Form 8.3 - Abbvie Plc - Amendment
BARCLAYS PLC
Â
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | Barclays PLC. | |
Company dealt in | ABBVIE INC | |
Class of relevant security to which the | ORD | |
dealings being disclosed relate (Note 2) | ||
Date of dealing | 02 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
Class of relevant security: | ORD | ||||
Long | Short | ||||
Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
2,404,245 |
0.16% |
3,696,237 |
0.25% |
||
 | |||||
(2) |
Derivatives (other than options): | ||||
1,535,505 |
0.10% |
16,500 |
0.00% |
||
 | |||||
(3) |
Options and agreements to | ||||
purchase/sell: | 2,167,000 |
0.15% |
1,084,500 |
0.07% |
|
 | |||||
TOTAL: | |||||
6,106,750 |
0.41% |
4,797,237 |
0.32% |
||
 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
 |
Number |
 |
(%) |
Number |
 |
(%) |
(1) Relevant securities |
 |
 |
||||
 (2) Derivatives (other than options) |
 |
 |
||||
 (3) Options and agreements to purchase/sell |
 |
 |
||||
Total |
 |
 |
||||
 |
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
 |
Purchase/sale | Number of relevant securities |
Price per unit |
Purchase | 1 |
71.8800 USD |
Purchase | 13 |
72.1600 USD |
Purchase | 20 |
71.9100 USD |
Purchase | 100 |
71.8400 USD |
Purchase | 100 |
71.8850 USD |
Purchase | 100 |
72.2850 USD |
Purchase | 100 |
72.1150 USD |
Purchase | 100 |
72.0750 USD |
Purchase | 100 |
72.0700 USD |
Purchase | 100 |
72.0500 USD |
Purchase | 100 |
71.9900 USD |
Purchase | 100 |
71.9500 USD |
Purchase | 144 |
72.0172 USD |
Purchase | 200 |
76.0000 USD |
Purchase | 278 |
72.2700 USD |
Purchase | 291 |
72.0724 USD |
Purchase | 300 |
71.9266 USD |
Purchase | 300 |
71.9700 USD |
Purchase | 300 |
72.1466 USD |
Purchase | 300 |
72.2233 USD |
Purchase | 324 |
72.2191 USD |
Purchase | 377 |
72.1572 USD |
Purchase | 387 |
72.1402 USD |
Purchase | 400 |
71.9712 USD |
Purchase | 400 |
72.0050 USD |
Purchase | 400 |
72.2100 USD |
Purchase | 400 |
72.0300 USD |
Purchase | 400 |
72.2050 USD |
Purchase | 485 |
71.9558 USD |
Purchase | 489 |
72.2118 USD |
Purchase | 500 |
72.0260 USD |
Purchase | 500 |
72.2020 USD |
Purchase | 586 |
72.0824 USD |
Purchase | 601 |
71.9533 USD |
Purchase | 606 |
71.9714 USD |
Purchase | 620 |
71.9029 USD |
Purchase | 698 |
72.1900 USD |
Purchase | 701 |
72.1858 USD |
Purchase | 800 |
72.0362 USD |
Purchase | 809 |
72.0985 USD |
Purchase | 900 |
72.0927 USD |
Purchase | 1,008 |
72.0983 USD |
Purchase | 1,100 |
72.0490 USD |
Purchase | 1,135 |
72.2356 USD |
Purchase | 1,400 |
72.1139 USD |
Purchase | 1,417 |
72.1372 USD |
Purchase | 1,786 |
71.9608 USD |
Purchase | 1,800 |
72.0400 USD |
Purchase | 1,874 |
71.9800 USD |
Purchase | 2,210 |
71.9875 USD |
Purchase | 2,500 |
72.2033 USD |
Purchase | 2,700 |
71.9381 USD |
Purchase | 3,188 |
72.1527 USD |
Purchase | 3,201 |
72.0269 USD |
Purchase | 3,877 |
72.0378 USD |
Purchase | 4,128 |
72.0996 USD |
Purchase | 4,200 |
77.0000 USD |
Purchase | 4,445 |
71.9376 USD |
Purchase | 5,200 |
71.9787 USD |
Purchase | 6,931 |
71.9765 USD |
Purchase | 7,000 |
76.5000 USD |
Purchase | 12,400 |
72.1691 USD |
Purchase | 17,320 |
72.0216 USD |
Purchase | 19,703 |
71.9147 USD |
Purchase | 26,700 |
72.0897 USD |
Purchase | 28,116 |
72.1294 USD |
Purchase | 30,729 |
71.9988 USD |
Purchase | 34,304 |
71.9706 USD |
Purchase | 34,800 |
72.0580 USD |
Purchase | 37,455 |
72.1300 USD |
Purchase | 168,892 |
72.1336 USD |
Purchase | 183,721 |
72.0413 USD |
Sale | 32 |
72.0000 USD |
Sale | 37 |
72.0131 USD |
Sale | 50 |
72.1500 USD |
Sale | 89 |
72.1400 USD |
Sale | 100 |
72.3000 USD |
Sale | 100 |
71.9300 USD |
Sale | 100 |
71.9700 USD |
Sale | 115 |
72.0213 USD |
Sale | 200 |
72.2850 USD |
Sale | 237 |
72.0084 USD |
Sale | 263 |
72.1007 USD |
Sale | 300 |
72.7334 USD |
Sale | 400 |
71.9412 USD |
Sale | 400 |
72.0800 USD |
Sale | 424 |
71.9847 USD |
Sale | 452 |
72.0300 USD |
Sale | 458 |
72.0221 USD |
Sale | 489 |
72.2118 USD |
Sale | 500 |
72.0780 USD |
Sale | 683 |
72.0236 USD |
Sale | 689 |
72.1714 USD |
Sale | 700 |
71.9628 USD |
Sale | 800 |
71.9062 USD |
Sale | 900 |
71.9477 USD |
Sale | 900 |
72.0928 USD |
Sale | 1,300 |
72.1399 USD |
Sale | 1,438 |
72.0258 USD |
Sale | 1,528 |
72.0138 USD |
Sale | 1,900 |
72.0197 USD |
