FORM 8.3 - ABBVIE PLC

FORM 8.3 - ABBVIE PLC

BARCLAYS PLC

 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	18 December 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities	Â	Â	Â	Â
		2,919,086	0.20%	5,111,303	0.35%
		Â	Â	Â	Â
(2)	Derivatives (other than options):	Â	Â	Â	Â
		5,043,550	0.34%	474,700	0.03%
		Â	Â	Â	Â
(3)	Options and agreements to	Â	Â	Â	Â
	purchase/sell:	2,618,800	0.18%	1,052,000	0.07%
		Â	Â	Â	Â
(4)	TOTAL:	Â	Â	Â	Â
		10,581,436	0.72%	6,638,003	0.45%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	20	89.2565 USD
Purchase	34	89.9600 USD
Purchase	100	90.0000 USD
Purchase	100	89.2000 USD
Purchase	100	89.4800 USD
Purchase	100	89.4600 USD
Purchase	161	89.3473 USD
Purchase	200	89.1400 USD
Purchase	200	89.1625 USD
Purchase	200	89.9950 USD
Purchase	200	89.4975 USD
Purchase	200	89.4725 USD
Purchase	253	89.9800 USD
Purchase	264	89.4548 USD
Purchase	300	89.4833 USD
Purchase	300	89.4583 USD
Purchase	300	89.3700 USD
Purchase	400	89.4900 USD
Purchase	500	89.3580 USD
Purchase	500	89.4730 USD
Purchase	508	89.2355 USD
Purchase	525	89.1966 USD
Purchase	600	89.9683 USD
Purchase	643	89.4698 USD
Purchase	700	89.4610 USD
Purchase	809	89.5358 USD
Purchase	900	89.4700 USD
Purchase	1,031	89.3811 USD
Purchase	1,100	89.7768 USD
Purchase	1,200	89.4783 USD
Purchase	1,900	89.3426 USD
Purchase	1,901	89.4038 USD
Purchase	2,300	89.5700 USD
Purchase	2,726	89.8900 USD
Purchase	2,858	89.4538 USD
Purchase	2,943	89.4733 USD
Purchase	3,915	89.3327 USD
Purchase	5,500	89.3446 USD
Purchase	8,303	89.8492 USD
Purchase	9,444	89.4004 USD
Purchase	9,900	89.4964 USD
Purchase	18,391	89.3653 USD
Purchase	19,600	89.4658 USD
Purchase	30,909	89.3597 USD
Purchase	41,331	89.5814 USD
Purchase	54,514	89.3388 USD
Purchase	67,023	89.3526 USD
Purchase	153,735	89.3300 USD
Sale	34	89.9600 USD
Sale	50	89.2000 USD
Sale	100	89.1600 USD
Sale	100	89.3800 USD
Sale	100	89.8800 USD
Sale	100	89.2400 USD
Sale	100	89.8700 USD
Sale	100	89.9000 USD
Sale	100	89.4150 USD
Sale	100	89.4900 USD
Sale	100	89.3200 USD
Sale	109	89.7066 USD
Sale	200	89.4350 USD
Sale	200	89.4750 USD
Sale	200	89.6975 USD
Sale	200	89.4675 USD
Sale	280	89.4700 USD
Sale	300	89.6500 USD
Sale	390	89.7915 USD
Sale	400	89.1800 USD
Sale	400	89.5037 USD
Sale	400	89.4800 USD
Sale	405	89.4500 USD
Sale	500	89.1850 USD
Sale	531	89.3089 USD
Sale	590	89.8825 USD
Sale	600	89.4125 USD
Sale	600	89.4783 USD
Sale	619	89.3644 USD
Sale	693	89.7875 USD
Sale	700	89.4610 USD
Sale	805	89.4371 USD
Sale	900	89.4088 USD
Sale	900	89.2559 USD
Sale	901	89.3797 USD
Sale	914	89.3666 USD
Sale	1,000	89.3100 USD
Sale	1,100	89.7768 USD
Sale	1,126	89.4911 USD
Sale	1,192	89.7210 USD
Sale	1,230	89.7076 USD
Sale	1,425	89.3701 USD
Sale	1,600	89.5150 USD
Sale	1,600	89.6762 USD
Sale	1,600	89.5825 USD
Sale	1,918	89.7256 USD
Sale	1,920	89.4232 USD
Sale	2,021	89.3514 USD
Sale	2,182	89.4924 USD
Sale	2,300	89.5700 USD
Sale	2,525	89.6834 USD
Sale	2,542	89.3792 USD
Sale	2,726	89.8900 USD
Sale	2,815	89.3320 USD
Sale	2,943	89.4733 USD
Sale	2,943	89.4734 USD
Sale	3,133	89.6907 USD
Sale	3,273	89.3565 USD
Sale	4,586	89.3629 USD
Sale	6,600	89.4298 USD
Sale	6,800	89.6224 USD
Sale	7,563	89.4572 USD
Sale	9,500	89.4316 USD
Sale	10,900	89.3749 USD
Sale	21,792	89.5260 USD
Sale	23,499	89.6024 USD
Sale	28,223	89.3292 USD
Sale	56,267	89.3520 USD
