Form 8.3 - Abbvie Plc - Amendment

Form 8.3 - Abbvie Plc - Amendment

BARCLAYS PLC

 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	11 September 2019

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,689,633	0.18%	2,848,357	0.19%
					Â
(2)	Derivatives (other than options):
		1,631,660	0.11%	3,200	0.00%
					Â
(3)	Options and agreements to
	purchase/sell:	2,026,800	0.14%	1,454,900	0.10%
					Â
	TOTAL:
		6,348,093	0.43%	4,306,457	0.29%
					Â

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
Â	Number	Â	(%)	Number	Â	(%)
(1) Relevant securities	Â			Â
  (2) Derivatives (other than options)	Â			Â
  (3) Options and agreements to purchase/sell	Â			Â
Total	Â			Â
						Â

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	8	69.2675 USD
Purchase	16	69.5900 USD
Purchase	40	69.1900 USD
Purchase	47	69.6300 USD
Purchase	48	69.4800 USD
Purchase	77	69.2100 USD
Purchase	90	69.2900 USD
Purchase	97	69.1300 USD
Purchase	100	68.9600 USD
Purchase	100	69.3900 USD
Purchase	100	69.2500 USD
Purchase	100	69.4850 USD
Purchase	100	69.5600 USD
Purchase	100	69.5100 USD
Purchase	100	69.3700 USD
Purchase	100	69.3400 USD
Purchase	100	69.5450 USD
Purchase	100	68.2000 USD
Purchase	107	69.2142 USD
Purchase	115	69.5734 USD
Purchase	125	69.3160 USD
Purchase	146	69.3858 USD
Purchase	149	69.4489 USD
Purchase	160	69.4925 USD
Purchase	200	68.7550 USD
Purchase	200	69.2000 USD
Purchase	200	69.2850 USD
Purchase	200	69.4100 USD
Purchase	208	68.7483 USD
Purchase	220	69.3945 USD
Purchase	220	69.5263 USD
Purchase	222	69.2754 USD
Purchase	240	69.0854 USD
Purchase	242	69.3541 USD
Purchase	243	69.5700 USD
Purchase	293	69.0378 USD
Purchase	300	69.3650 USD
Purchase	364	69.4041 USD
Purchase	398	68.9194 USD
Purchase	400	69.3212 USD
Purchase	407	69.2503 USD
Purchase	500	69.2660 USD
Purchase	514	69.4689 USD
Purchase	520	68.9462 USD
Purchase	528	68.8076 USD
Purchase	545	69.3931 USD
Purchase	551	69.5367 USD
Purchase	553	69.2700 USD
Purchase	600	69.0233 USD
Purchase	637	69.4380 USD
Purchase	637	69.2988 USD
Purchase	693	69.3540 USD
Purchase	700	69.2200 USD
Purchase	700	69.4050 USD
Purchase	700	68.8081 USD
Purchase	731	69.3384 USD
Purchase	752	68.6830 USD
Purchase	822	69.1725 USD
Purchase	900	69.2511 USD
Purchase	900	69.4833 USD
Purchase	1,000	69.4670 USD
Purchase	1,078	69.3965 USD
Purchase	1,100	69.2172 USD
Purchase	1,112	69.4717 USD
Purchase	1,196	69.5271 USD
Purchase	1,200	69.2179 USD
Purchase	1,200	69.5375 USD
Purchase	1,202	69.3773 USD
Purchase	1,316	68.3881 USD
Purchase	1,479	68.9855 USD
Purchase	1,484	69.3991 USD
Purchase	1,506	69.4215 USD
Purchase	1,552	69.2140 USD
Purchase	1,578	69.4170 USD
Purchase	1,795	69.5321 USD
Purchase	1,796	69.2149 USD
Purchase	1,800	69.4052 USD
Purchase	1,800	69.3279 USD
Purchase	1,832	68.4356 USD
Purchase	1,900	69.5294 USD
Purchase	2,229	69.2655 USD
Purchase	2,363	69.1417 USD
Purchase	2,666	69.4283 USD
Purchase	2,759	69.1485 USD
Purchase	2,820	68.8674 USD
Purchase	2,841	69.4064 USD
Purchase	2,879	69.1899 USD
Purchase	2,963	69.4121 USD
Purchase	3,173	69.2980 USD
Purchase	3,502	69.2017 USD
Purchase	3,580	69.1204 USD
Purchase	4,049	69.5297 USD
Purchase	4,597	69.0033 USD
Purchase	4,600	69.4005 USD
Purchase	5,163	69.2976 USD
Purchase	8,740	69.3487 USD
Purchase	10,260	69.2290 USD
Purchase	19,307	69.4674 USD
Purchase	19,461	69.4900 USD
Purchase	22,350	69.6882 USD
Purchase	34,062	69.0993 USD
Purchase	39,022	69.4864 USD
Purchase	42,300	69.2415 USD
Purchase	53,500	69.2846 USD
Purchase	63,768	69.3923 USD
Purchase	143,957	69.3531 USD
Purchase	182,064	69.4552 USD
Sale	2	69.2000 USD
