Form 8.3 - Abbvie Plc - Amendment
Form 8.3 - Abbvie Plc - Amendment
BARCLAYS PLC
Â
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 08 November 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities | Â |
|||
2,028,614 |
0.14% |
4,331,794 |
0.29% |
||
| Â | |||||
(2) |
Derivatives (other than options): | ||||
1,574,975 |
0.11% |
0 |
0.00% |
||
 |
|||||
(3) |
Options and agreements to | ||||
| purchase/sell: | 2,696,600 |
0.18% |
1,011,500 |
0.07% |
|
| Â | |||||
| TOTAL: | |||||
6,300,189 |
0.43% |
5,343,294 |
0.36% |
||
| Â | |||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
 |
Number |
 |
(%) |
Number |
 |
(%) |
(1) Relevant securities |
 |
 |
||||
 (2) Derivatives (other than options) |
 |
 |
||||
 (3) Options and agreements to purchase/sell |
 |
 |
||||
Total |
 |
 |
||||
 |
||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities |
Price per unit |
| Purchase | 10 |
83.5800 USD |
| Purchase | 32 |
84.3200 USD |
| Purchase | 60 |
84.6600 USD |
| Purchase | 100 |
73.0000 USD |
| Purchase | 100 |
83.7100 USD |
| Purchase | 103 |
83.7500 USD |
| Purchase | 189 |
83.5184 USD |
| Purchase | 200 |
83.5950 USD |
| Purchase | 200 |
82.5000 USD |
| Purchase | 220 |
85.1845 USD |
| Purchase | 229 |
83.0443 USD |
| Purchase | 240 |
84.9400 USD |
| Purchase | 300 |
83.0583 USD |
| Purchase | 300 |
79.0000 USD |
| Purchase | 300 |
83.2200 USD |
| Purchase | 300 |
84.6333 USD |
| Purchase | 300 |
84.5216 USD |
| Purchase | 325 |
82.9276 USD |
| Purchase | 342 |
83.8500 USD |
| Purchase | 393 |
84.4078 USD |
| Purchase | 400 |
83.6000 USD |
| Purchase | 400 |
83.8900 USD |
| Purchase | 400 |
84.2925 USD |
| Purchase | 400 |
84.7000 USD |
| Purchase | 500 |
84.7237 USD |
| Purchase | 500 |
83.8120 USD |
| Purchase | 500 |
83.2880 USD |
| Purchase | 500 |
85.1900 USD |
| Purchase | 598 |
84.5946 USD |
| Purchase | 665 |
83.7380 USD |
| Purchase | 707 |
83.6002 USD |
| Purchase | 820 |
83.6980 USD |
| Purchase | 900 |
83.1905 USD |
| Purchase | 900 |
77.5000 USD |
| Purchase | 987 |
83.7869 USD |
| Purchase | 1,000 |
84.6390 USD |
| Purchase | 1,072 |
83.6750 USD |
| Purchase | 1,100 |
78.0000 USD |
| Purchase | 1,106 |
84.8768 USD |
| Purchase | 1,400 |
84.6975 USD |
| Purchase | 1,400 |
84.4771 USD |
| Purchase | 1,700 |
81.5000 USD |
| Purchase | 1,849 |
84.6193 USD |
| Purchase | 1,946 |
83.2524 USD |
| Purchase | 2,009 |
83.7425 USD |
| Purchase | 2,245 |
84.3658 USD |
| Purchase | 2,300 |
85.1500 USD |
| Purchase | 2,500 |
84.0184 USD |
| Purchase | 3,272 |
84.6281 USD |
| Purchase | 3,283 |
83.9167 USD |
| Purchase | 3,421 |
83.2616 USD |
| Purchase | 3,593 |
83.8933 USD |
| Purchase | 3,600 |
82.0000 USD |
| Purchase | 3,957 |
84.8773 USD |
| Purchase | 4,900 |
86.0000 USD |
| Purchase | 5,000 |
83.5000 USD |
| Purchase | 5,606 |
84.5938 USD |
| Purchase | 5,700 |
83.0000 USD |
| Purchase | 6,700 |
78.9983 USD |
| Purchase | 7,976 |
83.9874 USD |
| Purchase | 8,471 |
84.4801 USD |
| Purchase | 9,701 |
84.5115 USD |
| Purchase | 9,900 |
85.2154 USD |
| Purchase | 13,538 |
83.3810 USD |
| Purchase | 16,335 |
85.2095 USD |
| Purchase | 17,271 |
84.7232 USD |
| Purchase | 18,800 |
85.0000 USD |
| Purchase | 21,200 |
85.0808 USD |
| Purchase | 21,400 |
84.0000 USD |
| Purchase | 21,555 |
84.2769 USD |
| Purchase | 25,023 |
84.3193 USD |
| Purchase | 28,113 |
84.3108 USD |
| Purchase | 28,792 |
83.3154 USD |
| Purchase | 34,400 |
84.1971 USD |
| Purchase | 34,867 |
85.2100 USD |
| Purchase | 40,111 |
84.7650 USD |
| Purchase | 42,729 |
85.0653 USD |
| Purchase | 42,783 |
84.9924 USD |
| Purchase | 46,342 |
85.1980 USD |
| Purchase | 52,498 |
84.6290 USD |
| Purchase | 63,700 |
84.4891 USD |
| Purchase | 73,585 |
85.0883 USD |
| Purchase | 156,987 |
84.3965 USD |
| Sale | 1 |
85.1800 USD |
| Sale | 35 |
85.2600 USD |
| Sale | 54 |
85.2000 USD |
| Sale | 56 |
82.2900 USD |
| Sale | 65 |
84.6500 USD |
| Sale | 84 |
85.2700 USD |
| Sale | 100 |
85.1900 USD |
| Sale | 100 |
85.1000 USD |
| Sale | 100 |
84.7400 USD |
| Sale | 100 |
84.7300 USD |
| Sale | 100 |
74.0000 USD |
| Sale | 100 |
78.5000 USD |
| Sale | 100 |
85.0000 USD |
| Sale | 100 |
84.5800 USD |
| Sale | 104 |
85.2351 USD |
| Sale | 108 |
84.7655 USD |
| Sale | 171 |
82.4408 USD |
| Sale | 183 |
83.5824 USD |
| Sale | 200 |
83.7100 USD |
| Sale | 200 |
84.9800 USD |
| Sale | 200 |
84.7000 USD |
| Sale | 200 |
85.0850 USD |
| Sale | 200 |
85.2400 USD |
| Sale | 200 |
85.2375 USD |
| Sale | 200 |
85.2300 USD |
| Sale | 204 |
85.2158 USD |
| Sale | 210 |
83.5800 USD |
| Sale | 210 |
83.7638 USD |
| Sale | 220 |
84.3981 USD |
| Sale | 240 |
84.9400 USD |
| Sale | 298 |
85.2200 USD |
| Sale | 300 |
85.1766 USD |
| Sale | 342 |
83.8500 USD |
| Sale | 373 |
85.2079 USD |
| Sale | 400 |
85.2075 USD |
| Sale | 400 |
84.4918 USD |
| Sale | 400 |
85.2425 USD |
| Sale | 404 |
85.0185 USD |
| Sale | 416 |
85.2050 USD |
| Sale | 440 |
85.1632 USD |
| Sale | 459 |
85.1962 USD |
| Sale | 500 |
85.2180 USD |
| Sale | 500 |
85.2270 USD |
| Sale | 500 |
85.0260 USD |
| Sale | 504 |
84.7303 USD |
| Sale | 563 |
84.6591 USD |
| Sale | 600 |
84.9775 USD |
| Sale | 659 |
84.9503 USD |
| Sale | 675 |
85.0975 USD |
| Sale | 700 |
85.1721 USD |
| Sale | 700 |
84.9785 USD |
| Sale | 700 |
85.0885 USD |
| Sale | 707 |
83.6002 USD |
| Sale | 734 |
85.1122 USD |
| Sale | 738 |
85.0345 USD |
| Sale | 800 |
84.7112 USD |
| Sale | 800 |
85.1862 USD |
| Sale | 900 |
83.8355 USD |
| Sale | 927 |
85.2167 USD |
| Sale | 932 |