Sale | 2,100 |
72.0654 USD |
Sale | 2,200 |
72.0400 USD |
Sale | 2,326 |
72.1289 USD |
Sale | 3,280 |
71.9863 USD |
Sale | 3,400 |
71.9289 USD |
Sale | 3,495 |
72.0136 USD |
Sale | 3,572 |
71.9608 USD |
Sale | 3,621 |
72.1825 USD |
Sale | 3,759 |
71.9525 USD |
Sale | 3,900 |
71.9651 USD |
Sale | 3,964 |
72.0678 USD |
Sale | 3,965 |
72.0691 USD |
Sale | 6,300 |
72.0267 USD |
Sale | 6,661 |
72.2030 USD |
Sale | 8,559 |
72.1373 USD |
Sale | 10,795 |
71.9665 USD |
Sale | 15,500 |
72.1096 USD |
Sale | 17,226 |
71.9625 USD |
Sale | 19,132 |
71.9835 USD |
Sale | 20,479 |
72.0239 USD |
Sale | 21,541 |
72.1287 USD |
Sale | 22,970 |
71.9794 USD |
Sale | 26,104 |
72.2489 USD |
Sale | 31,100 |
72.0548 USD |
Sale | 36,835 |
72.1300 USD |
Sale | 37,178 |
71.9607 USD |
Sale | 59,466 |
72.0612 USD |
Sale | 76,379 |
71.9639 USD |
Sale | 165,612 |
72.1365 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
 |
 |
 |
 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product Name | Writing, | Number |
Exercise |
Type |
Expiry |
Option |
purchasing, | of |
price |
 |
date |
money |
|
selling, | securities |
 |
 |
 |
paid/ |
|
varying etc | to which |
 |
 |
 |
received |
|
option |
 |
 |
 |
 |
||
relates |
 |
 |
 |
 |
||
Call Option | Purchasing | 300 |
60 USD |
American |
15 Jan 2021 |
13.6300 USD |
Call Option | Purchasing | 14,500 |
68 USD |
American |
17 Jan 2020 |
6.3000 USD |
Call Option | Purchasing | 200 |
71 USD |
American |
1 Nov 2019 |
2.9800 USD |
Call Option | Purchasing | 100 |
73 USD |
American |
21 Feb 2020 |
3.6000 USD |
Call Option | Purchasing | 300 |
75 USD |
American |
17 Jan 2020 |
2.4000 USD |
Call Option | Purchasing | 1,000 |
76 USD |
American |
4 Oct 2019 |
0.0600 USD |
Call Option | Purchasing | 600 |
78 USD |
American |
15 Nov 2019 |
0.6500 USD |
Call Option | Purchasing | 600 |
78 USD |
American |
17 Jan 2020 |
1.5750 USD |
Call Option | Purchasing | 100 |
78 USD |
American |
15 Jan 2021 |
4.7000 USD |
Call Option | Purchasing | 800 |
80 USD |
American |
15 Nov 2019 |
0.3312 USD |
Call Option | Purchasing | 500 |
80 USD |
American |
17 Jan 2020 |
1.0340 USD |
Call Option | Purchasing | 700 |
83 USD |
American |
15 Nov 2019 |
0.1700 USD |
Call Option | Purchasing | 500 |
83 USD |
American |
17 Jan 2020 |
0.7000 USD |
Call Option | Purchasing | 500 |
90 USD |
American |
19 Jun 2020 |
0.8500 USD |
Call Option | Selling | 200 |
69 USD |
American |
4 Oct 2019 |
2.9700 USD |
Call Option | Selling | 100 |
70 USD |
American |
4 Oct 2019 |
2.8500 USD |
Call Option | Selling | 1,500 |
73 USD |
American |
4 Oct 2019 |
0.3860 USD |
Call Option | Selling | 1,000 |
74 USD |
American |
4 Oct 2019 |
0.1470 USD |
Call Option | Selling | 1,000 |
75 USD |
American |
4 Oct 2019 |
0.1300 USD |
Call Option | Selling | 600 |
75 USD |
American |
11 Oct 2019 |
0.2900 USD |
Call Option | Selling | 500 |
76 USD |
American |
11 Oct 2019 |
0.1400 USD |
Call Option | Selling | 100 |
77 USD |
American |
4 Oct 2019 |
0.0300 USD |
Call Option | Selling | 100 |
78 USD |
American |
18 Oct 2019 |
0.1000 USD |
Call Option | Selling | 1,500 |
85 USD |
American |
15 Nov 2019 |
0.1000 USD |
Put Option | Purchasing | 300 |
50 USD |
American |
18 Sep 2020 |
1.7400 USD |
Put Option | Purchasing | 100 |
65 USD |
American |
15 Nov 2019 |
0.8800 USD |
Put Option | Purchasing | 200 |
68 USD |
American |
18 Oct 2019 |
0.5100 USD |
Put Option | Purchasing | 100 |
68 USD |
American |
18 Oct 2019 |
1.0000 USD |
Put Option | Purchasing | 100 |
68 USD |
American |
15 Nov 2019 |
1.1400 USD |
Put Option | Purchasing | 200 |
68 USD |
American |
19 Jun 2020 |
5.3500 USD |
Put Option | Purchasing | 100 |
70 USD |
American |
11 Oct 2019 |
0.7700 USD |
Put Option | Purchasing | 600 |
70 USD |
American |
15 Nov 2019 |
2.3350 USD |
Put Option | Purchasing | 200 |
70 USD |
American |
17 Jan 2020 |
4.1000 USD |
Put Option | Purchasing | 600 |
70 USD |
American |
19 Jun 2020 |
6.3566 USD |
Put Option | Purchasing | 200 |
71 USD |
American |
11 Oct 2019 |
1.3900 USD |
Put Option | Purchasing | 200 |
72 USD |
American |
4 Oct 2019 |
0.8100 USD |
Put Option | Purchasing | 100 |
73 USD |
American |
4 Oct 2019 |
1.5000 USD |
Put Option | Purchasing | 100 |
73 USD |
American |
15 Nov 2019 |
3.1000 USD |
Put Option | Purchasing | 200 |