Sale	16	69.5500 USD
Sale	16	69.5900 USD
Sale	16	68.3500 USD
Sale	40	69.6000 USD
Sale	79	69.0620 USD
Sale	90	69.2800 USD
Sale	91	69.6700 USD
Sale	97	69.5650 USD
Sale	100	69.0200 USD
Sale	100	69.3400 USD
Sale	100	69.4100 USD
Sale	100	69.3800 USD
Sale	100	69.2100 USD
Sale	100	69.5400 USD
Sale	100	69.6400 USD
Sale	100	69.3700 USD
Sale	100	69.2900 USD
Sale	100	69.5100 USD
Sale	118	69.4362 USD
Sale	118	68.2000 USD
Sale	128	69.3912 USD
Sale	161	68.5902 USD
Sale	162	68.3314 USD
Sale	164	69.5621 USD
Sale	186	69.3777 USD
Sale	188	69.3094 USD
Sale	194	69.2400 USD
Sale	200	69.3500 USD
Sale	200	69.3100 USD
Sale	200	68.3325 USD
Sale	200	69.3000 USD
Sale	200	69.3125 USD
Sale	200	68.3905 USD
Sale	200	69.4050 USD
Sale	201	69.5000 USD
Sale	203	69.5600 USD
Sale	231	69.4674 USD
Sale	238	69.3522 USD
Sale	300	68.3200 USD
Sale	332	68.9180 USD
Sale	395	69.5700 USD
Sale	400	68.3300 USD
Sale	400	68.4000 USD
Sale	409	68.3317 USD
Sale	586	69.3988 USD
Sale	600	69.5166 USD
Sale	600	69.4375 USD
Sale	600	69.5250 USD
Sale	647	69.3275 USD
Sale	675	69.4692 USD
Sale	700	69.3835 USD
Sale	700	68.3814 USD
Sale	827	69.3731 USD
Sale	900	69.5344 USD
Sale	987	69.5092 USD
Sale	1,000	69.3760 USD
Sale	1,020	69.4430 USD
Sale	1,078	69.3965 USD
Sale	1,100	69.3863 USD
Sale	1,110	69.3772 USD
Sale	1,200	69.5300 USD
Sale	1,300	69.4850 USD
Sale	1,400	69.4025 USD
Sale	1,468	69.2432 USD
Sale	1,500	69.2120 USD
Sale	1,500	69.4276 USD
Sale	1,500	69.3780 USD
Sale	1,521	69.4571 USD
Sale	2,144	69.4707 USD
Sale	2,500	69.4432 USD
Sale	2,678	69.4731 USD
Sale	2,771	69.4138 USD
Sale	2,800	69.3823 USD
Sale	2,993	69.4948 USD
Sale	3,099	69.4925 USD
Sale	3,110	69.2372 USD
Sale	3,652	69.5283 USD
Sale	3,859	69.4531 USD
Sale	4,316	69.4322 USD
Sale	4,687	69.4758 USD
Sale	6,129	69.3447 USD
Sale	6,900	69.2712 USD
Sale	7,347	69.3994 USD
Sale	7,600	69.1345 USD
Sale	8,400	69.4259 USD
Sale	8,588	69.3570 USD
Sale	9,437	69.4655 USD
Sale	9,900	69.4823 USD
Sale	11,592	69.4709 USD
Sale	13,110	69.3487 USD
Sale	18,500	69.2872 USD
Sale	19,976	69.2041 USD
Sale	20,000	69.1623 USD
Sale	22,048	69.3871 USD
Sale	22,350	69.6882 USD
Sale	22,793	69.4196 USD
Sale	27,389	69.1762 USD
Sale	28,880	69.4352 USD
Sale	30,918	69.4843 USD
Sale	32,200	69.2746 USD
Sale	33,511	69.4900 USD
Sale	34,062	69.0993 USD
Sale	35,400	69.2543 USD
Sale	81,025	69.4490 USD
Sale	83,561	69.2962 USD
Sale	85,029	69.3296 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)
Â	Â	Â	Â

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price	Â	date	money
	selling,	securities	Â	Â	Â	paid/
	varying etc	to which	Â	Â	Â	received
		option	Â	Â	Â	Â
		relates	Â	Â	Â	Â
Call Option	Purchasing	200	66 USD	American	13 Sep 2019	3.2400 USD
Call Option	Purchasing	500	67 USD	American	13 Sep 2019	2.1800 USD
Call Option	Purchasing	200	68 USD	American	13 Sep 2019	0.9400 USD
Call Option	Purchasing	5,900	68 USD	American	13 Sep 2019	1.2069 USD
Call Option	Purchasing	100	68 USD	American	27 Sep 2019	2.4500 USD
Call Option	Purchasing	1,300	69 USD	American	13 Sep 2019	0.6392 USD
Call Option	Purchasing	200	69 USD	American	13 Sep 2019	0.6600 USD
Call Option	Purchasing	6,900	70 USD	American	13 Sep 2019	0.2072 USD
Call Option	Purchasing	500	70 USD	American	20 Sep 2019	0.5700 USD
Call Option	Purchasing	100	73 USD	American	20 Sep 2019	0.1000 USD
Call Option	Purchasing	1,000	73 USD	American	17 Jan 2020	2.1010 USD
Call Option	Purchasing	5,400	75 USD	American	15 Nov 2019	0.6892 USD
Call Option	Selling	500	69 USD	American	20 Sep 2019	1.1000 USD
Call Option	Selling	5,000	78 USD	American	20 Sep 2019	0.0400 USD
Put Option	Purchasing	1,000	65 USD	American	27 Sep 2019	0.2200 USD