84.8812 USD |
| Sale | 1,100 |
77.0000 USD |
| Sale | 1,223 |
84.1759 USD |
| Sale | 1,225 |
84.7018 USD |
| Sale | 1,359 |
84.6669 USD |
| Sale | 1,400 |
84.8150 USD |
| Sale | 1,400 |
85.0228 USD |
| Sale | 1,400 |
85.0557 USD |
| Sale | 1,477 |
85.2066 USD |
| Sale | 1,490 |
84.4287 USD |
| Sale | 1,493 |
84.9168 USD |
| Sale | 1,500 |
80.0000 USD |
| Sale | 1,510 |
84.3742 USD |
| Sale | 1,600 |
84.6425 USD |
| Sale | 1,600 |
84.6250 USD |
| Sale | 1,923 |
85.2271 USD |
| Sale | 2,000 |
84.7272 USD |
| Sale | 2,123 |
84.9546 USD |
| Sale | 2,300 |
85.2130 USD |
| Sale | 2,300 |
85.1500 USD |
| Sale | 2,500 |
84.5407 USD |
| Sale | 2,600 |
84.7357 USD |
| Sale | 3,753 |
84.5455 USD |
| Sale | 3,880 |
84.8018 USD |
| Sale | 4,000 |
84.7092 USD |
| Sale | 5,246 |
84.0964 USD |
| Sale | 5,281 |
84.6246 USD |
| Sale | 5,801 |
85.2096 USD |
| Sale | 7,100 |
85.2013 USD |
| Sale | 7,214 |
84.2577 USD |
| Sale | 7,703 |
84.1327 USD |
| Sale | 8,165 |
84.2542 USD |
| Sale | 8,359 |
84.0519 USD |
| Sale | 8,471 |
84.4801 USD |
| Sale | 9,200 |
85.2080 USD |
| Sale | 9,533 |
85.1244 USD |
| Sale | 9,727 |
83.8332 USD |
| Sale | 9,817 |
83.7901 USD |
| Sale | 10,100 |
85.1764 USD |
| Sale | 10,200 |
84.7395 USD |
| Sale | 10,200 |
84.6837 USD |
| Sale | 10,473 |
85.1285 USD |
| Sale | 11,300 |
84.3319 USD |
| Sale | 14,702 |
84.6151 USD |
| Sale | 17,833 |
84.8139 USD |
| Sale | 20,107 |
85.0701 USD |
| Sale | 21,191 |
83.4260 USD |
| Sale | 22,142 |
84.9473 USD |
| Sale | 22,544 |
85.0549 USD |
| Sale | 30,131 |
84.8318 USD |
| Sale | 31,687 |
85.0238 USD |
| Sale | 33,570 |
84.4969 USD |
| Sale | 35,250 |
84.0545 USD |
| Sale | 39,800 |
84.3396 USD |
| Sale | 40,700 |
84.2299 USD |
| Sale | 50,000 |
83.3632 USD |
| Sale | 70,770 |
84.7361 USD |
| Sale | 71,582 |
85.2100 USD |
| Sale | 72,781 |
85.2088 USD |
| Sale | 109,151 |
84.7069 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
 |
 |
 |
 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number |
Exercise |
Type |
Expiry |
Option |
| purchasing, | of |
price |
 |
date |
money |
|
| selling, | securities |
 |
 |
 |
paid/ |
|
| varying etc | to which |
 |
 |
 |
received |
|
option |
 |
 |
 |
 |
||
relates |
 |
 |
 |
 |
||
| Call Option | Purchasing | 3,100 |
70 USD |
American |
15 Jan 2021 |
17.1451 USD |
| Call Option | Purchasing | 200 |
75 USD |
American |
15 May 2020 |
10.6000 USD |
| Call Option | Purchasing | 200 |
78 USD |
American |
15 Jan 2021 |
10.1000 USD |
| Call Option | Purchasing | 100 |
80 USD |
American |
8 Nov 2019 |
5.2500 USD |
| Call Option | Purchasing | 300 |
80 USD |
American |
15 Nov 2019 |
5.2800 USD |
| Call Option | Purchasing | 300 |
80 USD |
American |
17 Jan 2020 |
6.0000 USD |
| Call Option | Purchasing | 7,500 |
80 USD |
American |
15 May 2020 |
7.3666 USD |
| Call Option | Purchasing | 100 |
81 USD |
American |
8 Nov 2019 |
2.0500 USD |
| Call Option | Purchasing | 700 |
82 USD |
American |
8 Nov 2019 |
1.5828 USD |
| Call Option | Purchasing | 300 |
82 USD |
American |
8 Nov 2019 |
1.6400 USD |
| Call Option | Purchasing | 5,700 |
83 USD |
American |
8 Nov 2019 |
0.5166 USD |
| Call Option | Purchasing | 200 |
83 USD |
American |
8 Nov 2019 |
1.1500 USD |
| Call Option | Purchasing | 100 |
83 USD |
American |
15 Nov 2019 |
2.4400 USD |
| Call Option | Purchasing | 300 |
83 USD |
American |
15 Nov 2019 |
3.0000 USD |
| Call Option | Purchasing | 100 |
83 USD |
American |
22 Nov 2019 |
2.5500 USD |
| Call Option | Purchasing | 200 |
83 USD |
American |
29 Nov 2019 |
2.4500 USD |
| Call Option | Purchasing | 800 |
83 USD |
American |
21 Feb 2020 |
5.2375 USD |
| Call Option | Purchasing | 100 |
83 USD |
American |
15 May 2020 |
5.8900 USD |
| Call Option | Purchasing | 3,900 |
84 USD |
American |
8 Nov 2019 |
0.4307 USD |
| Call Option | Purchasing | 15,900 |
84 USD |
American |
8 Nov 2019 |
0.6101 USD |
| Call Option | Purchasing | 500 |
84 USD |
American |
15 Nov 2019 |
1.5160 USD |
| Call Option | Purchasing | 200 |
84 USD |
American |
22 Nov 2019 |
1.0100 USD |
| Call Option | Purchasing | 200 |
84 USD |
American |
29 Nov 2019 |
2.3500 USD |
| Call Option | Purchasing | 13,500 |
85 USD |
American |
8 Nov 2019 |
0.2590 USD |
| Call Option | Purchasing | 9,100 |
85 USD |
American |
15 Nov 2019 |
1.0903 USD |
| Call Option | Purchasing | 200 |
85 USD |
American |
22 Nov 2019 |
1.4000 USD |
| Call Option | Purchasing | 1,000 |
85 USD |
American |
29 Nov 2019 |
1.7550 USD |
| Call Option | Purchasing | 1,500 |
85 USD |
American |
20 Dec 2019 |
2.5433 USD |
| Call Option | Purchasing | 1,400 |
85 USD |
American |
17 Jan 2020 |
3.2850 USD |
| Call Option | Purchasing | 500 |
85 USD |
American |
21 Feb 2020 |
4.1580 USD |
| Call Option | Purchasing | 200 |
85 USD |
American |
15 May 2020 |
5.3800 USD |
| Call Option | Purchasing | 9,000 |
86 USD |
American |
8 Nov 2019 |
0.0155 USD |
| Call Option | Purchasing | 400 |
86 USD |
American |
22 Nov 2019 |
0.9500 USD |
| Call Option | Purchasing | 100 |
87 USD |
American |
29 Nov 2019 |
1.0200 USD |
| Call Option | Purchasing | 200 |
87 USD |
American |
6 Dec 2019 |
1.0600 USD |
| Call Option | Purchasing | 1,000 |
88 USD |
American |
15 Nov 2019 |
0.0900 USD |
| Call Option | Purchasing | 10,600 |
88 USD |
American |
15 Nov 2019 |
0.2347 USD |
| Call Option | Purchasing | 100 |
88 USD |
American |
22 Nov 2019 |
0.3800 USD |
| Call Option | Purchasing | 100 |
88 USD |
American |
21 Feb 2020 |
2.8800 USD |
| Call Option | Purchasing | 100 |