Sale	115,265	89.3625 USD
Sale	130,856	89.3300 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
Â	Â	Â	unit
SWAP	Long	17,320	89.3589 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	85 USD	American	21 Feb 2020	5.6800 USD
Call Option	Purchasing	300	85 USD	American	18 Sep 2020	8.7700 USD
Call Option	Purchasing	300	88 USD	American	18 Sep 2020	7.4500 USD
Call Option	Purchasing	200	90 USD	American	20 Dec 2019	0.2400 USD
Call Option	Purchasing	300	90 USD	American	21 Feb 2020	2.6600 USD
Call Option	Purchasing	300	90 USD	American	15 May 2020	4.6400 USD
Call Option	Purchasing	1,000	91 USD	American	3 Jan 2020	0.5400 USD
Call Option	Purchasing	200	91 USD	American	10 Jan 2020	0.9250 USD
Call Option	Purchasing	200	95 USD	American	17 Jan 2020	0.3400 USD
Call Option	Purchasing	100	100 USD	American	15 May 2020	1.4700 USD
Call Option	Purchasing	300	105 USD	American	18 Sep 2020	1.7700 USD
Call Option	Selling	100	68 USD	American	17 Jan 2020	21.7500 USD
Call Option	Selling	200	73 USD	American	17 Jan 2020	16.9500 USD
Call Option	Selling	500	75 USD	American	17 Jan 2020	14.5040 USD
Call Option	Selling	1,900	80 USD	American	17 Jan 2020	9.4310 USD
Call Option	Selling	100	86 USD	American	20 Dec 2019	3.8100 USD
Call Option	Selling	200	87 USD	American	20 Dec 2019	2.4400 USD
Call Option	Selling	100	87 USD	American	20 Dec 2019	2.8100 USD
Call Option	Selling	100	87 USD	American	10 Jan 2020	3.2300 USD
Call Option	Selling	1,000	89 USD	American	3 Jan 2020	1.4400 USD
Call Option	Selling	100	89 USD	American	10 Jan 2020	1.8600 USD
Call Option	Selling	100	91 USD	American	10 Jan 2020	1.1800 USD
Call Option	Selling	100	93 USD	American	21 Feb 2020	1.9900 USD
Put Option	Purchasing	300	83 USD	American	18 Sep 2020	5.4000 USD
Put Option	Purchasing	100	85 USD	American	15 May 2020	3.8000 USD
Put Option	Purchasing	200	85 USD	American	18 Sep 2020	6.4300 USD
Put Option	Purchasing	1,500	88 USD	American	27 Dec 2019	0.3800 USD
Put Option	Purchasing	100	98 USD	American	21 Feb 2020	9.6500 USD
Put Option	Purchasing	1,500	100 USD	American	21 Feb 2020	11.8666 USD
Put Option	Selling	100	38 USD	American	21 Jan 2022	1.0700 USD
Put Option	Selling	500	70 USD	American	17 Jan 2020	0.0600 USD
Put Option	Selling	100	73 USD	American	17 Jan 2020	0.0800 USD
Put Option	Selling	200	75 USD	American	17 Jan 2020	0.1100 USD
Put Option	Selling	9,200	86 USD	American	31 Jan 2020	1.7200 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	19 Dec 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	101,800	60.0000	American	Jun 19, 2020
Put Options	Written	6,900	77.5000	American	Jan 17, 2020
Put Options	Written	363,000	65.0000	American	Jan 17, 2020
Call Options	Purchased	7,800	80.0000	American	Dec 20, 2019
Put Options	Written	1,000	82.5000	American	Jan 15, 2021
Put Options	Written	400	85.0000	American	Dec 27, 2019
Put Options	Written	2,900	75.0000	American	Jun 19, 2020
Call Options	Purchased	400	70.0000	American	Dec 20, 2019
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Put Options	Written	8,100	75.0000	American	Feb 21, 2020
Put Options	Written	3,000	37.5000	American	Jan 21, 2022
Put Options	Written	6,700	87.5000	American	Feb 21, 2020
Call Options	Purchased	5,300	91.0000	American	Dec 20, 2019
Call Options	Purchased	3,300	87.5000	American	May 15, 2020