Put Option	Purchasing	100	65 USD	American	18 Oct 2019	0.7500 USD
Put Option	Purchasing	1,800	66 USD	American	27 Sep 2019	0.2800 USD
Put Option	Purchasing	1,000	70 USD	American	25 Oct 2019	3.0000 USD
Put Option	Selling	100	60 USD	American	17 Jan 2020	1.5800 USD
Put Option	Selling	100	65 USD	American	20 Sep 2019	0.1200 USD
Put Option	Selling	2,500	67 USD	American	13 Sep 2019	0.0400 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)
Â	Â	Â

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)
Â	Â	  Â

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	13 Sep 2019
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price	Â	date
	Â	to which the option	Â	Â	Â
	Â	or derivative	Â	Â	Â
	Â	relates	Â	Â	Â
Call Options	Purchased	11,300	70.0000	American	Nov 15, 2019
Put Options	Written	9,500	60.0000	American	Jun 19, 2020
Put Options	Written	250,000	65.0000	American	Jan 17, 2020
Put Options	Written	100,000	65.0000	American	Jan 15, 1919
Call Options	Purchased	2,100	78.0000	American	Nov 15, 2019
Put Options	Written	1,800	66.0000	American	Sep 13, 2019
Call Options	Purchased	1,700	78.0000	American	Jan 17, 2020
Call Options	Purchased	1,300	58.0000	American	Jan 15, 2021
Call Options	Purchased	700	50.0000	American	Jan 15, 2021
Call Options	Purchased	500	71.0000	American	Sep 13, 2019
Put Options	Written	500	50.0000	American	Nov 15, 2019
Put Options	Written	1,100	85.0000	American	Jun 19, 2020
Call Options	Purchased	200	55.0000	American	Sep 18, 2020
Put Options	Written	200	75.0000	American	Jun 19, 2020
Call Options	Purchased	100	73.0000	American	Sep 18, 2020
Put Options	Written	100	80.0000	American	Sep 18, 2020
Put Options	Written	100	63.0000	American	Oct 25, 2019
Call Options	Written	-130,100	68.0000	American	Sep 20, 2019
Call Options	Written	-300	120.0000	American	Jan 15, 2021
Put Options	Purchased	-300	75.0000	American	Feb 21, 2020
Call Options	Written	-400	66.0000	American	Sep 20, 2019
Put Options	Purchased	-500	67.0000	American	Sep 20, 2019
Put Options	Purchased	-600	105.0000	American	Jan 15, 2021
Put Options	Purchased	-600	55.0000	American	Sep 18, 2020
Put Options	Purchased	-600	65.0000	American	Feb 21, 2020
Put Options	Purchased	-700	65.0000	American	Jan 15, 2021
Put Options	Purchased	-800	71.0000	American	Sep 20, 2019
Call Options	Written	-900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-900	75.0000	American	Nov 15, 2019
Call Options	Written	-1,000	68.0000	American	Oct 4, 2019
Put Options	Purchased	-1,000	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	70.0000	American	Oct 25, 2019
Call Options	Written	-1,500	130.0000	American	Jan 15, 2021
Put Options	Purchased	-1,900	55.0000	American	Sep 20, 2019
Put Options	Purchased	-2,700	73.0000	American	Jun 19, 2020
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-3,100	63.0000	American	Jan 17, 2020
Put Options	Purchased	-3,600	50.0000	American	Jan 15, 2021
Put Options	Purchased	-4,200	65.0000	American	Jan 17, 2020
Put Options	Purchased	-5,100	48.0000	American	Jun 19, 2020
Call Options	Written	-6,900	93.0000	American	Jan 17, 2020
Call Options	Written	-9,400	83.0000	American	Sep 20, 2019
Put Options	Purchased	-9,700	50.0000	American	Jan 17, 2020
Call Options	Written	-20,600	90.0000	American	Jun 19, 2020
Put Options	Written	49,600	95.0000	American	Jan 17, 2020
Call Options	Purchased	7,600	80.0000	American	Jan 17, 2020
Call Options	Purchased	6,400	70.0000	American	Sep 13, 2019
Put Options	Written	300,900	60.0000	American	Jan 15, 2021
Call Options	Purchased	130,200	73.0000	American	Sep 20, 2019