88 USD |
American |
18 Sep 2020 |
5.7000 USD |
| Call Option | Purchasing | 200 |
90 USD |
American |
20 Dec 2019 |
0.7150 USD |
| Call Option | Purchasing | 4,600 |
90 USD |
American |
21 Feb 2020 |
2.0486 USD |
| Call Option | Purchasing | 100 |
90 USD |
American |
15 May 2020 |
3.3000 USD |
| Call Option | Selling | 100 |
74 USD |
American |
8 Nov 2019 |
11.0000 USD |
| Call Option | Selling | 200 |
80 USD |
American |
15 Jan 2021 |
8.8000 USD |
| Call Option | Selling | 200 |
83 USD |
American |
29 Nov 2019 |
3.4500 USD |
| Call Option | Selling | 200 |
84 USD |
American |
22 Nov 2019 |
0.8000 USD |
| Call Option | Selling | 100 |
85 USD |
American |
8 Nov 2019 |
0.2200 USD |
| Call Option | Selling | 100 |
85 USD |
American |
15 Nov 2019 |
0.7900 USD |
| Call Option | Selling | 200 |
88 USD |
American |
17 Jan 2020 |
2.1400 USD |
| Call Option | Selling | 100 |
95 USD |
American |
20 Dec 2019 |
0.1500 USD |
| Call Option | Selling | 700 |
95 USD |
American |
15 May 2020 |
1.8700 USD |
| Call Option | Selling | 4,700 |
120 USD |
American |
21 Jan 2022 |
1.7000 USD |
| Put Option | Purchasing | 1,000 |
75 USD |
American |
20 Dec 2019 |
0.3500 USD |
| Put Option | Purchasing | 200 |
78 USD |
American |
20 Dec 2019 |
0.5500 USD |
| Put Option | Purchasing | 100 |
80 USD |
American |
22 Nov 2019 |
0.2400 USD |
| Put Option | Purchasing | 200 |
80 USD |
American |
21 Feb 2020 |
2.6800 USD |
| Put Option | Purchasing | 200 |
81 USD |
American |
15 Nov 2019 |
0.1200 USD |
| Put Option | Purchasing | 300 |
82 USD |
American |
15 Nov 2019 |
0.1733 USD |
| Put Option | Purchasing | 100 |
82 USD |
American |
15 Nov 2019 |
0.1900 USD |
| Put Option | Purchasing | 100 |
83 USD |
American |
8 Nov 2019 |
0.0300 USD |
| Put Option | Purchasing | 6,400 |
83 USD |
American |
15 Nov 2019 |
0.3000 USD |
| Put Option | Purchasing | 1,000 |
84 USD |
American |
15 Nov 2019 |
0.5200 USD |
| Put Option | Purchasing | 100 |
85 USD |
American |
15 Nov 2019 |
0.9000 USD |
| Put Option | Purchasing | 400 |
88 USD |
American |
15 May 2020 |
8.1500 USD |
| Put Option | Selling | 400 |
38 USD |
American |
21 Jan 2022 |
1.4500 USD |
| Put Option | Selling | 500 |
45 USD |
American |
15 Jan 2021 |
0.9000 USD |
| Put Option | Selling | 100 |
55 USD |
American |
15 Jan 2021 |
1.8100 USD |
| Put Option | Selling | 500 |
68 USD |
American |
15 Jan 2021 |
4.2500 USD |
| Put Option | Selling | 200 |
70 USD |
American |
21 Feb 2020 |
0.8100 USD |
| Put Option | Selling | 100 |
70 USD |
American |
19 Jun 2020 |
2.0900 USD |
| Put Option | Selling | 100 |
75 USD |
American |
19 Jun 2020 |
3.3500 USD |
| Put Option | Selling | 100 |
75 USD |
American |
18 Sep 2020 |
4.8400 USD |
| Put Option | Selling | 100 |
78 USD |
American |
29 Nov 2019 |
0.1700 USD |
| Put Option | Selling | 100 |
78 USD |
American |
19 Jun 2020 |
3.9000 USD |
| Put Option | Selling | 4,900 |
80 USD |
American |
15 Nov 2019 |
0.1083 USD |
| Put Option | Selling | 1,400 |
80 USD |
American |
20 Dec 2019 |
0.9535 USD |
| Put Option | Selling | 6,800 |
80 USD |
American |
17 Jan 2020 |
1.9463 USD |
| Put Option | Selling | 10,500 |
80 USD |
American |
21 Feb 2020 |
2.6147 USD |
| Put Option | Selling | 200 |
80 USD |
American |
19 Jun 2020 |
4.8200 USD |
| Put Option | Selling | 100 |
81 USD |
American |
15 Nov 2019 |
0.1200 USD |
| Put Option | Selling | 7,400 |
82 USD |
American |
8 Nov 2019 |
0.0448 USD |
| Put Option | Selling | 5,600 |
83 USD |
American |
8 Nov 2019 |
0.1157 USD |
| Put Option | Selling | 1,000 |
83 USD |
American |
8 Nov 2019 |
0.2100 USD |
| Put Option | Selling | 100 |
83 USD |
American |
17 Jan 2020 |
2.9800 USD |
| Put Option | Selling | 11,400 |
84 USD |
American |
8 Nov 2019 |
0.1065 USD |
| Put Option | Selling | 300 |
84 USD |
American |
8 Nov 2019 |
0.1800 USD |
| Put Option | Selling | 100 |
84 USD |
American |
22 Nov 2019 |
1.1500 USD |
| Put Option | Selling | 2,900 |
85 USD |
American |
8 Nov 2019 |
0.2462 USD |
| Put Option | Selling | 1,000 |
85 USD |
American |
15 Nov 2019 |
0.9200 USD |
| Put Option | Selling | 5,000 |
85 USD |
American |
17 Jan 2020 |
4.3500 USD |
| Put Option | Selling | 600 |
85 USD |
American |
21 Feb 2020 |
5.1000 USD |
| Put Option | Selling | 4,900 |
86 USD |
American |
8 Nov 2019 |
0.8200 USD |
| Put Option | Selling | 100 |
86 USD |
American |
22 Nov 2019 |
2.3500 USD |
| Put Option | Selling | 100 |
90 USD |
American |
20 Dec 2019 |
7.1500 USD |
| Put Option | Selling | 100 |
90 USD |
American |
17 Jan 2020 |
8.2500 USD |
| Put Option | Selling | 400 |
90 USD |
American |
19 Jun 2020 |
10.4000 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
 |
 |
 |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
 |
 |
  |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 13 Nov 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of |
Exercise |
Type |
Expiry |
| purchased | relevant securities |
price |
 |
date |
|
to which the option |
 |
 |
 |
||
or derivative |
 |
 |
 |
||
relates |
 |
 |
 |
||
| Call Options | Purchased | 200 |
55.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 100 |
87.0000 |
American |
Dec 13, 2019 |
| Call Options | Purchased | 13,100 |
72.5000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 12,500 |
70.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 5,300 |
77.5000 |
American |
Jan 17, 2020 |
| Put Options | Written | 1,000 |
82.5000 |
American |
Jan 15, 2021 |
| Put Options | Written | 350,300 |