Put Options	Written	200	70.0000	American	May 15, 2020
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	600	91.0000	American	Dec 27, 2019
Put Options	Written	9,500	88.0000	American	Jan 31, 2020
Put Options	Written	9,200	85.5000	American	Jan 31, 2020
Call Options	Purchased	1,000	72.5000	American	Jan 15, 2021
Put Options	Written	300	89.0000	American	Dec 20, 2019
Call Options	Purchased	4,000	72.5000	American	Feb 21, 2020
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	600	75.0000	American	May 15, 2020
Call Options	Purchased	200	50.0000	American	Jan 21, 2022
Call Options	Written	-200	100.0000	American	Jan 3, 2020
Call Options	Written	-17,700	90.0000	American	Jun 19, 2020
Put Options	Purchased	-100	88.5000	American	Jan 3, 2020
Call Options	Written	-200	105.0000	American	Feb 21, 2020
Call Options	Written	-8,300	70.0000	American	Feb 21, 2020
Put Options	Purchased	-100	95.0000	American	May 15, 2020
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-2,800	50.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-100	50.0000	American	Jan 21, 2022
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	57.5000	American	Jan 17, 2020
Call Options	Written	-500	75.0000	American	Dec 20, 2019
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Call Options	Written	-1,000	91.5000	American	Jan 10, 2020
Call Options	Written	-4,500	115.0000	American	Jan 21, 2022
Call Options	Written	-8,800	97.5000	American	Jan 17, 2020
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Call Options	Written	-2,300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	87.5000	American	Dec 20, 2019
Put Options	Purchased	-200	85.0000	American	May 15, 2020
Call Options	Written	-1,700	130.0000	American	Jan 15, 2021
Put Options	Purchased	-2,400	83.0000	American	Jan 3, 2020
Put Options	Written	3,900	50.0000	American	Jan 17, 2020
Put Options	Written	2,500	90.0000	American	Feb 21, 2020
Call Options	Purchased	1,700	92.5000	American	May 15, 2020
Call Options	Purchased	1,600	85.0000	American	Feb 21, 2020
Call Options	Purchased	7,100	95.0000	American	May 15, 2020
Put Options	Written	2,000	57.5000	American	Jan 15, 2021
Put Options	Written	302,100	60.0000	American	Jan 15, 2021
Put Options	Written	1,100	82.5000	American	Sep 18, 2020
Call Options	Purchased	1,200	72.5000	American	Jun 19, 2020
Put Options	Written	600	62.5000	American	Sep 18, 2020
Put Options	Written	50,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Call Options	Purchased	1,600	88.0000	American	Dec 20, 2019
Put Options	Written	49,000	95.0000	American	Jan 17, 2020
Put Options	Written	73,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	3,500	95.0000	American	Sep 18, 2020
Put Options	Written	3,500	47.5000	American	Jan 17, 2020
Call Options	Purchased	400	87.0000	American	Dec 20, 2019
Call Options	Purchased	285,600	80.0000	American	Jan 17, 2020
Put Options	Written	15,400	42.5000	American	Feb 21, 2020
Call Options	Purchased	800	67.5000	American	Feb 21, 2020
Put Options	Written	4,200	45.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Call Options	Purchased	1,000	91.0000	American	Jan 3, 2020
Call Options	Purchased	1,100	72.5000	American	May 15, 2020
Call Options	Purchased	400	120.0000	American	Sep 18, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-1,000	60.0000	American	Dec 20, 2019