Put Options	Written	36,500	70.0000	American	Jan 17, 2020
Put Options	Written	36,500	70.0000	American	Jan 15, 1919
Put Options	Written	25,000	57.5000	American	Jan 17, 2020
Call Options	Purchased	16,200	68.0000	American	Sep 13, 2019
Call Options	Purchased	2,400	50.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	48.0000	American	Sep 18, 2020
Put Options	Written	2,000	58.0000	American	Jan 15, 2021
Put Options	Written	1,400	68.0000	American	Jun 19, 2020
Call Options	Purchased	1,300	55.0000	American	Jun 19, 2020
Put Options	Written	1,300	45.0000	American	Jan 17, 2020
Put Options	Written	800	83.0000	American	Jan 17, 2020
Put Options	Written	800	70.0000	American	Sep 20, 2019
Call Options	Purchased	500	68.0000	American	Feb 21, 2020
Call Options	Purchased	400	58.0000	American	Sep 18, 2020
Call Options	Purchased	1,000	145.0000	American	Jun 19, 2020
Put Options	Written	5,300	78.0000	American	Jan 17, 2020
Call Options	Purchased	4,500	75.0000	American	Sep 20, 2019
Call Options	Purchased	4,000	55.0000	American	Jan 17, 2020
Put Options	Written	3,600	43.0000	American	Sep 20, 2019
Put Options	Written	100	63.0000	American	Sep 13, 2019
Call Options	Written	-100	63.0000	American	Sep 13, 2019
Put Options	Purchased	-100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-100	120.0000	American	Jan 17, 2020
Call Options	Written	-200	60.0000	American	Jan 15, 2021
Call Options	Written	-200	63.0000	American	Jun 19, 2020
Call Options	Written	-200	57.0000	American	Sep 13, 2019
Put Options	Purchased	-200	78.0000	American	Nov 15, 2019
Call Options	Written	-400	75.0000	American	Sep 18, 2020
Put Options	Purchased	-700	43.0000	American	Jan 15, 2021
Put Options	Purchased	-700	68.0000	American	Oct 18, 2019
Call Options	Written	-800	93.0000	American	Jan 15, 2021
Call Options	Written	-1,000	83.0000	American	Feb 21, 2020
Put Options	Purchased	-1,000	58.0000	American	Sep 27, 2019
Put Options	Purchased	-1,300	73.0000	American	Oct 18, 2019
Put Options	Purchased	-1,300	65.0000	American	Sep 13, 2019
Call Options	Written	-2,000	80.0000	American	Sep 18, 2020
Call Options	Written	-2,300	80.0000	American	Feb 21, 2020
Put Options	Purchased	-2,600	55.0000	American	Jan 15, 2021
Call Options	Written	-7,300	98.0000	American	Jan 17, 2020
Call Options	Written	-9,800	110.0000	American	Jan 17, 2020
Put Options	Purchased	-10,900	83.0000	American	Nov 15, 2019
Call Options	Written	-11,300	130.0000	American	Jan 17, 2020
Call Options	Written	-11,400	83.0000	American	Jan 17, 2020
Put Options	Purchased	-16,300	55.0000	American	Jan 17, 2020
Call Options	Written	-18,200	110.0000	American	Jan 15, 2021
Put Options	Purchased	-27,600	63.0000	American	Nov 15, 2019
Put Options	Written	13,400	43.0000	American	Feb 21, 2020
Put Options	Written	8,200	63.0000	American	Jan 17, 2020
Call Options	Purchased	30,200	63.0000	American	Sep 20, 2019
Put Options	Written	28,300	63.0000	American	Jun 19, 2020
Call Options	Purchased	18,000	73.0000	American	Jan 17, 2020
Call Options	Purchased	2,500	60.0000	American	Feb 21, 2020
Call Options	Purchased	2,300	60.0000	American	Jun 19, 2020
Call Options	Purchased	400	70.0000	American	Jun 19, 2020
Put Options	Written	400	40.0000	American	Sep 20, 2019
Call Options	Purchased	1,000	60.0000	American	Sep 18, 2020
Put Options	Written	300	78.0000	American	Sep 18, 2020
Call Options	Purchased	100	105.0000	American	Jun 19, 2020
Put Options	Written	100	73.0000	American	Sep 18, 2020
Put Options	Written	3,000	63.0000	American	Feb 21, 2020
Call Options	Purchased	2,800	70.0000	American	Feb 21, 2020
Call Options	Written	-100	68.0000	American	Sep 18, 2020