65.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 8,800 |
82.5000 |
American |
Nov 15, 2019 |
| Put Options | Written | 1,100 |
85.0000 |
American |
Jun 19, 2020 |
| Put Options | Written | 900 |
82.5000 |
American |
Jan 17, 2020 |
| Put Options | Written | 800 |
79.5000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 18,800 |
85.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 2,900 |
75.0000 |
American |
Jun 19, 2020 |
| Put Options | Written | 3,000 |
50.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 1,100 |
81.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 200 |
82.5000 |
American |
Nov 8, 2019 |
| Put Options | Written | 100 |
77.5000 |
American |
Nov 22, 2019 |
| Put Options | Written | 100,300 |
60.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 7,800 |
80.0000 |
American |
Dec 20, 2019 |
| Call Options | Purchased | 5,100 |
82.5000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 400 |
75.0000 |
American |
May 15, 2020 |
| Put Options | Written | 1,200 |
37.5000 |
American |
Jan 21, 2022 |
| Call Options | Purchased | 700 |
50.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 500 |
70.0000 |
American |
Dec 20, 2019 |
| Call Options | Purchased | 3,800 |
72.5000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 800 |
78.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 100 |
72.5000 |
American |
Sep 18, 2020 |
| Put Options | Written | 100 |
71.0000 |
American |
Dec 6, 2019 |
| Put Options | Written | 3,600 |
75.0000 |
American |
Feb 21, 2020 |
| Put Options | Purchased | -100 |
95.0000 |
American |
May 15, 2020 |
| Call Options | Written | -4,500 |
115.0000 |
American |
Jan 21, 2022 |
| Call Options | Written | -300 |
92.5000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -400 |
81.0000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -6,900 |
73.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -8,800 |
97.5000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -600 |
105.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -900 |
135.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -1,700 |
130.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -500 |
87.5000 |
American |
Dec 20, 2019 |
| Put Options | Purchased | -5,000 |
47.5000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -600 |
82.5000 |
American |
Feb 21, 2020 |
| Put Options | Purchased | -1,000 |
130.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -1,700 |
57.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -2,100 |
120.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -8,300 |
70.0000 |
American |
Feb 21, 2020 |
| Put Options | Purchased | -100 |
50.0000 |
American |
Jan 21, 2022 |
| Put Options | Purchased | -2,900 |
50.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -100 |
79.0000 |
American |
Nov 22, 2019 |
| Put Options | Purchased | -600 |
55.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -3,900 |
57.5000 |
American |
Jan 17, 2020 |
| Call Options | Written | -19,400 |
90.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -3,000 |
135.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 287,200 |
80.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 49,600 |
95.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 6,000 |
75.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 800 |
67.5000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 8,900 |
86.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 2,000 |
57.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 1,100 |
72.5000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 100 |
82.0000 |
American |
Dec 13, 2019 |
| Put Options | Written | 302,400 |
60.0000 |
American |
Jan 15, 2021 |
| Put Options | Written | 3,500 |
47.5000 |
American |
Jan 17, 2020 |
| Put Options | Written | 1,400 |
82.5000 |
American |
Sep 18, 2020 |
| Put Options | Written | 50,000 |
57.5000 |
American |
Jan 17, 2020 |
| Put Options | Written | 15,400 |
42.5000 |
American |
Feb 21, 2020 |
| Put Options | Written | 600 |
62.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 500 |
72.5000 |
American |
May 15, 2020 |
| Put Options | Written | 73,000 |
70.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 100 |
77.5000 |
American |
May 15, 2020 |
| Put Options | Written | 4,200 |
45.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 1,000 |
145.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 4,100 |
95.0000 |
American |
May 15, 2020 |
| Put Options | Written | 3,900 |
50.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 500 |
77.5000 |
American |
Nov 15, 2019 |
| Put Options | Written | 900 |
81.5000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 200 |
84.0000 |
American |
Nov 29, 2019 |
| Call Options | Purchased | 1,300 |
55.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 100 |
82.0000 |
American |
Dec 6, 2019 |
| Put Options | Written | 100 |
75.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 3,400 |
85.0000 |
American |
Feb 21, 2020 |
| Put Options | Written | 4,900 |
86.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 1,700 |
81.5000 |
American |
Nov 8, 2019 |
| Put Options | Written | 1,600 |
72.5000 |
American |
Feb 21, 2020 |
| Put Options | Written | 700 |
85.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 100 |
86.5000 |
American |
Nov 29, 2019 |
| Put Options | Purchased | -4,400 |
78.0000 |
American |
Dec 13, 2019 |
| Put Options | Purchased | -1,000 |
47.5000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -6,400 |
