchased	-3,700	75.0000 Â	American	Jan 17, 2020
Call Options	  Written	-100	37.5000 Â	American	Jan 21, 2022
Put Options	  Purchased	-700	95.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-1,500	82.5000 Â	American	May 15, 2020
Call Options	  Written	-100,300	120.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-400	94.5000 Â	American	Feb 7, 2020
Call Options	  Written	-3,300	145.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-4,700	35.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-400	130.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	4,900	75.0000 Â	American	Feb 21, 2020
Put Options	  Written	1,400	55.0000 Â	American	Jun 19, 2020
Put Options	  Written	100	57.5000 Â	American	Sep 18, 2020
Put Options	  Written	8,900	80.0000 Â	American	Jan 17, 2020
Put Options	  Written	1,100	75.0000 Â	American	Jan 15, 2021
Call Options	  Purchased	10,300	90.0000 Â	American	Jan 3, 2020
Put Options	  Written	1,500	62.5000 Â	American	May 15, 2020
Put Options	  Written	90,000	50.0000 Â	American	Jun 19, 2020
Put Options	  Written	400	50.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	100	125.0000 Â	American	Jan 21, 2022
Call Options	  Purchased	100	70.0000 Â	American	May 15, 2020
Put Options	  Written	300	35.0000 Â	American	Sep 18, 2020
Call Options	  Purchased	23,800	80.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	23,000	67.5000 Â	American	Jan 17, 2020
Put Options	  Written	30,000	70.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	100	90.0000 Â	American	Jan 15, 2021
Call Options	  Written	-2,100	115.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-300	60.0000 Â	American	Jan 21, 2022
Call Options	  Written	-2,000	150.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-9,400	72.5000 Â	American	Jan 15, 2021
Call Options	  Written	-53,800	82.5000 Â	American	Jan 17, 2020
Put Options	  Purchased	-300	88.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-700	92.5000 Â	American	Jun 19, 2020
Put Options	  Purchased	-4,400	70.0000 Â	American	Jan 17, 2020
Call Options	  Written	-18,100	95.0000 Â	American	Jun 19, 2020
Call Options	  Written	-4,700	120.0000 Â	American	Jan 21, 2022
Put Options	  Purchased	-1,900	40.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-500	86.0000 Â	American	Jan 17, 2020
Call Options	  Written	-200	62.5000 Â	American	Jun 19, 2020
Call Options	  Written	-100	180.0000 Â	American	Jan 17, 2020
Call Options	  Written	-2,200	62.5000 Â	American	Feb 21, 2020
Put Options	  Purchased	-4,100	87.5000 Â	American	Jan 17, 2020
Put Options	  Written	275,000	70.0000 Â	American	Jan 15, 2021
Call Options	  Purchased	3,600	100.0000 Â	American	Feb 21, 2020
Put Options	  Written	100	65.0000 Â	American	Sep 18, 2020
Call Options	  Purchased	2,300	47.5000 Â	American	Sep 18, 2020
Call Options	  Purchased	2,200	105.0000 Â	American	May 15, 2020
Call Options	  Purchased	12,400	90.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	4,200	80.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	1,300	105.0000 Â	American	Sep 18, 2020
Call Options	  Purchased	500	91.5000 Â	American	Jan 3, 2020
Put Options	  Written	300	65.0000 Â	American	Jan 15, 2021
Call Options	  Purchased	100	94.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	400	57.5000 Â	American	Sep 18, 2020
Put Options	  Written	14,500	67.5000 Â	American	Jun 19, 2020
Put Options	  Written	5,000	67.5000 Â	American	Feb 21, 2020
Call Options	  Purchased	1,200	57.5000 Â	American	Jun 19, 2020
Put Options	  Written	500	45.0000 Â	American	Jan 21, 2022
Call Options	  Purchased	200	55.0000 Â	American	Jan 21, 2022
Put Options	  Written	500	45.0000 Â	American	Jan 15, 2021
Put Options	  Written	5,800	105.0000 Â	American	Jan 17, 2020
Put Options	  Written	1,000	77.5000 Â	American	Jun 19, 2020