Call Options	Written	-400	110.0000	American	Jun 19, 2020
Call Options	Written	-500	95.0000	American	Sep 18, 2020
Call Options	Written	-500	83.0000	American	Jun 19, 2020
Put Options	Purchased	-500	48.0000	American	Nov 15, 2019
Call Options	Written	-600	73.0000	American	Jun 19, 2020
Put Options	Purchased	-600	55.0000	American	Jun 19, 2020
Call Options	Written	-800	125.0000	American	Jan 17, 2020
Call Options	Written	-1,000	78.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	50.0000	American	Sep 18, 2020
Call Options	Written	-1,600	75.0000	American	Jan 15, 2021
Put Options	Purchased	-1,600	110.0000	American	Jan 15, 2021
Call Options	Written	-1,900	115.0000	American	Sep 18, 2020
Put Options	Purchased	-2,000	45.0000	American	Sep 18, 2020
Call Options	Written	-2,200	85.0000	American	Sep 18, 2020
Call Options	Written	-2,600	105.0000	American	Nov 15, 2019
Put Options	Purchased	-3,100	58.0000	American	Oct 18, 2019
Put Options	Purchased	-4,300	50.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	43.0000	American	Jun 19, 2020
Call Options	Written	-11,700	70.0000	American	Sep 20, 2019
Call Options	Written	-12,100	95.0000	American	Jan 17, 2020
Call Options	Written	-14,600	88.0000	American	Nov 15, 2019
Put Options	Purchased	-27,700	60.0000	American	Jan 17, 2020
Call Options	Purchased	9,800	68.0000	American	Jan 17, 2020
Call Options	Purchased	5,600	73.0000	American	Nov 15, 2019
Put Options	Written	151,000	65.0000	American	Jun 19, 2020
Put Options	Written	125,000	80.0000	American	Jan 15, 2021
Call Options	Purchased	1,600	70.0000	American	Jan 15, 2021
Call Options	Purchased	800	155.0000	American	Jan 17, 2020
Call Options	Purchased	700	68.0000	American	Sep 20, 2019
Call Options	Purchased	500	71.0000	American	Sep 27, 2019
Call Options	Purchased	1,200	58.0000	American	Jun 19, 2020
Put Options	Written	900	66.0000	American	Sep 20, 2019
Put Options	Written	300	80.0000	American	Jun 19, 2020
Call Options	Purchased	100	65.0000	American	Jan 17, 2020
Call Options	Purchased	100	72.0000	American	Sep 27, 2019
Put Options	Written	100	60.0000	American	Sep 27, 2019
Call Options	Purchased	5,300	67.0000	American	Sep 13, 2019
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Written	-100	75.0000	American	Jun 19, 2020
Put Options	Purchased	-100	61.0000	American	Sep 13, 2019
Call Options	Written	-300	110.0000	American	Sep 18, 2020
Call Options	Written	-400	73.0000	American	Oct 18, 2019
Call Options	Written	-400	68.0000	American	Sep 13, 2019
Call Options	Written	-800	67.0000	American	Sep 20, 2019
Call Options	Written	-900	75.0000	American	Jan 17, 2020
Call Options	Written	-900	69.0000	American	Sep 20, 2019
Put Options	Purchased	-900	55.0000	American	Nov 15, 2019
Put Options	Purchased	-1,000	105.0000	American	Jun 19, 2020
Call Options	Written	-1,400	66.0000	American	Sep 27, 2019
Call Options	Written	-1,700	68.0000	American	Sep 27, 2019
Call Options	Written	-2,100	98.0000	American	Jun 19, 2020
Put Options	Purchased	-2,200	70.0000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-3,400	95.0000	American	Sep 20, 2019
Put Options	Purchased	-4,000	60.0000	American	Oct 18, 2019
Call Options	Written	-4,100	115.0000	American	Jan 17, 2020
Put Options	Purchased	-4,500	58.0000	American	Jan 17, 2020
Call Options	Written	-5,100	85.0000	American	Jan 15, 2021
Call Options	Written	-6,900	105.0000	American	Jan 17, 2020
Call Options	Written	-10,900	80.0000	American	Sep 20, 2019
Call Options	Written	-13,600	100.0000	American	Jan 15, 2021
Call Options	Written	-15,500	88.0000	American	Jan 17, 2020