Put Options	Purchased	-1,500	75.0000	American	Sep 18, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Call Options	Written	-700	89.0000	American	Dec 27, 2019
Put Options	Purchased	-400	95.0000	American	Sep 18, 2020
Call Options	Written	-10,000	110.0000	American	Jan 17, 2020
Call Options	Written	-300	97.5000	American	Feb 21, 2020
Put Options	Purchased	-800	72.5000	American	Dec 20, 2019
Put Options	Purchased	-2,000	77.5000	American	Dec 20, 2019
Put Options	Purchased	-200	85.0000	American	Sep 18, 2020
Call Options	Written	-5,900	90.0000	American	Jan 10, 2020
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	47.5000	American	Jan 15, 2021
Put Options	Purchased	-2,400	55.0000	American	Jan 15, 2021
Call Options	Written	-11,600	130.0000	American	Jan 17, 2020
Put Options	Purchased	-12,200	55.0000	American	Jan 17, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Call Options	Purchased	5,700	85.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	95.0000	American	Dec 20, 2019
Call Options	Purchased	500	97.5000	American	May 15, 2020
Call Options	Purchased	500	70.0000	American	Jun 19, 2020
Put Options	Written	1,800	57.5000	American	Feb 21, 2020
Put Options	Written	900	87.0000	American	Dec 20, 2019
Call Options	Purchased	15,800	72.5000	American	Jan 17, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	500	62.5000	American	May 15, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	2,500	92.5000	American	Dec 20, 2019
Put Options	Written	1,000	88.5000	American	Jan 31, 2020
Put Options	Written	400	81.5000	American	Dec 20, 2019
Put Options	Written	16,500	62.5000	American	Jan 17, 2020
Put Options	Written	1,500	60.0000	American	Dec 20, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Call Options	Purchased	100	77.5000	American	Jun 19, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-1,900	97.5000	American	Jan 15, 2021
Call Options	Written	-3,000	75.0000	American	Jan 15, 2021
Call Options	Written	-900	85.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Put Options	Purchased	-100	89.0000	American	Dec 27, 2019
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-1,600	72.5000	American	Feb 21, 2020
Call Options	Written	-200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-400	75.0000	American	May 15, 2020
Put Options	Purchased	-400	84.0000	American	Dec 20, 2019
Call Options	Written	-500	110.0000	American	Feb 21, 2020
Call Options	Written	-600	95.0000	American	Feb 21, 2020
Put Options	Purchased	-700	80.0000	American	May 15, 2020
Put Options	Purchased	-700	81.0000	American	Dec 20, 2019
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-800	87.5000	American	Jan 3, 2020
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-4,400	40.0000	American	Jan 21, 2022
Call Options	Written	-8,100	95.0000	American	Jan 17, 2020
Put Options	Purchased	-1,300	50.0000	American	Sep 18, 2020
Put Options	Purchased	-3,500	50.0000	American	Jun 19, 2020
Put Options	Purchased	-600	42.5000	American	Sep 18, 2020
Put Options	Purchased	-120,000	85.0000	American	Feb 21, 2020
Call Options	Written	-100	100.0000	American	Jan 21, 2022
Call Options	Written	-400	92.0000	American	Dec 20, 2019
Put Options	Purchased	-6,400	85.0000	American	Jan 17, 2020
Call Options	Written	-100	67.5000	American	Sep 18, 2020
Call Options	Written	-200	86.5000	American	Dec 20, 2019