73 USD |
American |
17 Jan 2020 |
5.2800 USD |
Put Option | Purchasing | 100 |
80 USD |
American |
21 Feb 2020 |
11.0000 USD |
Put Option | Purchasing | 600 |
83 USD |
American |
21 Feb 2020 |
12.9000 USD |
Put Option | Purchasing | 400 |
95 USD |
American |
18 Sep 2020 |
26.6500 USD |
Put Option | Selling | 100 |
38 USD |
American |
21 Jan 2022 |
2.0600 USD |
Put Option | Selling | 200 |
40 USD |
American |
21 Jan 2022 |
2.5500 USD |
Put Option | Selling | 100 |
63 USD |
American |
18 Oct 2019 |
0.6000 USD |
Put Option | Selling | 300 |
65 USD |
American |
15 Nov 2019 |
0.9200 USD |
Put Option | Selling | 400 |
68 USD |
American |
19 Jun 2020 |
5.3350 USD |
Put Option | Selling | 200 |
70 USD |
American |
4 Oct 2019 |
0.2000 USD |
Put Option | Selling | 100 |
71 USD |
American |
4 Oct 2019 |
0.3000 USD |
Put Option | Selling | 500 |
71 USD |
American |
18 Oct 2019 |
1.1900 USD |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
 |
 |
 |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
 |
 |
  |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 7 Oct 2019 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number: | 020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected | |
If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name | Written or | Number of |
Exercise |
Type |
Expiry |
purchased | relevant securities |
price |
 |
date |
|
to which the option |
 |
 |
 |
||
or derivative |
 |
 |
 |
||
relates |
 |
 |
 |
||
Put Options | Written | 350,000 |
65.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 99,500 |
60.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 16,200 |
70.0000 |
American |
Nov 15, 2019 |
Put Options | Written | 3,000 |
50.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 3,700 |
72.5000 |
American |
Feb 21, 2020 |
Put Options | Written | 1,100 |
85.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 400 |
70.0000 |
American |
Oct 25, 2019 |
Put Options | Written | 18,200 |
62.5000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 700 |
50.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 1,000 |
66.5000 |
American |
Oct 11, 2019 |
Put Options | Written | 1,000 |
82.5000 |
American |
Jan 15, 2021 |
Put Options | Written | 200 |
75.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 13,300 |
72.5000 |
American |
Nov 15, 2019 |
Put Options | Written | 5,200 |
77.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 5,100 |
82.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 100 |
72.5000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 8,000 |
68.0000 |
American |
Oct 25, 2019 |
Put Options | Written | 800 |
82.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 200 |
55.0000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 400 |
67.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 200 |
75.0000 |
American |
May 15, 2020 |
Put Options | Purchased | -3,000 |
135.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -300 |
78.0000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -600 |
105.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -900 |
135.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,300 |
75.0000 |
American |
Feb 21, 2020 |
Call Options | Written | -8,500 |
70.0000 |
American |
Feb 21, 2020 |
Call Options | Written | -1,500 |
130.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -100 |
69.5000 |
American |
Oct 4, 2019 |
Call Options | Written | -300 |
92.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -300 |
66.5000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -4,500 |
57.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -3,500 |
74.5000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -100 |
95.0000 |
American |
May 15, 2020 |
Put Options | Purchased | -600 |
55.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,100 |
37.5000 |
American |
Jan 21, 2022 |
Put Options | Purchased | -1,700 |
57.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -700 |
65.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,000 |
70.0000 |
American |
Oct 25, 2019 |
Put Options | Purchased | -3,400 |
75.0000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -3,700 |
65.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -7,300 |