Call Options	Written	-17,000	85.0000	American	Nov 15, 2019
Call Options	Written	-35,500	90.0000	American	Sep 20, 2019
Put Options	Purchased	-39,300	68.0000	American	Nov 15, 2019
Call Options	Written	-52,600	65.0000	American	Sep 20, 2019
Call Options	Written	-75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	13,300	80.0000	American	Nov 15, 2019
Call Options	Purchased	5,500	65.0000	American	Nov 15, 2019
Put Options	Written	32,800	58.0000	American	Jun 19, 2020
Call Options	Purchased	18,100	60.0000	American	Jan 17, 2020
Call Options	Purchased	16,900	70.0000	American	Jan 17, 2020
Call Options	Purchased	2,600	68.0000	American	Oct 18, 2019
Put Options	Written	2,100	45.0000	American	Sep 20, 2019
Call Options	Purchased	1,900	69.0000	American	Sep 13, 2019
Call Options	Purchased	1,400	65.0000	American	Feb 21, 2020
Put Options	Written	600	55.0000	American	Feb 21, 2020
Put Options	Written	500	64.0000	American	Sep 27, 2019
Put Options	Written	400	73.0000	American	Nov 15, 2019
Call Options	Purchased	1,000	67.0000	American	Oct 11, 2019
Call Options	Purchased	1,000	64.0000	American	Oct 11, 2019
Put Options	Written	1,000	48.0000	American	Sep 20, 2019
Put Options	Written	1,000	64.0000	American	Sep 13, 2019
Put Options	Written	900	61.0000	American	Sep 20, 2019
Put Options	Written	300	63.0000	American	Sep 18, 2020
Put Options	Written	300	70.0000	American	Feb 21, 2020
Put Options	Written	200	88.0000	American	Nov 15, 2019
Call Options	Purchased	100	63.0000	American	Sep 18, 2020
Call Options	Purchased	100	69.0000	American	Sep 27, 2019
Put Options	Written	4,100	85.0000	American	Jan 17, 2020
Call Options	Purchased	3,000	55.0000	American	Feb 21, 2020
Put Options	Written	3,000	58.0000	American	Sep 20, 2019
Put Options	Written	2,900	68.0000	American	Sep 13, 2019
Put Options	Written	100	67.0000	American	Sep 20, 2019
Call Options	Written	-200	78.0000	American	Sep 18, 2020
Call Options	Written	-300	130.0000	American	Jun 19, 2020
Put Options	Purchased	-300	78.0000	American	Feb 21, 2020
Put Options	Purchased	-400	73.0000	American	Jan 17, 2020
Call Options	Written	-500	63.0000	American	Oct 18, 2019
Call Options	Written	-700	68.0000	American	Jun 19, 2020
Put Options	Purchased	-800	50.0000	American	Feb 21, 2020
Put Options	Purchased	-900	60.0000	American	Sep 18, 2020
Put Options	Purchased	-1,100	80.0000	American	Jan 15, 2021
Put Options	Purchased	-1,100	60.0000	American	Feb 21, 2020
Put Options	Purchased	-1,200	65.0000	American	Nov 15, 2019
Call Options	Written	-1,300	93.0000	American	Jun 19, 2020
Call Options	Written	-1,400	90.0000	American	Sep 18, 2020
Put Options	Purchased	-1,400	45.0000	American	Jan 15, 2021
Call Options	Written	-1,500	93.0000	American	Nov 15, 2019
Call Options	Written	-2,100	78.0000	American	Jan 15, 2021
Call Options	Written	-2,300	115.0000	American	Jun 19, 2020
Put Options	Purchased	-2,300	65.0000	American	Sep 27, 2019
Call Options	Written	-2,500	185.0000	American	Jan 17, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-2,800	43.0000	American	Jan 17, 2020
Call Options	Written	-3,100	145.0000	American	Jan 17, 2020
Put Options	Purchased	-3,600	70.0000	American	Sep 20, 2019
Call Options	Written	-3,700	93.0000	American	Sep 20, 2019
Put Options	Purchased	-5,000	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,900	75.0000	American	Jan 17, 2020
Call Options	Written	-7,500	110.0000	American	Sep 20, 2019
Put Options	Purchased	-49,200	60.0000	American	Sep 20, 2019
Call Options	Written	-100,100	120.0000	American	Jan 17, 2020
Call Options	Purchased	9,700	75.0000	American	Nov 15, 2019
