Form 8.3 - Abbvie Plc

Form 8.3 - Abbvie Plc

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	09 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,263,984	0.15%	4,048,963	0.27%
(2)	Derivatives (other than options):
		2,085,765	0.14%	516,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,251,600	0.08%	1,381,700	0.09%
	TOTAL:
		5,601,349	0.38%	5,947,564	0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	79.9600  USD
Purchase	8	79.5800  USD
Purchase	50	79.8900  USD
Purchase	60	79.3700  USD
Purchase	100	79.1300  USD
Purchase	100	79.6100  USD
Purchase	100	79.4000  USD
Purchase	100	79.7000  USD
Purchase	105	79.5419  USD
Purchase	105	79.4067  USD
Purchase	121	79.7835  USD
Purchase	200	79.4800  USD
Purchase	200	79.7300  USD
Purchase	200	79.4100  USD
Purchase	200	79.4400  USD
Purchase	200	79.4700  USD
Purchase	200	79.6050  USD
Purchase	300	79.8150  USD
Purchase	301	79.7134  USD
Purchase	400	79.4750  USD
Purchase	400	79.3900  USD
Purchase	400	79.1800  USD
Purchase	400	79.8575  USD
Purchase	600	79.3966  USD
Purchase	600	79.6833  USD
Purchase	600	79.6000  USD
Purchase	600	79.8275  USD
Purchase	800	79.7412  USD
Purchase	1,018	79.7620  USD
Purchase	1,100	79.6855  USD
Purchase	1,620	79.4200  USD
Purchase	1,700	79.4855  USD
Purchase	1,810	79.7915  USD
Purchase	1,900	79.6455  USD
Purchase	2,091	79.3819  USD
Purchase	2,151	79.7793  USD
Purchase	2,399	79.7400  USD
Purchase	2,784	79.3879  USD
Purchase	2,900	79.7157  USD
Purchase	3,534	79.5106  USD
Purchase	4,104	79.2877  USD
Purchase	5,697	79.6055  USD
Purchase	7,500	79.9200  USD
Purchase	8,935	78.5600  USD
Purchase	11,969	79.3492  USD
Purchase	18,989	79.3907  USD
Purchase	19,433	79.1280  USD
Purchase	20,901	79.5219  USD
Purchase	27,200	79.5240  USD
Purchase	31,119	79.6056  USD
Purchase	84,299	79.7500  USD
Purchase	149,915	79.6265  USD
Sale	8	79.5800  USD
Sale	30	79.8800  USD
Sale	60	79.3700  USD
Sale	65	79.3900  USD
Sale	100	79.0000  USD
Sale	100	79.7600  USD
Sale	100	79.8600  USD
Sale	100	79.8700  USD
Sale	100	79.9600  USD
Sale	100	80.0000  USD
Sale	103	79.8300  USD
Sale	104	79.4008  USD
Sale	113	79.6933  USD
Sale	134	79.6644  USD
Sale	150	79.6833  USD
Sale	172	79.8788  USD
Sale	200	79.4400  USD
Sale	200	79.7300  USD
Sale	200	79.6200  USD
Sale	200	79.4900  USD
Sale	200	79.3950  USD
Sale	200	79.7050  USD
Sale	200	79.5550  USD
Sale	200	79.4050  USD
Sale	296	79.7100  USD
Sale	300	79.7000  USD
Sale	300	79.7900  USD
Sale	300	79.8466  USD
Sale	300	78.9616  USD
Sale	300	79.8650  USD
Sale	300	79.7166  USD
Sale	300	79.6100  USD
Sale	304	79.5952  USD
Sale	352	79.6628  USD
Sale	365	79.7018  USD
Sale	400	79.6725  USD
Sale	500	79.6440  USD
Sale	500	79.3890  USD
Sale	500	79.8830  USD
Sale	600	79.7150  USD
Sale	600	79.6000  USD
Sale	700	79.6300  USD
Sale	700	79.6071  USD
Sale	700	79.6942  USD
Sale	753	79.6856  USD
Sale	790	79.4230  USD
Sale	800	79.8362  USD
Sale	811	79.4200  USD
Sale	900	79.7055  USD
Sale	900	79.8511  USD
Sale	1,041	79.8136  USD
Sale	1,488	79.6075  USD
Sale	2,000	79.6490  USD
Sale	2,500	79.8450  USD
Sale	2,800	79.4717  USD
Sale	3,162	78.7541  USD
Sale	6,106	79.7208  USD
Sale	6,899	79.6062  USD
Sale	7,188	78.5600  USD
Sale	7,500	79.9200  USD
Sale	10,000	79.7621  USD
Sale	11,400	79.4435  USD
Sale	13,947	79.7353  USD
Sale	14,729	79.7290  USD
Sale	15,800	79.5821  USD
Sale	20,982	79.6360  USD
Sale	25,500	79.5422  USD
Sale	28,121	79.7025  USD
Sale	31,091	79.7485  USD
Sale	55,193	79.4349  USD
Sale	64,576	79.3174  USD
Sale	83,581	79.7500  USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	2,900	90  USD	American	19 Jun 2020	1.3568  USD
Call Option	Purchasing	100	95  USD	American	19 Jun 2020	0.7000  USD
Call Option	Purchasing	1,000	100  USD	American	15 Jan 2021	2.0000  USD
Call Option	Selling	200	80  USD	American	15 May 2020	3.5500  USD
Call Option	Selling	300	80  USD	American	19 Jun 2020	4.8666  USD
Call Option	Selling	100	90  USD	American	15 May 2020	0.4500  USD
Call Option	Selling	200	90  USD	American	21 Aug 2020	2.3000  USD
Call Option	Selling	100	93  USD	American	15 May 2020	0.3000  USD
Call Option	Selling	500	95  USD	American	15 May 2020	0.2000  USD
Call Option	Selling	200	100  USD	American	15 May 2020	0.0850  USD
Put Option	Purchasing	300	73  USD	American	19 Jun 2020	3.2200  USD
Put Option	Purchasing	100	85  USD	American	19 Jun 2020	9.1500  USD
Put Option	Purchasing	100	88  USD	American	19 Jun 2020	10.8000  USD
Put Option	Selling	700	50  USD	American	21 Jan 2022	4.9000  USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	14 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	9,300	80.0000	American	May 15, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Written	2,100	70.0000	American	May 15, 2020
Put Options	Written	800	85.0000	American	Jun 19, 2020
Call Options	Purchased	6,300	105.0000	American	Apr 17, 2020
Put Options	Written	54,100	60.0000	American	Jun 19, 2020