97.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -1,000 |
130.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -1,000 |
77.5000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -100 |
72.0000 |
American |
Oct 18, 2019 |
Call Options | Written | -19,500 |
90.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -300 |
120.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -3,600 |
50.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -5,100 |
47.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -500 |
70.0000 |
American |
Oct 11, 2019 |
Put Options | Purchased | -600 |
82.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -1,100 |
68.0000 |
American |
Oct 4, 2019 |
Put Options | Written | 73,000 |
70.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 4,200 |
45.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 100 |
67.5000 |
American |
Oct 4, 2019 |
Put Options | Written | 50,000 |
57.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 302,400 |
60.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 15,400 |
42.5000 |
American |
Feb 21, 2020 |
Put Options | Written | 49,600 |
95.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 500 |
67.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 36,500 |
80.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 3,300 |
47.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 2,600 |
50.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 2,400 |
50.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 1,000 |
145.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 200 |
68.5000 |
American |
Oct 4, 2019 |
Put Options | Written | 100 |
65.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 2,000 |
72.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 900 |
72.5000 |
American |
Oct 25, 2019 |
Call Options | Purchased | 200 |
72.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 100 |
80.0000 |
American |
Oct 11, 2019 |
Put Options | Written | 300 |
62.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 2,000 |
57.5000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 1,300 |
55.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 1,000 |
72.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 100 |
73.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 5,400 |
77.5000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 4,000 |
55.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 200 |
85.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -1,100 |
68.0000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -4,500 |
67.0000 |
American |
Oct 25, 2019 |
Put Options | Purchased | -100 |
73.5000 |
American |
Oct 4, 2019 |
Call Options | Written | -10,000 |
110.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -14,500 |
55.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -18,200 |
110.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -1,000 |
47.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -900 |
77.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -6,800 |
76.0000 |
American |
Oct 4, 2019 |
Call Options | Written | -11,400 |
130.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -100 |
120.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -400 |
95.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -700 |
72.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -2,600 |
55.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -10,900 |
82.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -100 |
95.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 6,600 |
62.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 9,800 |
75.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 2,300 |
60.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 400 |
62.5000 |
American |
May 15, 2020 |
Call Options | Purchased | 100 |
105.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 200 |
80.0000 |
American |
Oct 25, 2019 |
Put Options | Written | 7,000 |
76.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 1,000 |
60.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 200 |
87.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 18,400 |
72.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 100 |
75.0000 |
American |
Nov 1, 2019 |