Put Options	Written	6,100	80.0000	American	Jan 17, 2020
Call Options	Purchased	34,500	66.0000	American	Sep 20, 2019
Put Options	Written	30,300	70.0000	American	Jun 19, 2020
Call Options	Purchased	2,300	75.0000	American	Feb 21, 2020
Call Options	Purchased	1,700	78.0000	American	Oct 18, 2019
Put Options	Written	1,500	45.0000	American	Nov 15, 2019
Put Options	Written	1,500	73.0000	American	Sep 20, 2019
Call Options	Purchased	800	65.0000	American	Sep 13, 2019
Call Options	Purchased	400	68.0000	American	Oct 4, 2019
Put Options	Written	400	33.0000	American	Sep 18, 2020
Put Options	Written	1,000	68.0000	American	Feb 21, 2020
Put Options	Written	300	35.0000	American	Sep 18, 2020
Call Options	Purchased	4,600	75.0000	American	Oct 18, 2019
Call Options	Purchased	100	78.0000	American	Feb 21, 2020
Put Options	Written	100	78.0000	American	Jan 15, 2021
Put Options	Written	100	80.0000	American	Nov 15, 2019
Call Options	Written	-100	90.0000	American	Jan 15, 2021
Call Options	Written	-100	85.0000	American	Feb 21, 2020
Call Options	Written	-100	180.0000	American	Jan 17, 2020
Put Options	Purchased	-100	48.0000	American	Jan 17, 2020
Put Options	Purchased	-100	62.0000	American	Sep 20, 2019
Call Options	Written	-200	65.0000	American	Jan 15, 2021
Call Options	Written	-300	72.0000	American	Sep 20, 2019
Call Options	Written	-300	63.0000	American	Sep 20, 2019
Put Options	Purchased	-600	43.0000	American	Sep 18, 2020
Call Options	Written	-1,000	100.0000	American	Sep 20, 2019
Put Options	Purchased	-1,000	62.0000	American	Sep 13, 2019
Put Options	Purchased	-1,900	58.0000	American	Nov 15, 2019
Call Options	Written	-2,000	150.0000	American	Jan 17, 2020
Put Options	Purchased	-2,000	63.0000	American	Sep 20, 2019
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	40.0000	American	Jan 15, 2021
Call Options	Written	-2,200	83.0000	American	Jan 15, 2021
Call Options	Written	-2,400	66.0000	American	Sep 13, 2019
Put Options	Purchased	-3,000	68.0000	American	Jan 15, 2021
Put Options	Purchased	-6,300	70.0000	American	Jan 17, 2020
Call Options	Written	-18,100	95.0000	American	Jun 19, 2020
Put Options	Purchased	-57,700	65.0000	American	Sep 20, 2019
Call Options	Written	-25,000	82.5000	American	Jan 17, 2020
Call Options	Written	-29,100	78.0000	American	Sep 20, 2019
Call Options	Written	-74,600	85.0000	American	Sep 20, 2019
Call Options	Purchased	12,600	68.0000	American	Nov 15, 2019
Put Options	Written	6,000	105.0000	American	Jan 17, 2020
Put Options	Written	5,700	67.0000	American	Sep 13, 2019
Put Options	Written	180,000	60.0000	American	Sep 20, 2019
Put Options	Written	75,000	70.0000	American	Jan 15, 2021
Call Options	Purchased	2,600	60.0000	American	Sep 20, 2019
Call Options	Purchased	2,100	50.0000	American	Jan 17, 2020
Call Options	Purchased	1,800	80.0000	American	Jun 19, 2020
Put Options	Written	800	65.0000	American	Sep 13, 2019
Call Options	Purchased	400	48.0000	American	Jun 19, 2020
Call Options	Purchased	400	83.0000	American	Nov 15, 2019
Put Options	Written	1,000	83.0000	American	Jan 15, 2021
Put Options	Written	100	70.0000	American	Oct 11, 2019
Call Options	Purchased	5,200	70.0000	American	Oct 18, 2019
Call Options	Purchased	2,700	85.0000	American	Jun 19, 2020
Put Options	Purchased	-100	73.0000	American	Feb 21, 2020
Put Options	Purchased	-100	64.0000	American	Sep 20, 2019
Call Options	Written	-200	105.0000	American	Sep 18, 2020
Put Options	Purchased	-200	55.0000	American	Oct 18, 2019
Call Options	Written	-300	93.0000	American	Sep 18, 2020
Call Options	Written	-500	88.0000	American	Jun 19, 2020