Put Options	Purchased	-1,100	82.5000	American	Dec 20, 2019
Put Options	Purchased	-23,400	60.0000	American	Jan 17, 2020
Call Options	Written	-100	89.0000	American	Jan 10, 2020
Call Options	Written	-100	85.5000	American	Dec 20, 2019
Call Options	Written	-1,000	90.5000	American	Jan 31, 2020
Put Options	Purchased	-2,000	97.5000	American	Feb 21, 2020
Put Options	Purchased	-2,100	90.0000	American	Dec 20, 2019
Call Options	Written	-4,200	85.0000	American	May 15, 2020
Call Options	Written	-3,900	85.0000	American	Jun 19, 2020
Put Options	Written	5,100	77.5000	American	Jan 15, 2021
Put Options	Written	2,500	47.5000	American	Jan 21, 2022
Call Options	Purchased	1,600	87.5000	American	Feb 21, 2020
Call Options	Purchased	400	88.0000	American	Dec 27, 2019
Put Options	Written	400	32.5000	American	Sep 18, 2020
Call Options	Purchased	1,900	82.5000	American	Feb 21, 2020
Put Options	Written	1,000	42.5000	American	Jan 21, 2022
Put Options	Written	175,000	80.0000	American	Jan 15, 2021
Put Options	Written	155,900	65.0000	American	Jun 19, 2020
Call Options	Purchased	4,700	90.0000	American	Sep 18, 2020
Put Options	Written	200	37.5000	American	Jan 15, 2021
Put Options	Written	4,000	62.5000	American	Feb 21, 2020
Call Options	Purchased	1,300	67.5000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Put Options	Written	37,300	57.5000	American	Jun 19, 2020
Call Options	Purchased	7,700	80.0000	American	May 15, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Put Options	Written	400	90.0000	American	Jun 19, 2020
Call Options	Purchased	200	87.5000	American	Jun 19, 2020
Put Options	Written	600	80.0000	American	Jun 19, 2020
Call Options	Purchased	200	88.5000	American	Jan 3, 2020
Call Options	Purchased	100	92.0000	American	Jan 10, 2020
Call Options	Purchased	1,200	65.0000	American	Sep 18, 2020
Put Options	Written	100	85.0000	American	Jan 31, 2020
Put Options	Purchased	-600	85.5000	American	Dec 20, 2019
Call Options	Written	-1,400	93.5000	American	Jan 31, 2020
Put Options	Purchased	-2,100	70.0000	American	Jan 15, 2021
Call Options	Written	-4,600	115.0000	American	Jan 17, 2020
Call Options	Written	-12,600	92.5000	American	Feb 21, 2020
Call Options	Written	-400	67.5000	American	Jun 19, 2020
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-200	70.0000	American	Jan 21, 2022
Call Options	Written	-1,200	92.5000	American	Jan 31, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-51,100	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,500	105.0000	American	Jun 19, 2020
Call Options	Written	-100	45.0000	American	Jan 21, 2022
Put Options	Purchased	-100	100.0000	American	Jan 21, 2022
Put Options	Purchased	-100	67.5000	American	Sep 18, 2020
Put Options	Purchased	-400	86.0000	American	Jan 3, 2020
Call Options	Written	-1,200	77.5000	American	Feb 21, 2020
Put Options	Purchased	-2,800	42.5000	American	Jan 17, 2020
Call Options	Written	-5,200	85.0000	American	Jan 15, 2021
Put Options	Purchased	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-11,800	90.0000	American	Jan 31, 2020
Put Options	Purchased	-1,500	92.0000	American	Dec 27, 2019
Call Options	Written	-8,200	100.0000	American	Jan 15, 2021
Call Options	Written	-79,900	70.0000	American	Jan 15, 2021
Call Options	Written	-2,100	97.5000	American	Jun 19, 2020