Call Options | Purchased | 3,200 |
70.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 2,500 |
60.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 400 |
70.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 1,800 |
74.0000 |
American |
Oct 4, 2019 |
Call Options | Written | -14,700 |
87.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -12,100 |
95.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -500 |
75.0000 |
American |
May 15, 2020 |
Call Options | Written | -100 |
67.5000 |
American |
Sep 18, 2020 |
Call Options | Written | -500 |
95.0000 |
American |
Sep 18, 2020 |
Call Options | Written | -1,600 |
75.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -2,600 |
105.0000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -2,800 |
74.5000 |
American |
Oct 4, 2019 |
Call Options | Written | -1,200 |
85.0000 |
American |
Sep 18, 2020 |
Call Options | Written | -1,500 |
92.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -1,600 |
110.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -700 |
66.0000 |
American |
Nov 1, 2019 |
Call Options | Written | -1,900 |
97.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -28,900 |
60.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -4,300 |
50.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -400 |
110.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -5,600 |
40.0000 |
American |
Jan 21, 2022 |
Call Options | Written | -100 |
100.0000 |
American |
Jan 21, 2022 |
Call Options | Written | -1,900 |
115.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -2,000 |
45.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -600 |
55.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -800 |
125.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -600 |
42.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,300 |
50.0000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 103,800 |
77.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 25,600 |
67.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 800 |
155.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 800 |
42.5000 |
American |
Jan 21, 2022 |
Call Options | Purchased | 600 |
87.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 4,500 |
69.0000 |
American |
Oct 25, 2019 |
Put Options | Written | 100 |
77.5000 |
American |
Jan 15, 2021 |
Put Options | Written | 100 |
37.5000 |
American |
Jan 15, 2021 |
Put Options | Written | 32,800 |
57.5000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 600 |
65.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 151,000 |
65.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 400 |
32.5000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 1,000 |
65.0000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 1,000 |
82.5000 |
American |
Feb 21, 2020 |
Put Options | Written | 300 |
80.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 1,600 |
70.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 2,500 |
47.5000 |
American |
Jan 21, 2022 |
Call Options | Purchased | 3,200 |
55.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 125,000 |
80.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 3,000 |
62.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 200 |
67.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -4,100 |
115.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -2,200 |
40.0000 |
American |
Sep 18, 2020 |
Call Options | Written | -18,400 |
85.0000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -1,000 |
105.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -2,200 |
70.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -400 |
67.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -6,900 |
105.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -75,000 |
70.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -1,000 |
74.0000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -1,300 |
72.5000 |
American |
Oct 18, 2019 |
Call Options | Written | -400 |
82.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -2,800 |
42.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -2,200 |
100.0000 |
American |
Feb 21, 2020 |
Call Options | Written | -13,400 |
100.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -2,100 |