83.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -12,200 |
55.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -100 |
120.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -200 |
81.0000 |
American |
Dec 6, 2019 |
| Put Options | Purchased | -2,500 |
55.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -5,100 |
77.5000 |
American |
Dec 13, 2019 |
| Call Options | Written | -18,200 |
110.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -100 |
65.0000 |
American |
Nov 29, 2019 |
| Put Options | Purchased | -1,000 |
80.5000 |
American |
Dec 6, 2019 |
| Call Options | Written | -11,600 |
130.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -10,000 |
110.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -100 |
78.0000 |
American |
Nov 29, 2019 |
| Put Options | Purchased | -800 |
72.5000 |
American |
Dec 20, 2019 |
| Put Options | Purchased | -400 |
95.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -7,200 |
83.5000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -300 |
74.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -900 |
77.5000 |
American |
Dec 20, 2019 |
| Put Options | Purchased | -2,000 |
79.0000 |
American |
Dec 6, 2019 |
| Put Options | Purchased | -100 |
80.0000 |
American |
Nov 22, 2019 |
| Put Options | Purchased | -1,400 |
82.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -11,400 |
82.5000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -100 |
95.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -100 |
74.5000 |
American |
Nov 8, 2019 |
| Put Options | Written | 100 |
72.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 1,100 |
78.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 800 |
57.5000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 200 |
87.0000 |
American |
Dec 6, 2019 |
| Put Options | Written | 5,100 |
83.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 2,500 |
60.0000 |
American |
Feb 21, 2020 |
| Put Options | Written | 900 |
75.0000 |
American |
May 15, 2020 |
| Call Options | Purchased | 300 |
79.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 200 |
84.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 5,000 |
83.5000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 2,400 |
86.0000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 500 |
62.5000 |
American |
May 15, 2020 |
| Put Options | Written | 100 |
79.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 100 |
79.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 1,500 |
60.0000 |
American |
Dec 20, 2019 |
| Call Options | Purchased | 1,000 |
60.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 100 |
105.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 100 |
78.0000 |
American |
Dec 13, 2019 |
| Put Options | Written | 7,300 |
62.5000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 1,200 |
83.0000 |
American |
Nov 29, 2019 |
| Call Options | Purchased | 500 |
70.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 18,700 |
72.5000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 21,400 |
84.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 2,300 |
60.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 4,000 |
85.0000 |
American |
Dec 20, 2019 |
| Put Options | Written | 300 |
77.0000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -300 |
80.0000 |
American |
May 15, 2020 |
| Put Options | Purchased | -1,300 |
50.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -100 |
77.0000 |
American |
Dec 13, 2019 |
| Put Options | Purchased | -600 |
76.5000 |
American |
Nov 8, 2019 |
| Call Options | Written | -3,100 |
75.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -100 |
100.0000 |
American |
Jan 21, 2022 |
| Put Options | Purchased | -100 |
85.0000 |
American |
Nov 22, 2019 |
| Put Options | Purchased | -5,200 |
40.0000 |
American |
Jan 21, 2022 |
| Call Options | Written | -1,900 |
97.5000 |
American |
Jan 15, 2021 |
| Call Options | Written | -500 |
95.0000 |
American |
Sep 18, 2020 |
| Call Options | Written | -1,500 |
92.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -400 |
110.0000 |
American |
Jun 19, 2020 |
| Call Options | Written | -1,200 |
85.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -3,500 |
50.0000 |
American |
Jun 19, 2020 |
| Call Options | Written | -4,100 |
87.5000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -24,900 |
60.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -800 |
125.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -2,600 |
105.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -3,800 |
95.0000 |
American |
Feb 21, 2020 |
| Put Options | Purchased | -500 |
85.0000 |
American |
Feb 21, 2020 |
| Put Options | Purchased | -1,600 |
110.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -2,000 |
45.0000 |
American |
Sep 18, 2020 |
| Call Options | Written | -100 |
67.5000 |
American |
Sep 18, 2020 |
| Call Options | Written | -1,900 |
115.0000 |
American |
Sep 18, 2020 |
| Call Options | Written | -11,900 |
95.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -100 |
74.0000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -600 |
42.5000 |
American |
Sep 18, 2020 |
| Call Options | Written | -1,500 |
80.0000 |
American |
Nov 8, 2019 |
| Call Options | Written | -4,500 |
85.0000 |
American |
Jun 19, 2020 |
| Put Options | Written | 16,400 |
84.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 100 |
67.5000 |
American |
Nov 15, 2019 |
| Put Options | Written | 125,000 |