Call Options	Written	-4,900	75.0000	American	Jan 17, 2020
Call Options	Written	-6,800	105.0000	American	Jan 17, 2020
Call Options	Purchased	11,500	75.0000	American	Sep 18, 2020
Call Options	Purchased	200	110.0000	American	Jan 21, 2022
Put Options	Written	100	67.5000	American	May 15, 2020
Call Options	Purchased	5,300	86.0000	American	Dec 20, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Call Options	Purchased	200	91.0000	American	Jan 10, 2020
Put Options	Written	100	65.0000	American	May 15, 2020
Call Options	Purchased	100	62.5000	American	Sep 18, 2020
Put Options	Written	1,500	70.0000	American	Feb 21, 2020
Call Options	Purchased	200	65.0000	American	May 15, 2020
Put Options	Written	3,400	67.5000	American	Jan 17, 2020
Put Options	Written	28,300	62.5000	American	Jun 19, 2020
Call Options	Purchased	18,000	70.0000	American	Jan 17, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	200	95.0000	American	Dec 27, 2019
Call Options	Purchased	500	82.5000	American	Sep 18, 2020
Put Options	Written	100	83.5000	American	Jan 31, 2020
Call Options	Purchased	11,400	90.0000	American	May 15, 2020
Put Options	Written	8,300	86.5000	American	Jan 24, 2020
Call Options	Purchased	600	77.5000	American	Sep 18, 2020
Call Options	Purchased	23,800	90.0000	American	Feb 21, 2020
Put Options	Written	17,100	85.0000	American	Jan 24, 2020
Put Options	Written	4,800	86.0000	American	Jan 24, 2020
Put Options	Written	1,900	55.0000	American	Feb 21, 2020
Put Options	Written	1,000	67.5000	American	Dec 20, 2019
Put Options	Written	200	82.5000	American	Feb 21, 2020
Put Options	Written	100	77.5000	American	Sep 18, 2020
Put Options	Purchased	-300	97.5000	American	Jan 17, 2020
Put Options	Purchased	-700	42.5000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Feb 21, 2020
Put Options	Purchased	-4,300	75.0000	American	Jan 17, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Call Options	Written	-100	37.5000	American	Jan 21, 2022
Put Options	Purchased	-70,500	67.5000	American	Jan 15, 2021
Call Options	Written	-2,500	115.0000	American	Feb 21, 2020
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Put Options	Purchased	-4,800	55.0000	American	May 15, 2020
Put Options	Purchased	-700	95.0000	American	Jan 15, 2021
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-900	92.5000	American	Jan 17, 2020
Put Options	Purchased	-1,500	100.0000	American	Feb 21, 2020
Put Options	Purchased	-400	130.0000	American	Jan 17, 2020
Call Options	Written	-1,300	92.5000	American	Jun 19, 2020
Call Options	Written	-4,600	91.0000	American	Jan 31, 2020
Call Options	Written	-100,300	120.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	82.5000	American	May 15, 2020
Put Options	Purchased	-500	86.5000	American	Dec 20, 2019
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Call Options	Written	-100	90.5000	American	Jan 10, 2020
Put Options	Purchased	-400	100.0000	American	Jan 15, 2021
Put Options	Purchased	-700	80.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	72.5000	American	Jun 19, 2020
Call Options	Written	-3,300	145.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	88.0000	American	Dec 27, 2019
Put Options	Purchased	-1,500	92.5000	American	Dec 20, 2019
Call Options	Written	-2,200	130.0000	American	Jun 19, 2020
Put Options	Written	500	62.5000	American	May 15, 2020