97.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -5,100 |
85.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -100 |
67.5000 |
American |
Sep 18, 2020 |
Call Options | Written | -200 |
70.0000 |
American |
Jan 21, 2022 |
Call Options | Written | -300 |
110.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -500 |
68.5000 |
American |
Oct 25, 2019 |
Call Options | Written | -800 |
92.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -5,000 |
42.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -100 |
75.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 100 |
59.5000 |
American |
Oct 25, 2019 |
Put Options | Written | 3,200 |
85.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 800 |
55.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 200 |
110.0000 |
American |
Jan 21, 2022 |
Call Options | Purchased | 30,400 |
80.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 18,600 |
70.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 11,000 |
75.0000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 400 |
60.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 7,000 |
76.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 3,200 |
55.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 800 |
76.0000 |
American |
Oct 11, 2019 |
Call Options | Purchased | 400 |
47.5000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 200 |
70.0000 |
American |
Oct 11, 2019 |
Put Options | Written | 4,400 |
77.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 1,200 |
76.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 1,600 |
68.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 1,400 |
65.0000 |
American |
Feb 21, 2020 |
Put Options | Written | 28,300 |
62.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 400 |
70.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 6,500 |
65.0000 |
American |
Nov 15, 2019 |
Put Options | Written | 300 |
77.5000 |
American |
Sep 18, 2020 |
Put Options | Written | 9,900 |
74.0000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 5,000 |
90.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 18,700 |
60.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 1,100 |
71.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 1,000 |
64.0000 |
American |
Oct 11, 2019 |
Put Options | Written | 500 |
67.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 200 |
73.0000 |
American |
Oct 11, 2019 |
Call Options | Purchased | 100 |
62.5000 |
American |
Sep 18, 2020 |
Call Options | Written | -1,300 |
92.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -2,700 |
125.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -300 |
130.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -800 |
50.0000 |
American |
Feb 21, 2020 |
Call Options | Written | -2,300 |
115.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -17,000 |
65.0000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -73,000 |
67.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -600 |
72.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -5,000 |
35.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -600 |
60.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -700 |
42.5000 |
American |
Jan 15, 2021 |
Call Options | Written | -900 |
90.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -400 |
72.0000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -900 |
60.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -3,100 |
57.5000 |
American |
Oct 18, 2019 |
Call Options | Written | -400 |
73.5000 |
American |
Nov 1, 2019 |
Put Options | Purchased | -1,400 |
45.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -100,100 |
120.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -2,800 |
72.5000 |
American |
Jun 19, 2020 |
Call Options | Written | -3,100 |
145.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -8,200 |
75.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -2,500 |
185.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -13,100 |
69.0000 |
American |
Oct 25, 2019 |
Call Options | Written | -500 |
75.0000 |
American |
Oct 11, 2019 |
Call Options | Written | -2,000 |
78.0000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -1,100 |
80.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 200 |