80.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 7,200 |
80.0000 |
American |
May 15, 2020 |
| Put Options | Written | 155,500 |
65.0000 |
American |
Jun 19, 2020 |
| Put Options | Written | 3,500 |
62.5000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 600 |
65.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 200 |
67.5000 |
American |
Jan 15, 2021 |
| Put Options | Written | 400 |
32.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 100 |
88.0000 |
American |
Nov 22, 2019 |
| Put Options | Written | 37,300 |
57.5000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 2,600 |
85.0000 |
American |
Nov 29, 2019 |
| Put Options | Written | 100 |
86.0000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 3,600 |
82.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 3,200 |
55.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 110,700 |
77.5000 |
American |
Nov 15, 2019 |
| Put Options | Written | 2,500 |
47.5000 |
American |
Jan 21, 2022 |
| Put Options | Written | 1,000 |
42.5000 |
American |
Jan 21, 2022 |
| Put Options | Written | 400 |
90.0000 |
American |
Jun 19, 2020 |
| Put Options | Written | 200 |
76.5000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 1,900 |
82.5000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 3,500 |
70.5000 |
American |
Nov 29, 2019 |
| Call Options | Purchased | 1,200 |
65.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 800 |
87.5000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 800 |
155.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 100 |
77.5000 |
American |
Jan 15, 2021 |
| Put Options | Written | 100 |
37.5000 |
American |
Jan 15, 2021 |
| Put Options | Written | 2,900 |
85.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 1,000 |
90.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 7,600 |
82.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 600 |
80.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -2,200 |
40.0000 |
American |
Sep 18, 2020 |
| Call Options | Written | -5,200 |
85.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -100 |
73.5000 |
American |
Nov 29, 2019 |
| Put Options | Purchased | -2,100 |
70.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -100 |
72.5000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -5,000 |
42.5000 |
American |
Jun 19, 2020 |
| Call Options | Written | -84,100 |
70.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -4,100 |
115.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -100 |
80.0000 |
American |
Dec 6, 2019 |
| Call Options | Written | -300 |
110.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -100 |
67.5000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -2,800 |
42.5000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -400 |
87.5000 |
American |
May 15, 2020 |
| Call Options | Written | -6,900 |
105.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -8,200 |
85.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -1,000 |
84.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -100 |
82.5000 |
American |
Jun 19, 2020 |
| Call Options | Written | -400 |
67.5000 |
American |
Jun 19, 2020 |
| Call Options | Written | -100 |
75.0000 |
American |
Jun 19, 2020 |
| Call Options | Written | -200 |
70.0000 |
American |
Jan 21, 2022 |
| Call Options | Written | -400 |
80.0000 |
American |
Nov 22, 2019 |
| Call Options | Written | -700 |
82.5000 |
American |
Nov 29, 2019 |
| Put Options | Purchased | -1,000 |
105.0000 |
American |
Jun 19, 2020 |
| Call Options | Written | -800 |
92.5000 |
American |
Jan 15, 2021 |
| Call Options | Written | -2,500 |
100.0000 |
American |
Feb 21, 2020 |
| Call Options | Written | -13,200 |
100.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -200 |
84.0000 |
American |
Nov 22, 2019 |
| Call Options | Written | -2,100 |
97.5000 |
American |
Jun 19, 2020 |
| Put Options | Written | 700 |
70.0000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 600 |
77.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 200 |
83.5000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 23,800 |
80.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 18,200 |
70.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 1,100 |
60.0000 |
American |
Jan 15, 2021 |
| Put Options | Written | 28,300 |
62.5000 |
American |
Jun 19, 2020 |
| Put Options | Written | 700 |
67.5000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 11,500 |
75.0000 |
American |
Sep 18, 2020 |
| Put Options | Written | 1,200 |
74.5000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 1,400 |
65.0000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 500 |
82.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 200 |
110.0000 |
American |
Jan 21, 2022 |
| Call Options | Purchased | 100 |
73.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 200 |
65.0000 |
American |
May 15, 2020 |
| Call Options | Purchased | 100 |
87.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 400 |
85.0000 |
American |
Dec 6, 2019 |
| Put Options | Written | 8,100 |
85.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 200 |
75.0000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 16,800 |
90.0000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 200 |
76.5000 |
American |
Nov 22, 2019 |
| Put Options | Written | 1,900 |
55.0000 |
American |
Feb 21, 2020 |
| Call Options | Purchased | 1,000 |
88.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 300 |