Put Options	Written	400	50.0000	American	Feb 21, 2020
Call Options	Purchased	22,800	80.0000	American	Feb 21, 2020
Put Options	Written	1,100	75.0000	American	Jan 15, 2021
Call Options	Purchased	100	125.0000	American	Jan 21, 2022
Put Options	Written	600	87.5000	American	May 15, 2020
Call Options	Purchased	7,300	90.0000	American	Jan 3, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	15,600	75.0000	American	Dec 20, 2019
Put Options	Written	9,000	80.0000	American	Jan 17, 2020
Call Options	Purchased	100	90.0000	American	Jan 15, 2021
Call Options	Purchased	400	86.5000	American	Dec 27, 2019
Put Options	Written	100	57.5000	American	Sep 18, 2020
Put Options	Written	29,600	70.0000	American	Jun 19, 2020
Call Options	Purchased	100	70.0000	American	May 15, 2020
Call Options	Purchased	4,900	75.0000	American	Feb 21, 2020
Call Options	Purchased	24,600	67.5000	American	Jan 17, 2020
Put Options	Written	1,400	55.0000	American	Jun 19, 2020
Call Options	Purchased	100	84.0000	American	Dec 27, 2019
Put Options	Written	100	65.0000	American	Dec 20, 2019
Put Options	Purchased	-2,200	87.5000	American	Jan 17, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Call Options	Written	-4,700	120.0000	American	Jan 21, 2022
Put Options	Purchased	-100	82.5000	American	Dec 27, 2019
Put Options	Purchased	-700	92.5000	American	Jun 19, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-53,000	82.5000	American	Jan 17, 2020
Put Options	Purchased	-4,400	70.0000	American	Jan 17, 2020
Put Options	Purchased	-9,400	72.5000	American	Jan 15, 2021
Put Options	Purchased	-600	83.0000	American	Dec 20, 2019
Call Options	Written	-2,200	62.5000	American	Feb 21, 2020
Put Options	Purchased	-3,500	83.0000	American	Dec 27, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-300	60.0000	American	Jan 21, 2022
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Call Options	Written	-200	62.5000	American	Jun 19, 2020
Call Options	Purchased	1,300	105.0000	American	Sep 18, 2020
Call Options	Purchased	22,900	90.0000	American	Dec 20, 2019
Call Options	Purchased	2,300	47.5000	American	Sep 18, 2020
Call Options	Purchased	2,100	105.0000	American	May 15, 2020
Put Options	Written	1,000	77.5000	American	Jun 19, 2020
Put Options	Written	500	45.0000	American	Jan 15, 2021
Put Options	Written	3,500	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,200	57.5000	American	Jun 19, 2020
Put Options	Written	19,600	85.0000	American	Feb 21, 2020
Call Options	Purchased	200	55.0000	American	Jan 21, 2022
Call Options	Purchased	200	72.5000	American	Dec 20, 2019
Call Options	Purchased	6,700	87.5000	American	Dec 20, 2019
Call Options	Purchased	2,900	82.5000	American	Dec 20, 2019
Call Options	Purchased	300	89.0000	American	Dec 20, 2019
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	5,000	67.5000	American	Feb 21, 2020
Call Options	Purchased	4,200	80.0000	American	Jun 19, 2020
Call Options	Purchased	3,500	100.0000	American	Feb 21, 2020
Put Options	Written	300	65.0000	American	Jan 15, 2021
Put Options	Written	100	65.0000	American	Sep 18, 2020
Put Options	Written	14,400	67.5000	American	Jun 19, 2020
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	400	82.0000	American	Dec 20, 2019
Call Options	Purchased	400	57.5000	American	Sep 18, 2020