55.0000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 25,400 |
75.0000 |
American |
Nov 15, 2019 |
Put Options | Written | 300 |
35.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 90,000 |
50.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 6,600 |
72.5000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 200 |
71.0000 |
American |
Nov 1, 2019 |
Call Options | Purchased | 10,000 |
75.0000 |
American |
Oct 18, 2019 |
Put Options | Written | 100 |
80.0000 |
American |
Nov 15, 2019 |
Put Options | Written | 6,100 |
80.0000 |
American |
Jan 17, 2020 |
Put Options | Written | 100 |
62.5000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 300 |
75.5000 |
American |
Nov 1, 2019 |
Call Options | Purchased | 24,700 |
67.5000 |
American |
Jan 17, 2020 |
Put Options | Written | 1,500 |
45.0000 |
American |
Nov 15, 2019 |
Put Options | Written | 26,300 |
70.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 9,500 |
80.0000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 4,100 |
74.0000 |
American |
Oct 25, 2019 |
Put Options | Written | 400 |
60.0000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 4,300 |
75.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -1,700 |
87.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -53,000 |
82.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -300 |
42.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -2,200 |
62.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -2,100 |
115.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -2,300 |
76.5000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -9,000 |
69.5000 |
American |
Oct 25, 2019 |
Call Options | Written | -100 |
90.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -200 |
62.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -1,600 |
68.0000 |
American |
Oct 25, 2019 |
Call Options | Written | -18,100 |
95.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -100 |
80.0000 |
American |
Feb 21, 2020 |
Put Options | Purchased | -800 |
92.5000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -9,500 |
72.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -300 |
75.0000 |
American |
Oct 4, 2019 |
Call Options | Written | -100 |
180.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -200 |
70.5000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -1,600 |
69.5000 |
American |
Oct 11, 2019 |
Call Options | Written | -2,000 |
150.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -2,100 |
40.0000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -6,700 |
70.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -500 |
87.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 100 |
65.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 500 |
72.5000 |
American |
Oct 4, 2019 |
Put Options | Written | 300 |
67.0000 |
American |
Oct 11, 2019 |
Put Options | Written | 200 |
45.0000 |
American |
Jan 21, 2022 |
Call Options | Purchased | 100 |
71.0000 |
American |
Oct 25, 2019 |
Put Options | Written | 6,000 |
105.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 1,200 |
57.5000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 16,800 |
70.0000 |
American |
Oct 18, 2019 |
Put Options | Written | 2,700 |
67.5000 |
American |
Jun 19, 2020 |
Put Options | Written | 75,000 |
70.0000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 500 |
85.0000 |
American |
May 15, 2020 |
Call Options | Purchased | 100 |
78.0000 |
American |
Oct 11, 2019 |
Put Options | Written | 100 |
72.5000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 3,200 |
80.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 2,000 |
50.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 6,800 |
85.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 2,300 |
47.5000 |
American |
Sep 18, 2020 |
Call Options | Purchased | 9,000 |
68.5000 |
American |
Oct 25, 2019 |
Call Options | Purchased | 400 |
57.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -300 |
68.0000 |
American |
Oct 11, 2019 |
Put Options | Purchased | -27,500 |
62.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -69,400 |
100.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -300 |
71.0000 |
American |
Oct 11, 2019 |
Put Options | Purchased | -11,300 |
70.0000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -100 |