77.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 100 |
62.5000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -6,200 |
75.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -3,300 |
145.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -600 |
60.0000 |
American |
Feb 21, 2020 |
| Call Options | Written | -100,100 |
120.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -800 |
50.0000 |
American |
Feb 21, 2020 |
| Call Options | Written | -2,700 |
125.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -70,500 |
67.5000 |
American |
Jan 15, 2021 |
| Call Options | Written | -300 |
130.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -1,900 |
80.0000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -2,600 |
72.5000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -4,800 |
55.0000 |
American |
May 15, 2020 |
| Put Options | Purchased | -700 |
80.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -900 |
60.0000 |
American |
Sep 18, 2020 |
| Call Options | Written | -2,500 |
185.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -100 |
77.0000 |
American |
Nov 22, 2019 |
| Put Options | Purchased | -100 |
80.0000 |
American |
Nov 29, 2019 |
| Put Options | Purchased | -500 |
77.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -700 |
42.5000 |
American |
Jan 15, 2021 |
| Call Options | Written | -2,300 |
115.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -4,900 |
35.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -19,800 |
65.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -200 |
80.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -1,300 |
92.5000 |
American |
Jun 19, 2020 |
| Put Options | Written | 200 |
55.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 90,000 |
50.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 24,700 |
67.5000 |
American |
Jan 17, 2020 |
| Put Options | Written | 4,900 |
80.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 4,400 |
75.0000 |
American |
Feb 21, 2020 |
| Put Options | Written | 100 |
82.5000 |
American |
Dec 20, 2019 |
| Put Options | Written | 100 |
76.0000 |
American |
Nov 29, 2019 |
| Put Options | Written | 300 |
35.0000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 1,500 |
85.0000 |
American |
Nov 22, 2019 |
| Put Options | Written | 13,300 |
75.0000 |
American |
Dec 20, 2019 |
| Put Options | Written | 1,500 |
45.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 28,300 |
70.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 17,600 |
80.0000 |
American |
Feb 21, 2020 |
| Put Options | Written | 1,100 |
75.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 24,500 |
75.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 100 |
82.5000 |
American |
May 15, 2020 |
| Put Options | Written | 100 |
57.5000 |
American |
Sep 18, 2020 |
| Put Options | Written | 100 |
77.5000 |
American |
Nov 29, 2019 |
| Put Options | Written | 9,200 |
80.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 1,400 |
55.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -100 |
81.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -2,200 |
62.5000 |
American |
Feb 21, 2020 |
| Put Options | Purchased | -9,400 |
72.5000 |
American |
Jan 15, 2021 |
| Call Options | Written | -18,100 |
95.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -2,000 |
40.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -800 |
92.5000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -1,700 |
87.5000 |
American |
Jan 17, 2020 |
| Call Options | Written | -100 |
180.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -300 |
95.0000 |
American |
Dec 20, 2019 |
| Call Options | Written | -2,100 |
115.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -200 |
75.0000 |
American |
Nov 22, 2019 |
| Put Options | Purchased | -300 |
60.0000 |
American |
Jan 21, 2022 |
| Call Options | Written | -52,900 |
82.5000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -7,000 |
70.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -100 |
90.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -500 |
87.5000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -100 |
75.0000 |
American |
Dec 13, 2019 |
| Put Options | Purchased | -100 |
78.0000 |
American |
Nov 29, 2019 |
| Call Options | Written | -2,000 |
150.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -200 |
62.5000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -300 |
42.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -1,100 |
77.0000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -1,100 |
78.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -4,700 |
120.0000 |
American |
Jan 21, 2022 |
| Call Options | Written | -300 |
78.5000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 200 |
72.5000 |
American |
Dec 20, 2019 |
| Put Options | Written | 100 |
74.0000 |
American |
Nov 29, 2019 |
| Call Options | Purchased | 500 |
90.0000 |
American |
Dec 20, 2019 |
| Put Options | Written | 500 |
45.0000 |
American |
Jan 21, 2022 |
| Call Options | Purchased | 5,000 |
80.0000 |
American |
Jun 19, 2020 |
| Put Options | Written | 275,000 |
70.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 2,800 |
82.5000 |
American |
Dec 20, 2019 |
| Put Options | Written | 200 |
65.0000 |
American |
Jan 15, 2021 |
| Put Options | Written | 100 |
65.0000 |
American |
Sep 18, 2020 |
| Put Options | Written | 500 |
45.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 300 |
79.0000 |
American |
Nov 22, 2019 |
| Put Options | Written | 100 |