Put Options	Written	500	45.0000	American	Jan 21, 2022
Call Options	Written	-700	65.0000	American	Jan 17, 2020
Put Options	Purchased	-900	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	115.0000	American	Jan 21, 2022
Call Options	Written	-1,800	77.5000	American	Dec 20, 2019
Put Options	Purchased	-3,600	85.0000	American	Dec 20, 2019
Put Options	Purchased	-1,000	91.0000	American	Jan 3, 2020
Call Options	Written	-6,500	100.0000	American	Jun 19, 2020
Call Options	Written	-9,500	85.0000	American	Jan 17, 2020
Call Options	Written	-1,000	89.0000	American	Jan 3, 2020
Call Options	Written	-400	82.5000	American	May 15, 2020
Call Options	Written	-1,100	62.5000	American	Jan 17, 2020
Call Options	Written	-67,400	100.0000	American	Jan 17, 2020
Call Options	Written	-10,900	87.5000	American	Jan 17, 2020
Call Options	Written	-100	87.0000	American	Jan 10, 2020
Call Options	Written	-6,700	105.0000	American	Jan 15, 2021
Call Options	Written	-100	88.0000	American	Jan 10, 2020
Put Options	Purchased	-100	75.0000	American	Jan 21, 2022
Put Options	Purchased	-200	84.5000	American	Dec 20, 2019
Put Options	Purchased	-3,100	81.5000	American	Jan 3, 2020
Call Options	Purchased	7,300	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	2,700	100.0000	American	May 15, 2020
Call Options	Purchased	100	85.0000	American	Jan 21, 2022
Put Options	Written	5,300	72.5000	American	Jan 17, 2020
Call Options	Purchased	9,000	77.5000	American	Jan 17, 2020
Put Options	Written	600	72.5000	American	May 15, 2020
Call Options	Purchased	400	82.5000	American	Jun 19, 2020
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	16,600	80.0000	American	Feb 21, 2020
Call Options	Purchased	1,800	90.0000	American	Dec 27, 2019
Put Options	Written	1,300	70.0000	American	Dec 20, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	500	90.0000	American	Jan 21, 2022
Put Options	Written	17,000	65.0000	American	Feb 21, 2020
Call Options	Purchased	1,300	80.0000	American	Sep 18, 2020
Put Options	Written	400	85.0000	American	Jan 15, 2021
Put Options	Written	2,400	80.0000	American	Dec 20, 2019
Put Options	Purchased	-1,100	88.0000	American	Dec 20, 2019
Call Options	Written	-400	86.0000	American	Jan 24, 2020
Call Options	Written	-1,000	87.5000	American	Jan 15, 2021
Call Options	Written	-400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-500	47.5000	American	Sep 18, 2020
Call Options	Written	-100	91.5000	American	Dec 20, 2019
Call Options	Written	-1,200	140.0000	American	Jan 15, 2021
Call Options	Written	-4,300	92.5000	American	Jan 17, 2020
Put Options	Purchased	-100	77.5000	American	Feb 21, 2020
Call Options	Written	-4,700	100.0000	American	Sep 18, 2020
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,700	100.0000	American	Jan 17, 2020
Put Options	Purchased	-400	86.5000	American	Dec 27, 2019
Call Options	Written	-5,900	95.0000	American	Jan 15, 2021
Call Options	Written	-1,700	80.0000	American	Jan 15, 2021
Call Options	Written	-2,200	82.5000	American	Jan 15, 2021
Put Options	Purchased	-12,900	86.5000	American	Jan 10, 2020
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-500	87.5000	American	Jan 21, 2022
Call Options	Written	-500	100.0000	American	Dec 20, 2019
Put Options	Purchased	-3,400	82.5000	American	Jan 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20191219005325/en/