Put Options	Purchased	-500	48.0000	American	Sep 18, 2020
Call Options	Written	-900	100.0000	American	Nov 15, 2019
Call Options	Written	-900	71.0000	American	Sep 20, 2019
Put Options	Purchased	-1,000	40.0000	American	Jun 19, 2020
Put Options	Purchased	-1,000	67.0000	American	Sep 27, 2019
Put Options	Purchased	-1,200	70.0000	American	Oct 18, 2019
Put Options	Purchased	-1,400	68.0000	American	Jan 17, 2020
Put Options	Purchased	-1,500	66.0000	American	Sep 27, 2019
Call Options	Written	-1,900	98.0000	American	Jan 15, 2021
Call Options	Written	-2,200	63.0000	American	Feb 21, 2020
Call Options	Written	-6,600	105.0000	American	Jan 15, 2021
Call Options	Written	-10,400	100.0000	American	Jun 19, 2020
Call Options	Written	-13,500	85.0000	American	Jan 17, 2020
Call Options	Written	-13,800	90.0000	American	Nov 15, 2019
Put Options	Purchased	-25,900	68.0000	American	Sep 20, 2019
Call Options	Written	-69,400	100.0000	American	Jan 17, 2020
Put Options	Written	25,000	58.0000	American	Jan 15, 1919
Put Options	Written	17,400	63.0000	American	Oct 18, 2019
Put Options	Written	16,100	65.0000	American	Oct 18, 2019
Call Options	Purchased	1,300	65.0000	American	Jun 19, 2020
Call Options	Purchased	400	69.0000	American	Sep 20, 2019
Put Options	Written	400	85.0000	American	Jan 15, 2021
Call Options	Purchased	300	67.0000	American	Sep 27, 2019
Call Options	Purchased	1,200	68.0000	American	Sep 27, 2019
Put Options	Written	1,100	45.0000	American	Jun 19, 2020
Put Options	Written	1,000	66.0000	American	Sep 27, 2019
Put Options	Written	200	59.0000	American	Sep 27, 2019
Put Options	Written	100	70.0000	American	Oct 4, 2019
Call Options	Purchased	5,100	70.0000	American	Sep 27, 2019
Put Options	Written	4,000	60.0000	American	Oct 11, 2019
Put Options	Written	3,700	75.0000	American	Sep 20, 2019
Call Options	Purchased	3,600	73.0000	American	Feb 21, 2020
Put Options	Purchased	-100	68.0000	American	Sep 18, 2020
Put Options	Purchased	-200	88.0000	American	Jan 17, 2020
Put Options	Purchased	-300	43.0000	American	Nov 15, 2019
Call Options	Written	-400	105.0000	American	Sep 20, 2019
Put Options	Purchased	-500	67.0000	American	Oct 4, 2019
Put Options	Purchased	-600	50.0000	American	Sep 20, 2019
Put Options	Purchased	-800	93.0000	American	Jun 19, 2020
Call Options	Written	-1,000	88.0000	American	Jan 15, 2021
Call Options	Written	-1,000	69.0000	American	Oct 4, 2019
Put Options	Purchased	-1,000	48.0000	American	Jan 15, 2021
Put Options	Purchased	-1,000	62.0000	American	Oct 11, 2019
Put Options	Purchased	-1,800	61.0000	American	Sep 20, 2019
Call Options	Written	-3,100	135.0000	American	Jan 17, 2020
Call Options	Written	-3,500	80.0000	American	Jan 15, 2021
Call Options	Written	-5,000	100.0000	American	Sep 18, 2020
Call Options	Written	-5,100	95.0000	American	Jan 15, 2021
Call Options	Written	-6,400	88.0000	American	Sep 20, 2019
Call Options	Written	-6,500	95.0000	American	Nov 15, 2019
Put Options	Purchased	-6,800	100.0000	American	Jan 17, 2020
Put Options	Purchased	-7,300	70.0000	American	Nov 15, 2019
Put Options	Purchased	-9,400	90.0000	American	Jan 17, 2020
Put Options	Purchased	-9,500	73.0000	American	Jan 15, 2021
Call Options	Written	-13,300	90.0000	American	Jan 17, 2020
Put Options	Purchased	-14,900	60.0000	American	Nov 15, 2019
Call Options	Written	-25,000	83.0000	American	Jan 15, 1919

Notes

1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetaryamounts, the currencymust be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

View source version on businesswire.com: https://www.businesswire.com/news/home/20190916005359/en/