67.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -1,000 |
100.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -13,800 |
90.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -15,500 |
87.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -11,100 |
85.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -200 |
105.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -2,000 |
73.0000 |
American |
Oct 4, 2019 |
Call Options | Written | -3,100 |
62.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -39,800 |
67.5000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -900 |
40.0000 |
American |
Jun 19, 2020 |
Call Options | Written | -10,400 |
100.0000 |
American |
Jun 19, 2020 |
Put Options | Purchased | -200 |
55.0000 |
American |
Oct 18, 2019 |
Call Options | Written | -6,600 |
105.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 400 |
72.5000 |
American |
May 15, 2020 |
Call Options | Purchased | 4,400 |
67.5000 |
American |
Oct 18, 2019 |
Put Options | Written | 2,300 |
47.5000 |
American |
Nov 15, 2019 |
Call Options | Purchased | 1,000 |
77.0000 |
American |
Oct 4, 2019 |
Put Options | Written | 100 |
69.0000 |
American |
Oct 18, 2019 |
Put Options | Written | 8,500 |
65.0000 |
American |
Feb 21, 2020 |
Put Options | Written | 1,100 |
45.0000 |
American |
Jun 19, 2020 |
Put Options | Written | 5,100 |
69.0000 |
American |
Oct 4, 2019 |
Call Options | Purchased | 4,300 |
75.0000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 3,800 |
77.5000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 1,300 |
65.0000 |
American |
Jun 19, 2020 |
Call Options | Purchased | 800 |
77.5000 |
American |
Oct 11, 2019 |
Call Options | Purchased | 100 |
80.0000 |
American |
Oct 18, 2019 |
Put Options | Written | 4,000 |
59.5000 |
American |
Oct 11, 2019 |
Put Options | Written | 400 |
85.0000 |
American |
Jan 15, 2021 |
Put Options | Written | 300 |
70.0000 |
American |
Oct 4, 2019 |
Put Options | Written | 15,800 |
65.0000 |
American |
Oct 18, 2019 |
Call Options | Purchased | 1,300 |
80.0000 |
American |
Sep 18, 2020 |
Put Options | Written | 100 |
62.5000 |
American |
Oct 25, 2019 |
Put Options | Written | 100 |
63.0000 |
American |
Oct 11, 2019 |
Call Options | Purchased | 14,100 |
77.5000 |
American |
Jan 17, 2020 |
Call Options | Purchased | 1,700 |
57.5000 |
American |
Jan 15, 2021 |
Call Options | Purchased | 1,500 |
77.5000 |
American |
Feb 21, 2020 |
Call Options | Purchased | 200 |
74.0000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -9,400 |
90.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -2,200 |
82.5000 |
American |
Jan 15, 2021 |
Put Options | Purchased | -2,200 |
72.5000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -12,700 |
60.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -3,100 |
135.0000 |
American |
Jan 17, 2020 |
Put Options | Purchased | -15,700 |
67.5000 |
American |
Oct 18, 2019 |
Call Options | Written | -5,000 |
100.0000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -6,800 |
100.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -100 |
72.5000 |
American |
Oct 11, 2019 |
Call Options | Written | -200 |
69.0000 |
American |
Oct 4, 2019 |
Call Options | Written | -3,100 |
95.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -6,900 |
92.5000 |
American |
Jan 17, 2020 |
Call Options | Written | -13,300 |
90.0000 |
American |
Jan 17, 2020 |
Call Options | Written | -100 |
62.5000 |
American |
Nov 15, 2019 |
Call Options | Written | -11,900 |
73.0000 |
American |
Oct 4, 2019 |
Put Options | Purchased | -14,500 |
70.0000 |
American |
Nov 15, 2019 |
Put Options | Purchased | -500 |
47.5000 |
American |
Sep 18, 2020 |
Put Options | Purchased | -1,000 |
62.0000 |
American |
Oct 11, 2019 |
Call Options | Written | -500 |
62.5000 |
American |
Oct 18, 2019 |
Put Options | Purchased | -300 |
77.5000 |
American |
Feb 21, 2020 |
Call Options | Written | -400 |
80.0000 |
American |
Jan 15, 2021 |
Call Options | Written | -6,500 |
95.0000 |
American |
Nov 15, 2019 |
Call Options | Written | -1,000 |
87.5000 |
American |
Jan 15, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
View source version on businesswire.com: https://www.businesswire.com/news/home/20191007005534/en/