Put Options	Written	500	75.0000	American	Jun 19, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Purchased	13,000	87.5000	American	May 15, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-3,200	90.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Written	301,500	60.0000	American	Jan 15, 2021
Put Options	Written	6,000	75.0000	American	Sep 18, 2020
Call Options	Purchased	12,200	95.0000	American	May 15, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	4,700	85.0000	American	Aug 21, 2020
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Purchased	8,700	95.0000	American	Sep 18, 2020
Call Options	Purchased	700	92.5000	American	May 15, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-5,700	95.0000	American	Apr 17, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-31,200	62.5000	American	Jan 15, 2021
Call Options	Written	-7,100	105.0000	American	May 15, 2020
Call Options	Written	-21,800	110.0000	American	Jan 15, 2021
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	8,600	75.0000	American	May 15, 2020
Call Options	Purchased	16,800	97.5000	American	May 15, 2020
Put Options	Written	2,200	82.5000	American	May 15, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-4,300	85.0000	American	May 15, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Call Options	Written	-4,800	100.0000	American	Apr 17, 2020
Put Options	Purchased	-1,800	50.0000	American	Sep 18, 2020
Call Options	Written	-2,000	75.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Put Options	Written	2,000	80.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	800	72.5000	American	Jun 19, 2020
Put Options	Written	2,000	85.0000	American	May 15, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Put Options	Written	6,900	77.5000	American	Jan 15, 2021
Call Options	Purchased	5,300	87.5000	American	Jun 19, 2020
Put Options	Written	151,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Call Options	Purchased	11,700	90.0000	American	Sep 18, 2020
Call Options	Purchased	4,200	90.0000	American	Aug 21, 2020
Call Options	Purchased	3,800	80.0000	American	May 15, 2020
Put Options	Written	2,500	80.0000	American	Jun 19, 2020
Call Options	Written	-1,500	100.0000	American	Jan 15, 2021
Call Options	Written	-77,300	70.0000	American	Jan 15, 2021
Call Options	Written	-1,800	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-352,300	87.5000	American	Jan 15, 2021
Call Options	Written	-3,700	90.0000	American	Apr 17, 2020
Put Options	Purchased	-1,300	70.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Put Options	Purchased	-14,300	67.5000	American	Sep 18, 2020
Call Options	Written	-25,000	92.5000	American	Jan 15, 2021
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Put Options	Written	6,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	16,500	90.0000	American	May 15, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Call Options	Purchased	14,400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Written	-200	92.5000	American	Jun 19, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-1,500	80.0000	American	Apr 17, 2020
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-100	77.5000	American	May 15, 2020
Put Options	Written	7,200	70.0000	American	Jun 19, 2020
Put Options	Written	45,000	50.0000	American	Jun 19, 2020
Put Options	Written	2,000	57.5000	American	Sep 18, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	1,700	75.0000	American	Jan 15, 2021
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	72.5000	American	Jan 15, 2021
Call Options	Written	-30,500	95.0000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-100	82.5000	American	Sep 18, 2020
Put Options	Purchased	-5,100	77.5000	American	Apr 17, 2020
Put Options	Purchased	-7,900	75.0000	American	Apr 17, 2020
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,600	85.0000	American	Sep 18, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	175,000	70.0000	American	Jan 15, 2021
Put Options	Written	8,300	87.5000	American	Jun 19, 2020
Put Options	Written	1,500	67.5000	American	Jun 19, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Call Options	Purchased	14,200	80.0000	American	Jun 19, 2020
Put Options	Written	200	85.0000	American	Jan 21, 2022
Call Options	Written	-14,600	82.5000	American	May 15, 2020
Call Options	Written	-100	77.5000	American	Sep 18, 2020
Call Options	Written	-2,200	95.0000	American	Aug 21, 2020
Call Options	Written	-15,900	105.0000	American	Jan 15, 2021
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Call Options	Written	-6,300	100.0000	American	Jun 19, 2020
Put Options	Purchased	-100	77.5000	American	Jun 19, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Put Options	Written	15,100	72.5000	American	May 15, 2020
Call Options	Purchased	6,300	82.5000	American	Jun 19, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	1,000	100.0000	American	May 15, 2020
Call Options	Purchased	700	85.0000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-1,400	82.5000	American	Jan 15, 2021
Call Options	Written	-4,800	95.0000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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