Put Options	  Written	19,000	85.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	14,800	89.0000 Â	American	Jan 17, 2020
Put Options	  Written	3,500	87.5000 Â	American	Jun 19, 2020
Call Options	  Written	-500	89.0000 Â	American	Jan 3, 2020
Put Options	  Purchased	-15,400	95.0000 Â	American	Feb 21, 2020
Put Options	  Purchased	-900	40.0000 Â	American	Jun 19, 2020
Call Options	  Written	-8,600	87.5000 Â	American	Jan 17, 2020
Call Options	  Written	-10,800	85.0000 Â	American	Jan 17, 2020
Call Options	  Written	-400	82.5000 Â	American	May 15, 2020
Call Options	  Written	-800	65.0000 Â	American	Jan 17, 2020
Call Options	  Written	-400	88.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-1,900	91.0000 Â	American	Jan 3, 2020
Call Options	  Written	-67,400	100.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-3,100	81.5000 Â	American	Jan 3, 2020
Call Options	  Written	-6,700	105.0000 Â	American	Jan 15, 2021
Call Options	  Written	-1,100	62.5000 Â	American	Jan 17, 2020
Call Options	  Written	-100	87.0000 Â	American	Jan 10, 2020
Put Options	  Purchased	-100	75.0000 Â	American	Jan 21, 2022
Put Options	  Purchased	-200	89.5000 Â	American	Jan 3, 2020
Call Options	  Written	-4,000	100.0000 Â	American	Jun 19, 2020
Put Options	  Purchased	-1,000	115.0000 Â	American	Jan 21, 2022
Call Options	  Purchased	100	92.0000 Â	American	Jan 17, 2020
Call Options	  Purchased	1,000	89.5000 Â	American	Jan 3, 2020
Call Options	  Purchased	1,500	80.0000 Â	American	Sep 18, 2020
Call Options	  Purchased	400	82.5000 Â	American	Jun 19, 2020
Call Options	  Purchased	500	90.0000 Â	American	Jan 21, 2022
Call Options	  Purchased	1,300	65.0000 Â	American	Jun 19, 2020
Put Options	  Written	16,200	80.0000 Â	American	Feb 21, 2020
Put Options	  Written	600	72.5000 Â	American	May 15, 2020
Call Options	  Purchased	7,300	77.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	1,700	57.5000 Â	American	Jan 15, 2021
Call Options	  Purchased	500	89.0000 Â	American	Jan 10, 2020
Put Options	  Written	400	85.0000 Â	American	Jan 15, 2021
Call Options	  Purchased	100	85.0000 Â	American	Jan 21, 2022
Put Options	  Written	1,100	67.5000 Â	American	Jan 15, 2021
Put Options	  Written	17,000	65.0000 Â	American	Feb 21, 2020
Call Options	  Purchased	8,000	77.5000 Â	American	Jan 17, 2020
Put Options	  Written	1,100	45.0000 Â	American	Jun 19, 2020
Call Options	  Purchased	4,700	100.0000 Â	American	May 15, 2020
Put Options	  Purchased	-100,000	85.0000 Â	American	Jan 15, 2021
Call Options	  Written	-1,500	110.0000 Â	American	May 15, 2020
Call Options	  Written	-2,200	82.5000 Â	American	Jan 15, 2021
Call Options	  Written	-500	87.5000 Â	American	Jan 21, 2022
Call Options	  Written	-1,000	87.5000 Â	American	Jan 15, 2021
Call Options	  Written	-6,200	92.5000 Â	American	Jan 17, 2020
Put Options	  Purchased	-100	90.5000 Â	American	Jan 10, 2020
Call Options	  Written	-5,700	95.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-13,300	86.5000 Â	American	Jan 10, 2020
Put Options	  Purchased	-500	47.5000 Â	American	Sep 18, 2020
Put Options	  Purchased	-4,500	72.5000 Â	American	Jan 17, 2020
Call Options	  Written	-4,700	100.0000 Â	American	Sep 18, 2020
Call Options	  Written	-3,100	135.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-24,500	90.0000 Â	American	Jan 17, 2020
Call Options	  Written	-400	86.0000 Â	American	Jan 24, 2020
Put Options	  Purchased	-5,900	77.5000 Â	American	Feb 21, 2020
Put Options	  Purchased	-100	87.5000 Â	American	Jan 31, 2020
Call Options	  Written	-1,700	80.0000 Â	American	Jan 15, 2021
Put Options	  Purchased	-9,700	100.0000 Â	American	Jan 17, 2020
Put Options	  Purchased	-700	96.0000 Â	American	Jan 17, 2020
Call Options	  Written	-1,500	140.0000 Â	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200103005170/en/