78.0000 |
American |
Nov 15, 2019 |
| Put Options | Written | 14,700 |
67.5000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 100 |
90.0000 |
American |
Dec 6, 2019 |
| Call Options | Purchased | 1,200 |
57.5000 |
American |
Jun 19, 2020 |
| Put Options | Written | 1,000 |
77.5000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 700 |
83.0000 |
American |
Nov 15, 2019 |
| Call Options | Purchased | 400 |
57.5000 |
American |
Sep 18, 2020 |
| Call Options | Purchased | 2,300 |
47.5000 |
American |
Sep 18, 2020 |
| Put Options | Written | 15,800 |
72.5000 |
American |
Nov 15, 2019 |
| Put Options | Written | 6,000 |
105.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 700 |
85.0000 |
American |
May 15, 2020 |
| Put Options | Written | 3,500 |
87.5000 |
American |
Jun 19, 2020 |
| Call Options | Written | -6,700 |
105.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -39,200 |
67.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -13,800 |
90.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -200 |
105.0000 |
American |
Sep 18, 2020 |
| Call Options | Written | -700 |
87.5000 |
American |
Dec 20, 2019 |
| Call Options | Written | -10,600 |
87.5000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -900 |
40.0000 |
American |
Jun 19, 2020 |
| Call Options | Written | -1,100 |
62.5000 |
American |
Jan 17, 2020 |
| Call Options | Written | -2,800 |
77.5000 |
American |
Dec 20, 2019 |
| Call Options | Written | -10,500 |
100.0000 |
American |
Jun 19, 2020 |
| Put Options | Purchased | -100 |
76.0000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -1,000 |
115.0000 |
American |
Jan 21, 2022 |
| Call Options | Written | -1,000 |
100.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -10,200 |
85.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -27,100 |
62.5000 |
American |
Nov 15, 2019 |
| Put Options | Purchased | -200 |
85.0000 |
American |
Dec 20, 2019 |
| Call Options | Written | -69,400 |
100.0000 |
American |
Jan 17, 2020 |
| Put Options | Written | 3,800 |
82.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 1,900 |
78.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 400 |
72.5000 |
American |
May 15, 2020 |
| Put Options | Written | 100 |
83.0000 |
American |
Dec 6, 2019 |
| Call Options | Purchased | 5,700 |
83.0000 |
American |
Nov 8, 2019 |
| Put Options | Written | 1,300 |
70.0000 |
American |
Dec 20, 2019 |
| Put Options | Written | 400 |
85.0000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 14,800 |
77.5000 |
American |
Jan 17, 2020 |
| Put Options | Written | 2,000 |
47.5000 |
American |
Nov 15, 2019 |
| Put Options | Written | 11,200 |
80.0000 |
American |
Feb 21, 2020 |
| Put Options | Written | 1,000 |
80.0000 |
American |
Dec 20, 2019 |
| Call Options | Purchased | 400 |
100.0000 |
American |
May 15, 2020 |
| Put Options | Written | 1,100 |
45.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 900 |
77.5000 |
American |
Nov 8, 2019 |
| Put Options | Written | 8,400 |
65.0000 |
American |
Feb 21, 2020 |
| Put Options | Written | 200 |
73.0000 |
American |
Nov 22, 2019 |
| Put Options | Written | 6,900 |
82.5000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 1,300 |
80.0000 |
American |
Sep 18, 2020 |
| Put Options | Written | 700 |
77.5000 |
American |
Nov 8, 2019 |
| Call Options | Purchased | 5,800 |
77.5000 |
American |
Jan 15, 2021 |
| Call Options | Purchased | 400 |
83.0000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 1,700 |
57.5000 |
American |
Jan 15, 2021 |
| Put Options | Written | 100 |
84.0000 |
American |
Nov 22, 2019 |
| Call Options | Purchased | 5,200 |
75.0000 |
American |
Jan 17, 2020 |
| Call Options | Purchased | 1,300 |
65.0000 |
American |
Jun 19, 2020 |
| Call Options | Purchased | 100 |
85.0000 |
American |
Jan 21, 2022 |
| Put Options | Written | 100 |
90.0000 |
American |
Dec 20, 2019 |
| Call Options | Purchased | 1,700 |
77.5000 |
American |
Feb 21, 2020 |
| Put Options | Written | 100 |
82.0000 |
American |
Dec 6, 2019 |
| Put Options | Purchased | -6,800 |
100.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -12,300 |
60.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -1,000 |
87.5000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -12,700 |
70.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -100 |
78.5000 |
American |
Nov 8, 2019 |
| Put Options | Purchased | -200 |
79.5000 |
American |
Nov 15, 2019 |
| Call Options | Written | -3,100 |
95.0000 |
American |
Jan 15, 2021 |
| Call Options | Written | -3,100 |
135.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -5,000 |
100.0000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -9,300 |
90.0000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -300 |
77.5000 |
American |
Feb 21, 2020 |
| Call Options | Written | -2,200 |
82.5000 |
American |
Jan 15, 2021 |
| Call Options | Written | -5,900 |
92.5000 |
American |
Jan 17, 2020 |
| Put Options | Purchased | -1,700 |
72.5000 |
American |
Jan 17, 2020 |
| Call Options | Written | -12,400 |
90.0000 |
American |
Jan 17, 2020 |
| Call Options | Written | -6,500 |
95.0000 |
American |
Nov 15, 2019 |
| Call Options | Written | -600 |
80.0000 |
American |
Jan 15, 2021 |
| Put Options | Purchased | -500 |
47.5000 |
American |
Sep 18, 2020 |
| Put Options | Purchased | -700 |
81.5000 |
American |
Nov 22, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191113005306/en/
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